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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVSA
726
DELISTED
New Vista Acquisition Corp Class A Ordinary Shares
NVSA
– –
-142,939
Closed -$1.42M
LGAC
727
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
– –
-731,791
Closed -$7.26M
LGACW
728
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
– –
-139,748
Closed -$6K
ACDI
729
DELISTED
Ascendant Digital Acquisition Corp. III
ACDI
– –
-238,623
Closed -$2.42M
ITQ
730
DELISTED
Itiquira Acquisition Corp. Class A Ordinary Shares
ITQ
– –
-182,323
Closed -$1.81M
CTAQW
731
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
– –
-158,412
Closed -$6K
CTAQ
732
DELISTED
Carney Technology Acquisition Corp. II Class A Common Stock
CTAQ
– –
-390,382
Closed -$3.88M
WQGA
733
DELISTED
World Quantum Growth Acquisition Corp.
WQGA
– –
-477,246
Closed -$4.79M
SCOB
734
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
– –
-272,086
Closed -$2.71M
GSQD
735
DELISTED
G Squared Ascend I Inc.
GSQD
– –
-380,605
Closed -$3.78M
STOR
736
DELISTED
STORE Capital Corporation
STOR
– –
-7,500,000
Closed -$235M
SCMA
737
DELISTED
Seaport Calibre Materials Acquisition Corp. Class A Common Stock
SCMA
– –
-238,623
Closed -$2.39M
MIT
738
DELISTED
Mason Industrial Technology, Inc.
MIT
– –
-474,512
Closed -$4.65M
DTRT
739
DELISTED
DTRT Health Acquisition Corp. Class A Common Stock
DTRT
– –
-243,293
Closed -$2.47M
CPARW
740
DELISTED
Catalyst Partners Acquisition Corp. Warrant
CPARW
– –
-188,060
Closed -$23K
CPAR
741
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
– –
-940,302
Closed -$9.3M
APN
742
DELISTED
Apeiron Capital Investment Corp
APN
– –
-286,348
Closed -$2.88M
DNZ
743
DELISTED
D and Z Media Acquisition Corp.
DNZ
– –
-260,886
Closed -$2.58M
DNZ.WS
744
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
– –
-88,913
Closed -$4K
GIAC
745
DELISTED
Gesher I Acquisition Corp. Class A Ordinary Shares
GIAC
– –
-926,423
Closed -$9.27M
NAACW
746
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
– –
-460,510
Closed -$25K
SVFA
747
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
– –
-298,349
Closed -$2.97M
NAAC
748
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
– –
-1,776,224
Closed -$17.7M
THAC
749
DELISTED
Thrive Acquisition Corporation Class A ordinary shares
THAC
– –
-238,623
Closed -$2.42M
THACW
750
DELISTED
Thrive Acquisition Corporation Warrant
THACW
– –
-73,354
Closed -$6K
28 29
30
31 32

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.