UOC

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MONCW
776
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$135K ﹤0.01%
256,881
+6,890
+3% +$4.05K
2021 Q1
3 quarters
LFTRW
777
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$135K ﹤0.01%
171,253
+4,593
+3% +$4.04K
2021 Q1
3 quarters
CAS.WS icon
778
DELISTED
Cascade Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class
CAS.WS
$135K ﹤0.01%
273,770
-26,219
-9% -$15.3K
2021 Q1
3 quarters
ONYXW icon
779
DELISTED
Onyx Acquisition Co. I Warrant
ONYXW
$134K ﹤0.01%
+257,884
New +$126K
2021 Q4
0 quarters
GFX.WS
780
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$132K ﹤0.01%
205,505
+5,512
+3% +$3.88K
2021 Q1
3 quarters
FOXO.WS icon
781
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$131K ﹤0.01%
256,881
+6,890
+3% +$4.29K
2021 Q1
3 quarters
LGACW
782
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$131K ﹤0.01%
151,338
+1,146
+0.8% +$1.04K
2021 Q2
2 quarters
KAIRW
783
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$131K ﹤0.01%
256,881
+6,890
+3% +$4.03K
2021 Q1
3 quarters
LDTCW icon
784
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$129K ﹤0.01%
205,504
+5,512
+3% +$3.85K
2021 Q1
3 quarters
ZEOWW icon
785
Zeo Energy Corp Warrants
ZEOWW
$113K
$129K ﹤0.01%
+257,885
New +$130K
2021 Q4
0 quarters
TBCPW
786
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$129K ﹤0.01%
154,128
+4,134
+3% +$3.59K
2021 Q2
2 quarters
NCACW
787
DELISTED
Newcourt Acquisition Corp Warrant
NCACW
$128K ﹤0.01%
+257,885
New +$135K
2021 Q4
0 quarters
EPHYW
788
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$128K ﹤0.01%
171,253
+4,593
+3% +$4.28K
2021 Q1
3 quarters
GSAQW
789
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$128K ﹤0.01%
256,881
+6,890
+3% +$4.12K
2021 Q1
3 quarters
PMGMW icon
790
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$127K ﹤0.01%
256,881
+6,890
+3% +$4.32K
2021 Q1
3 quarters
AGAC.WS
791
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$127K ﹤0.01%
254,100
+6,813
+3% +$3.68K
2021 Q2
2 quarters
TMAC.WS
792
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$127K ﹤0.01%
231,192
+6,200
+3% +$3.99K
2021 Q1
3 quarters
RCHGW
793
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$127K ﹤0.01%
256,881
+6,890
+3% +$4.25K
2021 Q1
3 quarters
KRNLW icon
794
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$126K ﹤0.01%
257,370
+57,378
+29% +$32.8K
2021 Q1
3 quarters
BWACW
795
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$126K ﹤0.01%
256,881
+6,890
+3% +$4.4K
2021 Q1
3 quarters
TRTL.WS icon
796
DELISTED
TortoiseEcofin Acquisition Corp. III Warrant, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TRTL.WS
$124K ﹤0.01%
128,942
+3,454
+3% +$3.58K
2021 Q3
1 quarter
CLRMW
797
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$124K ﹤0.01%
205,504
+5,512
+3% +$3.46K
2021 Q1
3 quarters
FVT.WS
798
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$123K ﹤0.01%
154,127
+4,133
+3% +$3.96K
2021 Q1
3 quarters
TVTX icon
799
PUT
Travere Therapeutics
TVTX
$5.02B
$122K ﹤0.01%
+100,000
New +$2.82M
2021 Q4
0 quarters
SSU.WS
800
DELISTED
SIGNA Sports United N.V. Public Warrants, each whole warrant to purchase one Ordinary Shares at an exercise price of $11.50
SSU.WS
$119K ﹤0.01%
+139,648
New +$116K
2021 Q4
0 quarters
30 31
32
33 34

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.