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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MONCW
776
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$135K ﹤0.01%
256,881
+6,890
+3% +$4.05K
LFTRW
777
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$135K ﹤0.01%
171,253
+4,593
+3% +$4.04K
CAS.WS
778
DELISTED
Cascade Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class
CAS.WS
$135K ﹤0.01%
273,770
-26,219
-9% -$15.3K
ONYXW
779
DELISTED
Onyx Acquisition Co. I Warrant
ONYXW
$134K ﹤0.01%
+257,884
New +$126K
GFX.WS
780
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$132K ﹤0.01%
205,505
+5,512
+3% +$3.88K
FOXO.WS
781
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$131K ﹤0.01%
256,881
+6,890
+3% +$4.29K
LGACW
782
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$131K ﹤0.01%
151,338
+1,146
+0.8% +$1.04K
KAIRW
783
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$131K ﹤0.01%
256,881
+6,890
+3% +$4.03K
LDTCW
784
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$129K ﹤0.01%
205,504
+5,512
+3% +$3.85K
ZEOWW
785
Zeo Energy Corp Warrants
ZEOWW
$97.2K
$129K ﹤0.01%
+257,885
New +$130K
TBCPW
786
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$129K ﹤0.01%
154,128
+4,134
+3% +$3.59K
NCACW
787
DELISTED
Newcourt Acquisition Corp Warrant
NCACW
$128K ﹤0.01%
+257,885
New +$135K
EPHYW
788
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$128K ﹤0.01%
171,253
+4,593
+3% +$4.28K
GSAQW
789
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$128K ﹤0.01%
256,881
+6,890
+3% +$4.12K
PMGMW
790
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$127K ﹤0.01%
256,881
+6,890
+3% +$4.32K
AGAC.WS
791
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$127K ﹤0.01%
254,100
+6,813
+3% +$3.68K
TMAC.WS
792
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$127K ﹤0.01%
231,192
+6,200
+3% +$3.99K
RCHGW
793
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$127K ﹤0.01%
256,881
+6,890
+3% +$4.25K
KRNLW
794
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$126K ﹤0.01%
257,370
+57,378
+29% +$32.8K
BWACW
795
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$126K ﹤0.01%
256,881
+6,890
+3% +$4.4K
TRTL.WS
796
DELISTED
TortoiseEcofin Acquisition Corp. III Warrant, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TRTL.WS
$124K ﹤0.01%
128,942
+3,454
+3% +$3.58K
CLRMW
797
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$124K ﹤0.01%
205,504
+5,512
+3% +$3.46K
FVT.WS
798
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$123K ﹤0.01%
154,127
+4,133
+3% +$3.96K
TVTX icon
799
PUT
Travere Therapeutics
TVTX
$5.82B
$122K ﹤0.01%
+100,000
New +$2.82M
SSU.WS
800
DELISTED
SIGNA Sports United N.V. Public Warrants, each whole warrant to purchase one Ordinary Shares at an exercise price of $11.50
SSU.WS
$119K ﹤0.01%
+139,648
New +$116K
30 31
32
33 34

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SAG
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ACI
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CGL
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JCM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.