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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
H icon
826
PUT
Hyatt Hotels
H
$16.7B
$59K ﹤0.01%
17,500
– –
RDN icon
827
PUT
Radian Group
RDN
$4.91B
$56K ﹤0.01%
31,500
+12,300
+64% +$262K
TRAQ.WS
828
DELISTED
Trine II Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRAQ.WS
$55K ﹤0.01%
459,569
-46,007
-9% -$7.08K
FUSN
829
DELISTED
Fusion Pharmaceuticals Inc. Common Shares
FUSN
$52K ﹤0.01%
+17,286
New +$43.2K
NHICW
830
DELISTED
NewHold Investment Corp. II Warrant
NHICW
$49K ﹤0.01%
891,915
-200
-0% -$39
RVNC
831
PUT
DELISTED
Revance Therapeutics, Inc.
RVNC
$48K ﹤0.01%
100,000
– –
JUGGW
832
DELISTED
Jaws Juggernaut Acquisition Corporation Warrant
JUGGW
$42K ﹤0.01%
167,035
-16,722
-9% -$4.12K
BTU icon
833
PUT
Peabody Energy
BTU
$2.9B
$38K ﹤0.01%
+23,000
New +$516K
SHACW
834
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
$38K ﹤0.01%
789,689
-82,773
-9% -$4.12K
RONI.WS
835
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$37K ﹤0.01%
119,311
-11,944
-9% -$4.5K
RJAC.WS
836
DELISTED
Jackson Acquisition Company Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
RJAC.WS
$37K ﹤0.01%
304,973
-30,530
-9% -$3.82K
CONXW
837
DELISTED
CONX Corp. Warrant
CONXW
$36K ﹤0.01%
475,238
-47,777
-9% -$4.41K
ASZ.WS
838
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$34K ﹤0.01%
252,927
-25,408
-9% -$3.74K
SLACW
839
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$33K ﹤0.01%
132,311
-13,246
-9% -$4.25K
SFRWW
840
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$33K ﹤0.01%
237,619
-23,888
-9% -$3.64K
HZON.WS
841
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$33K ﹤0.01%
233,880
-23,512
-9% -$3.29K
GEEXW
842
DELISTED
Games & Esports Experience Acquisition Corp. Warrants
GEEXW
$30K ﹤0.01%
233,953
-23,421
-9% -$2K
NIRWW
843
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$29K ﹤0.01%
227,905
-23,888
-9% -$2.47K
EOCW.WS
844
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$29K ﹤0.01%
178,968
-17,916
-9% -$4.46K
BIOSW
845
DELISTED
BioPlus Acquisition Corp. Warrants
BIOSW
$27K ﹤0.01%
187,997
-18,820
-9% -$2.1K
BOAC.WS
846
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$26K ﹤0.01%
233,904
-23,481
-9% -$2.54K
CVIIW
847
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$25K ﹤0.01%
199,847
-20,007
-9% -$4.48K
NAACW
848
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$25K ﹤0.01%
460,510
-47,299
-9% -$2.42K
CPARW
849
DELISTED
Catalyst Partners Acquisition Corp. Warrant
CPARW
$23K ﹤0.01%
188,060
-18,826
-9% -$3.19K
JOFFW
850
DELISTED
JOFF Fintech Acquisition Corp. Warrant
JOFFW
$23K ﹤0.01%
418,571
-41,983
-9% -$2.93K
32 33
34
35 36

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.