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UOC
UBS O'Connor Portfolio holdings
AUM
$3.38B
1-Year Est. Return
63.08%
This Fund
S&P 500
This Quarter
Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
(-8.5%)
Cap. Flow
-$1.75B
Cap. Flow
% of AUM
-19.89%
Top 10 Holdings %
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AVLR
Avalara, Inc.
AVLR
|
+$364M |
| 2 |
ZEN
ZENDESK INC
ZEN
|
+$355M |
| 3 |
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
|
+$273M |
| 4 |
STOR
STORE Capital Corporation
STOR
|
+$213M |
| 5 |
CHNG
Change Healthcare Inc. Common Stock
CHNG
|
+$138M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ACC
American Campus Communities, Inc.
ACC
|
+$463M |
| 2 |
CTXS
Citrix Systems Inc
CTXS
|
+$411M |
| 3 |
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
|
+$317M |
| 4 |
CDK
CDK Global, Inc.
CDK
|
+$290M |
| 5 |
MNDT
Mandiant, Inc. Common Stock
MNDT
|
+$276M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 28.43% |
| 2 | Financials | 19.76% |
| 3 | Healthcare | 14.3% |
| 4 | Real Estate | 8.12% |
| 5 | Industrials | 6.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Xylem
XYL
$28.1B
| $538K | 0.01% |
+6,155
| New | +$559K |
|
777
Zai Lab
ZLAB
$2.62B
| $537K | 0.01% |
+15,700
| New | +$672K |
|
|
ETNB
778
DELISTED
89bio
ETNB
| $533K | 0.01% |
+92,034
| New | +$404K |
|
|
ESPR
779
DELISTED
Esperion Therapeutics
ESPR
| $516K | 0.01% |
+77,000
| New | +$529K |
|
|
SVC
780
PUT
Service Properties Trust
SVC
$1.07B
| $515K | 0.01% |
93,500
+13,780
| +17% | +$457K |
|
781
NNN REIT
NNN
$8.99B
| $486K | 0.01% |
12,200
-79,697
| -87% | -$3.6M |
|
782
AtriCure
ATRC
$2.11B
| $481K | 0.01% |
+12,300
| New | +$563K |
|
|
SRC
783
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $466K | 0.01% |
12,900
-89,130
| -87% | -$3.7M |
|
|
PDM
784
Piedmont Realty Trust
PDM
$1.19B
| $457K | 0.01% |
+43,290
| New | +$544K |
|
|
INZY
785
DELISTED
Inozyme Pharma
INZY
| $444K | 0.01% |
165,498
-5,849
| -3% | -$21.2K |
|
|
SYBX
786
DELISTED
Synlogic
SYBX
| $442K | 0.01% |
31,049
-5,143
| -14% | -$78.8K |
|
|
SPWR
787
DELISTED
SunPower Corporation Common Stock
SPWR
| $432K | ﹤0.01% |
+18,749
| New | +$422K |
|
|
FORG
788
DELISTED
ForgeRock, Inc.
FORG
| $410K | ﹤0.01% |
28,199
-26,801
| -49% | -$516K |
|
789
PUT
Delta Air Lines
DAL
$60.1B
| $382K | ﹤0.01% |
28,200
| – | – |
|
790
PUT
GSK
GSK
$106B
| $381K | ﹤0.01% |
+48,500
| New | +$1.84M |
|
791
PUT
Xerox
XRX
$425M
| $363K | ﹤0.01% |
42,700
| – | – |
|
792
PUT
Navient
NAVI
$853M
| $361K | ﹤0.01% |
107,800
| – | – |
|
|
TGI
793
PUT
DELISTED
Triumph Group
TGI
| $352K | ﹤0.01% |
34,400
| – | – |
|
|
LVTX
794
DELISTED
LAVA Therapeutics
LVTX
| $343K | ﹤0.01% |
+75,000
| New | +$206K |
|
795
PUT
Wynn Resorts
WYNN
$10.6B
| $342K | ﹤0.01% |
7,000
| – | – |
|
|
EVLVW
796
DELISTED
Evolv Technologies Warrant
EVLVW
| $340K | ﹤0.01% |
715,785
-71,700
| -9% | -$38.1K |
|
797
Rigel Pharmaceuticals
RIGL
$750M
| $338K | ﹤0.01% |
28,614
-14,506
| -34% | -$196K |
|
798
PUT
LendingTree
TREE
$451M
| $338K | ﹤0.01% |
+40,000
| New | +$1.56M |
|
799
PUT
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
| $314K | ﹤0.01% |
+220,000
| New | +$8.21M |
|
800
PUT
Affirm
AFRM
$25.2B
| $309K | ﹤0.01% |
+60,000
| New | +$1.57M |
|
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UBS O'Connor's Q3 2022 Portfolio in Review
As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.
UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.
Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.
- UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
- UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
- UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
- UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
- UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
- UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
- UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.
Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.