We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCICW
826
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$97K ﹤0.01%
179,817
+4,823
+3% +$3.07K
DRAYW
827
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
$97K ﹤0.01%
172,082
+4,609
+3% +$2.87K
BNZIW icon
828
Banzai International Warrant
BNZIW
$129K
$95K ﹤0.01%
155,745
-94,246
-38% -$66.6K
FUBO icon
829
PUT
FuboTV Inc
FUBO
$271M
$95K ﹤0.01%
+4,167
New +$1.17M
FATH.WS
830
DELISTED
Fathom Digital Manufacturing Corporation Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
FATH.WS
$95K ﹤0.01%
+107,328
New +$93.2K
IIIIW
831
DELISTED
INSU Acquisition Corp. III Warrant
IIIIW
$95K ﹤0.01%
171,253
+4,593
+3% +$3.38K
SMH icon
832
CALL
VanEck Semiconductor ETF
SMH
$72.7B
$94K ﹤0.01%
+100,000
New +$14.5M
EACPW
833
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$94K ﹤0.01%
179,817
+4,823
+3% +$2.53K
ARBGW
834
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$94K ﹤0.01%
171,253
+4,593
+3% +$3.02K
ASAXW
835
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$93K ﹤0.01%
179,817
+4,823
+3% +$3K
SCLEW
836
DELISTED
Broadscale Acquisition Corp. Warrant
SCLEW
$93K ﹤0.01%
100,741
+741
+0.7% +$688
GHACW
837
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
$91K ﹤0.01%
171,253
+4,593
+3% +$3.22K
AENTW icon
838
Alliance Entertainment Holding Corp Warrants
AENTW
$4.27M
$90K ﹤0.01%
180,018
+4,827
+3% +$2.67K
LJAQW
839
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$90K ﹤0.01%
179,817
+4,823
+3% +$2.75K
FACA.WS
840
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$90K ﹤0.01%
77,066
+2,066
+3% +$2.33K
BBLN.WS
841
DELISTED
Babylon Holdings Limited Warrants, each exercisable for one Class A Ordinary Share
BBLN.WS
$89K ﹤0.01%
+128,441
New +$153K
SCOAW
842
DELISTED
ScION Tech Growth I Warrant
SCOAW
$88K ﹤0.01%
151,026
-15,634
-9% -$11.6K
DCRNW
843
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$88K ﹤0.01%
56,513
+1,515
+3% +$2.63K
AEON.WS
844
DELISTED
AEON Biopharma Inc
AEON.WS
$87K ﹤0.01%
171,253
+4,593
+3% +$2.54K
GNACW
845
DELISTED
Group Nine Acquisition Corp. Warrant
GNACW
$87K ﹤0.01%
171,253
+4,593
+3% +$2.99K
TZPSW
846
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$86K ﹤0.01%
171,253
+4,593
+3% +$2.64K
MSFT icon
847
CALL
Microsoft
MSFT
$3.73T
$85K ﹤0.01%
+50,000
New +$16.2M
ENERR
848
DELISTED
Accretion Acquisition Corp Right
ENERR
$85K ﹤0.01%
+257,885
New +$85.7K
YSAC.WS
849
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$85K ﹤0.01%
102,562
-22,434
-18% -$21.7K
PV.WS
850
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$83K ﹤0.01%
128,440
+3,444
+3% +$2.71K
32 33
34
35 36

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.