UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+20.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$496M
AUM Growth
-$9.87B
Cap. Flow
-$9.87B
Cap. Flow %
-1,990.1%
Top 10 Hldgs %
100%
Holding
928
New
3
Increased
–
Reduced
–
Closed
865

Top Buys

1
ATVI
Activision Blizzard Inc.
ATVI
$354M
2
TGNA icon
TEGNA Inc
TGNA
$74.5M
3
TSEM icon
Tower Semiconductor
TSEM
$67.8M

Top Sells

1
INFO
IHS Markit Ltd. Common Shares
INFO
$1.62B
2
NUAN
Nuance Communications, Inc.
NUAN
$1.61B
3
XLNX
Xilinx Inc
XLNX
$638M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$465M
5
CONE
CyrusOne Inc Common Stock
CONE
$464M

Sector Composition

1 Technology 85%
2 Communication Services 15%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SOC icon
751
Sable Offshore Corp
SOC
$2.29B
– –
-154,731
Closed -$1.5M
ZEOWW
752
Zeo Energy Corporation Warrants
ZEOWW
$299K
– –
-257,885
Closed -$129K
ZEO
753
Zeo Energy
ZEO
$48.7M
– –
-515,770
Closed -$5.12M
BNAI
754
Brand Engagement Network
BNAI
$13M
– –
-514,094
Closed -$5M
FAAS icon
755
DigiAsia
FAAS
$13.2M
– –
-257,885
Closed -$2.55M
OKLO
756
Oklo
OKLO
$10.3B
– –
-515,770
Closed -$5.08M
SDSTW
757
Stardust Power Inc. Warrant
SDSTW
$2.53M
– –
-41,665
Closed -$35K
SDST
758
Stardust Power Inc. Common Stock
SDST
$27.7M
– –
-300,187
Closed -$2.92M
VEEA
759
Veea Inc. Common Stock
VEEA
$27.9M
– –
-257,885
Closed -$2.5M
XIFR
760
XPLR Infrastructure, LP
XIFR
$985M
– –
0
– –
XAGE
761
Longevity Health Holdings, Inc. Common Stock
XAGE
$4.49M
– –
-49,500
Closed -$14.4M
GATE
762
DELISTED
Marblegate Acquisition Corp. Class A Common Stock
GATE
– –
-252,838
Closed -$2.47M
WINVR
763
DELISTED
WinVest Acquisition Corp. Right
WINVR
– –
-149,573
Closed -$40K
NKGN
764
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
– –
-352,688
Closed -$3.41M
ROIC
765
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-278,300
Closed -$5.46M
PLMJ
766
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
– –
-412,616
Closed -$4M
QTI
767
DELISTED
QT Imaging Holdings, Inc. Common Stock
QTI
– –
-206,308
Closed -$2.04M
MITA
768
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
– –
-257,885
Closed -$2.49M
BRKHU
769
DELISTED
BurTech Acquisition Corp. Unit
BRKHU
– –
-303,406
Closed -$3.04M
EVE.U
770
DELISTED
EVe Mobility Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
EVE.U
– –
-252,838
Closed -$2.53M
BOCNU
771
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
– –
-606,812
Closed -$6.06M
IVCPU
772
DELISTED
Swiftmerge Acquisition Corp. Unit
IVCPU
– –
-101,135
Closed -$1.01M
PFTA
773
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
– –
-257,885
Closed -$2.5M
PFTAW
774
DELISTED
Perception Capital Corp. III Warrant
PFTAW
– –
-85,960
Closed -$54K
THCP
775
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
– –
-516,176
Closed -$5.03M
29 30
31
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