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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.49B
Cap. Flow %
-16.94%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126
Avg Time Held Equity + Options
3.2 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
0.7 quarters
Avg Time Held Equity only
3.2 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
0.7 quarters

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN icon
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL icon
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.77%
3 Healthcare 15.9%
4 Miscellaneous 8.89%
5 Real Estate 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
H icon
826
PUT
Hyatt Hotels
H
$15.2B
$59K ﹤0.01%
17,500
– –
2022 Q1
2 quarters
RDN icon
827
PUT
Radian Group
RDN
$4.48B
$56K ﹤0.01%
31,500
+12,300
+64% +$262K
2021 Q2
5 quarters
TRAQ.WS
828
DELISTED
Trine II Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRAQ.WS
$55K ﹤0.01%
459,569
-46,007
-9% -$7.08K
2022 Q1
2 quarters
FUSN icon
829
DELISTED
Fusion Pharmaceuticals Inc. Common Shares
FUSN
$52K ﹤0.01%
+17,286
New +$43.2K
2022 Q3
0 quarters
NHICW
830
DELISTED
NewHold Investment Corp. II Warrant
NHICW
$49K ﹤0.01%
891,915
-200
-0% -$39
2021 Q4
3 quarters
RVNC icon
831
PUT
DELISTED
Revance Therapeutics, Inc.
RVNC
$48K ﹤0.01%
100,000
– –
2022 Q1
2 quarters
JUGGW
832
DELISTED
Jaws Juggernaut Acquisition Corporation Warrant
JUGGW
$42K ﹤0.01%
167,035
-16,722
-9% -$4.12K
2021 Q3
4 quarters
BTU icon
833
PUT
Peabody Energy
BTU
$3.06B
$38K ﹤0.01%
+23,000
New +$516K
2022 Q3
0 quarters
SHACW
834
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
$38K ﹤0.01%
789,689
-82,773
-9% -$4.12K
2021 Q1
6 quarters
RONI.WS
835
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$37K ﹤0.01%
119,311
-11,944
-9% -$4.5K
2021 Q3
4 quarters
RJAC.WS
836
DELISTED
Jackson Acquisition Company Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
RJAC.WS
$37K ﹤0.01%
304,973
-30,530
-9% -$3.82K
2022 Q1
2 quarters
CONXW icon
837
DELISTED
CONX Corp. Warrant
CONXW
$36K ﹤0.01%
475,238
-47,777
-9% -$4.41K
2021 Q1
6 quarters
ASZ.WS
838
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$34K ﹤0.01%
252,927
-25,408
-9% -$3.74K
2021 Q2
5 quarters
SLACW
839
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$33K ﹤0.01%
132,311
-13,246
-9% -$4.25K
2022 Q1
2 quarters
SFRWW
840
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$33K ﹤0.01%
237,619
-23,888
-9% -$3.64K
2021 Q1
6 quarters
HZON.WS
841
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$33K ﹤0.01%
233,880
-23,512
-9% -$3.29K
2021 Q1
6 quarters
GEEXW
842
DELISTED
Games & Esports Experience Acquisition Corp. Warrants
GEEXW
$30K ﹤0.01%
233,953
-23,421
-9% -$2K
2022 Q1
2 quarters
NIRWW
843
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$29K ﹤0.01%
227,905
-23,888
-9% -$2.47K
2021 Q1
6 quarters
EOCW.WS
844
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$29K ﹤0.01%
178,968
-17,916
-9% -$4.46K
2021 Q3
4 quarters
BIOSW
845
DELISTED
BioPlus Acquisition Corp. Warrants
BIOSW
$27K ﹤0.01%
187,997
-18,820
-9% -$2.1K
2022 Q1
2 quarters
BOAC.WS
846
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$26K ﹤0.01%
233,904
-23,481
-9% -$2.54K
2021 Q1
6 quarters
CVIIW icon
847
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$25K ﹤0.01%
199,847
-20,007
-9% -$4.48K
2021 Q2
5 quarters
NAACW
848
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$25K ﹤0.01%
460,510
-47,299
-9% -$2.42K
2021 Q1
6 quarters
CPARW
849
DELISTED
Catalyst Partners Acquisition Corp. Warrant
CPARW
$23K ﹤0.01%
188,060
-18,826
-9% -$3.19K
2022 Q1
2 quarters
JOFFW
850
DELISTED
JOFF Fintech Acquisition Corp. Warrant
JOFFW
$23K ﹤0.01%
418,571
-41,983
-9% -$2.93K
2021 Q2
5 quarters
32 33
34
35 36

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CGL
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JCM
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UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.49B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.