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UBS O'Connor

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CTAQW
801
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$119K ﹤0.01%
171,253
+4,593
+3% +$3.5K
2021 Q1
3 quarters
CRU.WS
802
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$116K ﹤0.01%
162,691
+4,363
+3% +$3.54K
2021 Q1
3 quarters
ZNTEW
803
DELISTED
Zanite Acquisition Corp. Warrant
ZNTEW
$116K ﹤0.01%
128,440
+3,444
+3% +$2.96K
2021 Q1
3 quarters
EPWR.WS
804
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$115K ﹤0.01%
231,192
+6,200
+3% +$3.68K
2021 Q1
3 quarters
ACKIW
805
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
$114K ﹤0.01%
218,549
+5,859
+3% +$3.25K
2021 Q1
3 quarters
MIMO.WS
806
DELISTED
Airspan Networks Holdings Inc Warrants
MIMO.WS
$113K ﹤0.01%
156,489
+3,120
+2% +$2.42K
2021 Q3
1 quarter
SVC
807
PUT
Service Properties Trust
SVC
$821M
$112K ﹤0.01%
28,780
-65,720
-70% -$3.35M
2021 Q2
2 quarters
XRX icon
808
PUT
Xerox
XRX
$352M
$112K ﹤0.01%
36,600
+6,000
+20% +$122K
2021 Q2
2 quarters
ADEX.WS
809
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$111K ﹤0.01%
154,818
-32,675
-17% -$24.6K
2021 Q1
3 quarters
AEACW
810
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$111K ﹤0.01%
206,313
-43,678
-17% -$28.1K
2021 Q1
3 quarters
HYG icon
811
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$110K ﹤0.01%
1,000,000
-1,000,000
-50% -$86.8M
2018 Q4
12 quarters
GMBTW
812
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$110K ﹤0.01%
171,253
+4,593
+3% +$4.26K
2021 Q1
3 quarters
FSRDW
813
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$109K ﹤0.01%
154,128
+4,134
+3% +$3.76K
2021 Q2
2 quarters
RYAM icon
814
PUT
Rayonier Advanced Materials
RYAM
$486M
$107K ﹤0.01%
113,100
-13,700
-11% -$89.1K
2021 Q2
2 quarters
TRONW icon
815
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$106K ﹤0.01%
117,986
+864
+0.7% +$814
2021 Q3
1 quarter
FINMW
816
DELISTED
Marlin Technology Corporation Warrant
FINMW
$106K ﹤0.01%
154,127
+4,133
+3% +$3.17K
2021 Q1
3 quarters
NAVI icon
817
PUT
Navient
NAVI
$877M
$104K ﹤0.01%
228,000
+36,500
+19% +$738K
2021 Q2
2 quarters
ANAC.WS
818
DELISTED
Arctos NorthStar Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ANAC.WS
$103K ﹤0.01%
128,545
+3,447
+3% +$2.73K
2021 Q2
2 quarters
MDAIW icon
819
Spectral AI Warrants
MDAIW
$5.56M
$102K ﹤0.01%
137,002
+3,669
+3% +$2.89K
2021 Q2
2 quarters
DISAW
820
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
$102K ﹤0.01%
143,556
+3,845
+3% +$2.68K
2021 Q2
2 quarters
COVAW
821
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$102K ﹤0.01%
205,704
+5,515
+3% +$3.23K
2021 Q2
2 quarters
ARTEW
822
DELISTED
Artemis Strategic Investment Corporation Warrant
ARTEW
$101K ﹤0.01%
+206,307
New +$105K
2021 Q4
0 quarters
KLAQW
823
DELISTED
KL Acquisition Corp Warrant
KLAQW
$100K ﹤0.01%
171,253
+4,593
+3% +$2.87K
2021 Q1
3 quarters
OEPWW
824
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$100K ﹤0.01%
171,253
+4,593
+3% +$2.79K
2021 Q1
3 quarters
LHC.WS
825
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
$98K ﹤0.01%
166,972
+4,478
+3% +$2.96K
2021 Q1
3 quarters
31 32
33
34 35

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.