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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTAQW
801
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$119K ﹤0.01%
171,253
+4,593
+3% +$3.5K
CRU.WS
802
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$116K ﹤0.01%
162,691
+4,363
+3% +$3.54K
ZNTEW
803
DELISTED
Zanite Acquisition Corp. Warrant
ZNTEW
$116K ﹤0.01%
128,440
+3,444
+3% +$2.96K
EPWR.WS
804
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$115K ﹤0.01%
231,192
+6,200
+3% +$3.68K
ACKIW
805
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
$114K ﹤0.01%
218,549
+5,859
+3% +$3.25K
MIMO.WS
806
DELISTED
Airspan Networks Holdings Inc Warrants
MIMO.WS
$113K ﹤0.01%
156,489
+3,120
+2% +$2.42K
SVC
807
PUT
Service Properties Trust
SVC
$1.09B
$112K ﹤0.01%
28,780
-65,720
-70% -$3.35M
XRX icon
808
PUT
Xerox
XRX
$427M
$112K ﹤0.01%
36,600
+6,000
+20% +$122K
ADEX.WS
809
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$111K ﹤0.01%
154,818
-32,675
-17% -$24.6K
AEACW
810
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$111K ﹤0.01%
206,313
-43,678
-17% -$28.1K
HYG icon
811
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$110K ﹤0.01%
1,000,000
-1,000,000
-50% -$86.8M
GMBTW
812
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$110K ﹤0.01%
171,253
+4,593
+3% +$4.26K
FSRDW
813
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$109K ﹤0.01%
154,128
+4,134
+3% +$3.76K
RYAM icon
814
PUT
Rayonier Advanced Materials
RYAM
$625M
$107K ﹤0.01%
113,100
-13,700
-11% -$89.1K
TRONW
815
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$106K ﹤0.01%
117,986
+864
+0.7% +$814
FINMW
816
DELISTED
Marlin Technology Corporation Warrant
FINMW
$106K ﹤0.01%
154,127
+4,133
+3% +$3.17K
NAVI icon
817
PUT
Navient
NAVI
$826M
$104K ﹤0.01%
228,000
+36,500
+19% +$738K
ANAC.WS
818
DELISTED
Arctos NorthStar Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ANAC.WS
$103K ﹤0.01%
128,545
+3,447
+3% +$2.73K
MDAIW icon
819
Spectral AI Warrants
MDAIW
$5.22M
$102K ﹤0.01%
137,002
+3,669
+3% +$2.89K
DISAW
820
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
$102K ﹤0.01%
143,556
+3,845
+3% +$2.68K
COVAW
821
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$102K ﹤0.01%
205,704
+5,515
+3% +$3.23K
ARTEW
822
DELISTED
Artemis Strategic Investment Corporation Warrant
ARTEW
$101K ﹤0.01%
+206,307
New +$105K
KLAQW
823
DELISTED
KL Acquisition Corp Warrant
KLAQW
$100K ﹤0.01%
171,253
+4,593
+3% +$2.87K
OEPWW
824
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$100K ﹤0.01%
171,253
+4,593
+3% +$2.79K
LHC.WS
825
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
$98K ﹤0.01%
166,972
+4,478
+3% +$2.96K
31 32
33
34 35

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.