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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZNTL icon
801
Zentalis Pharmaceuticals
ZNTL
$302M
$293K ﹤0.01%
13,527
-65,600
-83% -$1.79M
LAMR icon
802
PUT
Lamar Advertising Co
LAMR
$16.3B
$280K ﹤0.01%
+220,000
New +$21M
PRAX icon
803
Praxis Precision Medicines
PRAX
$10B
$263K ﹤0.01%
7,718
-6,667
-46% -$332K
CPAAW
804
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
$257K ﹤0.01%
1,012,165
-103,516
-9% -$25.6K
THC icon
805
PUT
Tenet Healthcare
THC
$21.1B
$252K ﹤0.01%
50,000
-63,100
-56% -$3.74M
SHAK icon
806
PUT
Shake Shack
SHAK
$2.88B
$250K ﹤0.01%
+50,000
New +$2.4M
CPRI icon
807
PUT
Capri Holdings
CPRI
$1.74B
$247K ﹤0.01%
21,300
– –
UBX
808
DELISTED
Unity Biotechnology
UBX
$240K ﹤0.01%
+60,650
New +$383K
OMF icon
809
PUT
OneMain Financial
OMF
$7.48B
$235K ﹤0.01%
+27,900
New +$1.03M
CPE
810
PUT
DELISTED
Callon Petroleum Company
CPE
$232K ﹤0.01%
78,700
– –
AURA icon
811
Aura Biosciences
AURA
$824M
$225K ﹤0.01%
12,430
-78,109
-86% -$1.18M
AXSM icon
812
Axsome Therapeutics
AXSM
$10.9B
$223K ﹤0.01%
5,000
-23,026
-82% -$1.15M
SAVE
813
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$216K ﹤0.01%
+100,000
New +$2.35M
ORTX
814
DELISTED
Orchard Therapeutics plc American Depositary Shares
ORTX
$216K ﹤0.01%
43,298
-66,094
-60% -$368K
DCPH
815
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$185K ﹤0.01%
+10,000
New +$157K
ADT icon
816
PUT
ADT
ADT
$5.56B
$182K ﹤0.01%
90,300
– –
AMPX.WS icon
817
Amprius Technologies Warrants
AMPX.WS
$556M
$150K ﹤0.01%
+485,383
New +$183K
MAR icon
818
PUT
Marriott International
MAR
$92.3B
$135K ﹤0.01%
11,000
– –
HLT icon
819
PUT
Hilton Worldwide
HLT
$71.3B
$107K ﹤0.01%
13,500
– –
NGL icon
820
PUT
NGL Energy Partners
NGL
$2.1B
$98K ﹤0.01%
81,300
– –
TCRR
821
DELISTED
TCR2 Therapeutics Inc. Common Stock
TCRR
$97K ﹤0.01%
+54,035
New +$157K
WTI icon
822
PUT
W&T Offshore
WTI
$515M
$95K ﹤0.01%
1,580,400
– –
VICI icon
823
PUT
VICI Properties
VICI
$29.4B
$89K ﹤0.01%
+25,000
New +$825K
DKNG icon
824
PUT
DraftKings
DKNG
$11.9B
$86K ﹤0.01%
100,000
+40,000
+67% +$636K
HPX.WS
825
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$81K ﹤0.01%
261,507
– –
31 32
33
34 35

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SAG
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ACI
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RC
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A
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CGL
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CB
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JCM
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UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.