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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPH
751
DELISTED
Tri Pointe Homes
TPH
$678K 0.01%
44,867
-68,304
-60% -$1.21M
AVB icon
752
AvalonBay Communities
AVB
$26.8B
$677K 0.01%
3,675
-19,337
-84% -$3.9M
SIX
753
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
$676K 0.01%
33,000
– –
FANG icon
754
Diamondback Energy
FANG
$52.7B
$675K 0.01%
5,600
-5,700
-50% -$711K
GM icon
755
General Motors
GM
$76.8B
$672K 0.01%
+20,951
New +$769K
VKTX icon
756
Viking Therapeutics
VKTX
$4B
$672K 0.01%
+247,000
New +$809K
DTIL icon
757
Precision BioSciences
DTIL
$207M
$640K 0.01%
16,417
+1,750
+12% +$83.1K
IEA
758
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$635K 0.01%
+46,872
New +$609K
YMAB
759
DELISTED
Y-mAbs Therapeutics
YMAB
$634K 0.01%
+44,000
New +$729K
CSII
760
DELISTED
Cardiovascular Systems, Inc.
CSII
$629K 0.01%
45,403
-5,000
-10% -$74.3K
IMUX icon
761
Immunic
IMUX
$195M
$626K 0.01%
19,799
-3,460
-15% -$145K
MHO icon
762
M/I Homes
MHO
$3.84B
$624K 0.01%
17,233
-442
-3% -$19.1K
SAFE
763
PUT
Safehold
SAFE
$1.15B
$623K 0.01%
17,606
– –
LUMN icon
764
PUT
Lumen
LUMN
$6.44B
$621K 0.01%
128,000
– –
SPR
765
PUT
DELISTED
Spirit AeroSystems
SPR
$615K 0.01%
32,200
– –
M icon
766
PUT
Macy's
M
$6.68B
$606K 0.01%
164,500
– –
ADT icon
767
ADT
ADT
$5.58B
$596K 0.01%
79,596
– –
SVRA icon
768
Savara
SVRA
$1.19B
$590K 0.01%
380,830
+187,480
+97% +$302K
F icon
769
PUT
Ford
F
$55.7B
$580K 0.01%
423,500
– –
RVLP
770
DELISTED
RVL Pharmaceuticals plc Ordinary Shares
RVLP
$580K 0.01%
+276,428
New +$537K
CTLT
771
DELISTED
CATALENT, INC.
CTLT
$564K 0.01%
+7,800
New +$775K
EXPE icon
772
Expedia Group
EXPE
$37.3B
$562K 0.01%
6,000
– –
ET icon
773
Energy Transfer Partners
ET
$69.3B
$552K 0.01%
50,000
-350,000
-88% -$3.9M
KBH icon
774
KB Home
KBH
$3.59B
$546K 0.01%
21,077
-541
-3% -$16.3K
DBTX
775
DELISTED
Decibel Therapeutics, Inc. Common Stock
DBTX
$546K 0.01%
157,745
+70,000
+80% +$319K
29 30
31
32 33

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SAG
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ACI
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RC
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CGL
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CB
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JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.