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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.49B
Cap. Flow %
-16.94%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126
Avg Time Held Equity + Options
3.2 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
0.7 quarters
Avg Time Held Equity only
3.2 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
0.7 quarters

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN icon
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL icon
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.77%
3 Healthcare 15.9%
4 Miscellaneous 8.89%
5 Real Estate 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TPH icon
751
DELISTED
Tri Pointe Homes
TPH
$678K 0.01%
44,867
-68,304
-60% -$1.21M
2022 Q2
1 quarter
AVB icon
752
DELISTED
AvalonBay Communities
AVB
$677K 0.01%
3,675
-19,337
-84% -$3.9M
2021 Q2
5 quarters
SIX icon
753
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
$676K 0.01%
33,000
– –
2021 Q2
5 quarters
FANG icon
754
Diamondback Energy
FANG
$55.5B
$675K 0.01%
5,600
-5,700
-50% -$711K
2022 Q2
1 quarter
GM icon
755
General Motors
GM
$73.7B
$672K 0.01%
+20,951
New +$769K
2022 Q3
0 quarters
VKTX icon
756
Viking Therapeutics
VKTX
$3.39B
$672K 0.01%
+247,000
New +$809K
2022 Q3
0 quarters
DTIL icon
757
Precision BioSciences
DTIL
$168M
$640K 0.01%
16,417
+1,750
+12% +$83.1K
2022 Q2
1 quarter
IEA
758
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$635K 0.01%
+46,872
New +$609K
2022 Q3
0 quarters
YMAB icon
759
DELISTED
Y-mAbs Therapeutics
YMAB
$634K 0.01%
+44,000
New +$729K
2022 Q3
0 quarters
CSII
760
DELISTED
Cardiovascular Systems, Inc.
CSII
$629K 0.01%
45,403
-5,000
-10% -$74.3K
2022 Q1
2 quarters
IMUX icon
761
Immunic
IMUX
$94M
$626K 0.01%
19,799
-3,460
-15% -$145K
2022 Q1
2 quarters
MHO icon
762
M/I Homes
MHO
$3.19B
$624K 0.01%
17,233
-442
-3% -$19.1K
2022 Q2
1 quarter
SAFE icon
763
PUT
Safehold
SAFE
$848M
$623K 0.01%
17,606
– –
2021 Q2
5 quarters
LUMN icon
764
PUT
Lumen Technologies, Inc. Common Stock
LUMN
$5.15B
$621K 0.01%
128,000
– –
2021 Q2
5 quarters
SPR icon
765
PUT
DELISTED
Spirit AeroSystems
SPR
$615K 0.01%
32,200
– –
2021 Q2
5 quarters
M icon
766
PUT
Macy's
M
$5.94B
$606K 0.01%
164,500
– –
2021 Q2
5 quarters
ADT icon
767
ADT
ADT
$4.83B
$596K 0.01%
79,596
– –
2018 Q2
17 quarters
SVRA icon
768
Savara
SVRA
$982M
$590K 0.01%
380,830
+187,480
+97% +$302K
2022 Q2
1 quarter
F icon
769
PUT
Ford
F
$48.2B
$580K 0.01%
423,500
– –
2022 Q2
1 quarter
RVLP
770
DELISTED
RVL Pharmaceuticals plc Ordinary Shares
RVLP
$580K 0.01%
+276,428
New +$537K
2022 Q3
0 quarters
CTLT icon
771
DELISTED
CATALENT, INC.
CTLT
$564K 0.01%
+7,800
New +$775K
2022 Q3
0 quarters
EXPE icon
772
Expedia Group
EXPE
$32.8B
$562K 0.01%
6,000
– –
2022 Q2
1 quarter
ET icon
773
Energy Transfer Partners
ET
$70.5B
$552K 0.01%
50,000
-350,000
-88% -$3.9M
2022 Q2
1 quarter
KBH icon
774
KB Home
KBH
$2.56B
$546K 0.01%
21,077
-541
-3% -$16.3K
2022 Q2
1 quarter
DBTX
775
DELISTED
Decibel Therapeutics, Inc. Common Stock
DBTX
$546K 0.01%
157,745
+70,000
+80% +$319K
2022 Q2
1 quarter
29 30
31
32 33

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.49B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.