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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCIC
751
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
– –
-237,243
Closed -$2.36M
ARCK
752
DELISTED
Arbor Rapha Capital Bioholdings Corp. I Class A Common Stock
ARCK
– –
-381,797
Closed -$3.86M
TZPS
753
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
– –
-475,238
Closed -$4.73M
AEACW
754
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
– –
-53,853
Closed -$2K
AEAC
755
DELISTED
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
– –
-236,680
Closed -$2.35M
TZPSW
756
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
– –
-112,473
Closed -$11K
DLCA
757
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
– –
-237,619
Closed -$2.37M
DLCAW
758
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
– –
-49,482
Closed -$2K
FCAX
759
DELISTED
Fortress Capital Acquisition Corp.
FCAX
– –
-475,238
Closed -$4.73M
FINM
760
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
– –
-523,163
Closed -$5.21M
EPHYW
761
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
– –
-89,342
Closed -$6K
PACX
762
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
– –
-137,203
Closed -$1.37M
POW
763
DELISTED
Powered Brands Class A Ordinary Shares
POW
– –
-475,238
Closed -$4.74M
EPHY
764
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
– –
-236,679
Closed -$2.34M
DRAYW
765
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
– –
-41,697
Closed -$3K
DRAY
766
DELISTED
Macondray Capital Acquisition Corp. I Class A Ordinary Shares
DRAY
– –
-239,064
Closed -$2.4M
SPNE
767
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
– –
-161,019
Closed -$915K
RJAC.WS
768
DELISTED
Jackson Acquisition Company Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
RJAC.WS
– –
-304,973
Closed -$37K
KAIR
769
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
– –
-379,815
Closed -$3.78M
LJAQW
770
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
– –
-166,333
Closed -$10K
ASAX
771
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
– –
-95,450
Closed -$939K
GIIX
772
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
– –
-702,344
Closed -$6.93M
FACA
773
DELISTED
Figure Acquisition Corp. I
FACA
– –
-237,443
Closed -$2.34M
CLAS
774
DELISTED
Class Acceleration Corp.
CLAS
– –
-123,643
Closed -$1.22M
MDH
775
DELISTED
MDH Acquisition Corp.
MDH
– –
-698,192
Closed -$6.88M
29 30
31
32 33

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SAG
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ACI
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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.