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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLAH
826
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
– –
-237,619
Closed -$2.35M
LGV
827
DELISTED
Longview Acquisition Corp. II
LGV
– –
-805,912
Closed -$7.91M
PCPC
828
DELISTED
Periphas Capital Partnering Corporation
PCPC
– –
-190,000
Closed -$4.71M
PV
829
DELISTED
Primavera Capital Acquisition Corporation
PV
– –
-373,325
Closed -$3.71M
LHAA
830
DELISTED
Lerer Hippeau Acquisition Corp. Class A Common Stock
LHAA
– –
-713,544
Closed -$7.01M
EPWR
831
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
– –
-254,071
Closed -$2.51M
SSAA
832
DELISTED
Science Strategic Acquisition Corp. Alpha Class A Common Stock
SSAA
– –
-705,024
Closed -$6.97M
BSKY
833
DELISTED
Big Sky Growth Partners, Inc. Class A Common Stock
BSKY
– –
-237,508
Closed -$2.32M
BLTS
834
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
– –
-157,525
Closed -$1.56M
DHBC
835
DELISTED
DHB Capital Corp. Class A common stock
DHBC
– –
-253,711
Closed -$2.5M
CND
836
DELISTED
Concord Acquisition Corp.
CND
– –
-459,569
Closed -$4.62M
SCLE
837
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
– –
-563,520
Closed -$5.55M
SHACW
838
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
– –
-789,689
Closed -$38K
SHAC
839
DELISTED
SCP & CO Healthcare Acquisition Company Class A Common Stock
SHAC
– –
-1,732,445
Closed -$17.1M
VTIQ
840
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
– –
-475,238
Closed -$4.69M
CLIM
841
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
– –
-701,701
Closed -$6.93M
FTCV
842
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
– –
-574,462
Closed -$5.72M
OEPW
843
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
– –
-475,238
Closed -$4.69M
AFAC
844
DELISTED
Arena Fortify Acquisition Corp. Class A Common Stock
AFAC
– –
-420,018
Closed -$4.23M
ZWRK
845
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
– –
-285,150
Closed -$2.81M
ZWRKW
846
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
– –
-49,109
Closed -$2K
FSSI
847
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
– –
-237,432
Closed -$2.35M
CLRM
848
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
– –
-474,862
Closed -$4.7M
CLRMW
849
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
– –
-144,156
Closed -$5K
HTPA
850
DELISTED
Highland Transcend Partners I Corp.
HTPA
– –
-731,537
Closed -$7.29M
32 33
34
35 36

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.