UOC

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
JCICW
826
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$97K ﹤0.01%
179,817
+4,823
+3% +$3.07K
2021 Q1
3 quarters
DRAYW icon
827
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
$97K ﹤0.01%
172,082
+4,609
+3% +$2.87K
2021 Q3
1 quarter
PARAW icon
828
Banzai International Warrant
PARAW
$137K
$95K ﹤0.01%
155,745
-94,246
-38% -$66.6K
2021 Q1
3 quarters
FUBO icon
829
PUT
FuboTV Inc
FUBO
$249M
$95K ﹤0.01%
+4,167
New +$1.17M
2021 Q4
0 quarters
FATH.WS icon
830
DELISTED
Fathom Digital Manufacturing Corporation Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
FATH.WS
$95K ﹤0.01%
+107,328
New +$93.2K
2021 Q4
0 quarters
IIIIW
831
DELISTED
INSU Acquisition Corp. III Warrant
IIIIW
$95K ﹤0.01%
171,253
+4,593
+3% +$3.38K
2021 Q1
3 quarters
SMH icon
832
CALL
VanEck Semiconductor ETF
SMH
$68.8B
$94K ﹤0.01%
+100,000
New +$14.5M
2021 Q4
0 quarters
EACPW
833
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$94K ﹤0.01%
179,817
+4,823
+3% +$2.53K
2021 Q1
3 quarters
ARBGW
834
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$94K ﹤0.01%
171,253
+4,593
+3% +$3.02K
2021 Q1
3 quarters
ASAXW
835
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$93K ﹤0.01%
179,817
+4,823
+3% +$3K
2021 Q1
3 quarters
SCLEW
836
DELISTED
Broadscale Acquisition Corp. Warrant
SCLEW
$93K ﹤0.01%
100,741
+741
+0.7% +$688
2021 Q2
2 quarters
GHACW
837
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
$91K ﹤0.01%
171,253
+4,593
+3% +$3.22K
2021 Q2
2 quarters
AENTW icon
838
Alliance Entertainment Holding Corp Warrants
AENTW
$1.54M
$90K ﹤0.01%
180,018
+4,827
+3% +$2.67K
2021 Q2
2 quarters
LJAQW
839
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$90K ﹤0.01%
179,817
+4,823
+3% +$2.75K
2021 Q1
3 quarters
FACA.WS
840
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$90K ﹤0.01%
77,066
+2,066
+3% +$2.33K
2021 Q2
2 quarters
BBLN.WS
841
DELISTED
Babylon Holdings Limited Warrants, each exercisable for one Class A Ordinary Share
BBLN.WS
$89K ﹤0.01%
+128,441
New +$153K
2021 Q4
0 quarters
SCOAW
842
DELISTED
ScION Tech Growth I Warrant
SCOAW
$88K ﹤0.01%
151,026
-15,634
-9% -$11.6K
2021 Q1
3 quarters
DCRNW
843
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$88K ﹤0.01%
56,513
+1,515
+3% +$2.63K
2021 Q2
2 quarters
AEON.WS icon
844
DELISTED
AEON Biopharma Inc
AEON.WS
$87K ﹤0.01%
171,253
+4,593
+3% +$2.54K
2021 Q2
2 quarters
GNACW
845
DELISTED
Group Nine Acquisition Corp. Warrant
GNACW
$87K ﹤0.01%
171,253
+4,593
+3% +$2.99K
2021 Q1
3 quarters
TZPSW
846
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$86K ﹤0.01%
171,253
+4,593
+3% +$2.64K
2021 Q1
3 quarters
MSFT icon
847
CALL
Microsoft
MSFT
$3.96T
$85K ﹤0.01%
+50,000
New +$16.2M
2021 Q4
0 quarters
ENERR
848
DELISTED
Accretion Acquisition Corp Right
ENERR
$85K ﹤0.01%
+257,885
New +$85.7K
2021 Q4
0 quarters
YSAC.WS
849
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$85K ﹤0.01%
102,562
-22,434
-18% -$21.7K
2021 Q1
3 quarters
PV.WS
850
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$83K ﹤0.01%
128,440
+3,444
+3% +$2.71K
2021 Q1
3 quarters
32 33
34
35 36

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CGL
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.