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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.42B
AUM Growth
-$3.38B
Cap. Flow
-$3.75B
Cap. Flow %
-69.25%
Top 10 Hldgs %
40.63%
Holding
1,042
New
84
Increased
109
Reduced
414
Closed
284
Avg Time Held Equity + Options
3.7 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
3.7 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
STOR
STORE Capital Corporation
STOR
+$172M
3
FHN icon
First Horizon
FHN
+$107M
4
COUP
Coupa Software Incorporated
COUP
+$96.9M
5
AAWW
Atlas Air Worldwide Holdings, Inc.
AAWW
+$64.6M

Top Sells

Rank Stock Value
1
BHVN icon
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
AVLR
Avalara, Inc.
AVLR
+$373M
4
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M
5
ROG icon
Rogers Corp
ROG
+$219M

Sector Composition

Rank Sector Weight
1 Financials 25.7%
2 Technology 18.31%
3 Healthcare 15.11%
4 Miscellaneous 11.75%
5 Real Estate 10.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SPWR icon
826
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-18,749
Closed -$432K –
MAQC icon
827
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
– –
-937,681
Closed -$9.69M –
HOLI icon
828
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-283,100
Closed -$4.84M –
SEPA icon
829
DELISTED
SEP Acquisition Corp Class A Common Stock
SEPA
– –
-334,073
Closed -$3.33M –
GETR icon
830
DELISTED
Getaround, Inc.
GETR
– –
-741,925
Closed -$7.3M –
CNGL icon
831
DELISTED
Canna-Global Acquisition Corp. Class A Common Stock
CNGL
– –
-280,744
Closed -$2.84M –
DMTK icon
832
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-1,413,334
Closed -$5.6M –
COOL icon
833
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
– –
-701,629
Closed -$7M –
CONX icon
834
DELISTED
CONX Corp. Class A Common Stock
CONX
– –
-487,994
Closed -$4.88M –
SAGA
835
DELISTED
Sagaliam Acquisition Corp. Class A Common Stock
SAGA
– –
-233,953
Closed -$2.34M –
WRAC
836
DELISTED
Williams Rowland Acquisition Corp.
WRAC
– –
-400,887
Closed -$4.04M –
SLAC
837
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
– –
-474,455
Closed -$4.66M –
OTEC
838
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
– –
-238,623
Closed -$2.43M –
RPT icon
839
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-427,765
Closed -$3.23M –
CD icon
840
DELISTED
Chindata Group Holdings Limited American Depositary Shares
CD
– –
-589,094
Closed -$4.76M –
MTRY
841
DELISTED
Monterey Innovation Acquisition Corp. Common Stock
MTRY
– –
-190,898
Closed -$2.03M –
SFR
842
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
– –
-475,238
Closed -$4.73M –
ACAQ
843
DELISTED
Athena Consumer Acquisition Corp.
ACAQ
– –
-477,246
Closed -$4.8M –
BTWN
844
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
– –
-339,067
Closed -$3.4M –
ADER
845
DELISTED
26 Capital Acquisition Corp
ADER
– –
-272,208
Closed -$2.69M –
NSTD
846
DELISTED
Northern Star Investment Corp. IV
NSTD
– –
-142,709
Closed -$1.4M –
NSTC
847
DELISTED
Northern Star Investment Corp. III
NSTC
– –
-144,714
Closed -$1.43M –
GFX
848
DELISTED
Golden Falcon Acquisition Corp.
GFX
– –
-195,521
Closed -$1.95M –
FORG
849
DELISTED
ForgeRock, Inc.
FORG
– –
-28,199
Closed -$410K –
CPUH
850
DELISTED
Compute Health Acquisition Corp.
CPUH
– –
-474,298
Closed -$4.68M –
32 33
34
35 36

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CGL
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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 1,042 positions worth $5.42B, down 38% from $8.8B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

UBS O'Connor withdrew a net $3.75B in Q4 2022, closing 284 positions and reducing 414 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 20% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Coupa Software Incorporated worth $128M.

  • UBS O'Connor's largest Q4 2022 buy was Coupa Software Incorporated: 1,619,333 shares worth $128M.
  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Rogers Corp, cutting an estimated $219M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 41% of its $5.42B portfolio in Q4 2022.
  • UBS O'Connor opened 84 new positions and closed 284 in Q4 2022.
  • UBS O'Connor's portfolio value fell 38% quarter-over-quarter to $5.42B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.