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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGL icon
726
PUT
NGL Energy Partners
NGL
$2.11B
$200K ﹤0.01%
230,000
+81,300
+55% +$182K
JWSM.WS
727
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$199K ﹤0.01%
192,660
+5,168
+3% +$5.96K
MAT icon
728
CALL
Mattel
MAT
$4.24B
$195K ﹤0.01%
+200,000
New +$4.2M
RONI.WS
729
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$194K ﹤0.01%
128,942
+3,454
+3% +$5.36K
NMMCW
730
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$191K ﹤0.01%
242,202
-7,789
-3% -$6.41K
EQD.WS
731
DELISTED
Equity Distribution Acquisition Corp. Warrants, each whole warrant exercisable for one share of Clas
EQD.WS
$185K ﹤0.01%
250,108
-231,762
-48% -$201K
SCVX.WS
732
DELISTED
SCVX Corp.
SCVX.WS
$183K ﹤0.01%
530,019
+14,215
+3% +$9.96K
ADT icon
733
PUT
ADT
ADT
$5.59B
$178K ﹤0.01%
75,000
+18,200
+32% +$155K
DAL icon
734
PUT
Delta Air Lines
DAL
$60.1B
$175K ﹤0.01%
23,900
+3,900
+20% +$156K
JUGGW
735
DELISTED
Jaws Juggernaut Acquisition Corporation Warrant
JUGGW
$174K ﹤0.01%
180,519
+4,835
+3% +$5.28K
PUCKW
736
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$173K ﹤0.01%
316,112
-33,692
-10% -$21.9K
RMGCW
737
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$173K ﹤0.01%
205,504
+5,512
+3% +$5.1K
CPUH.WS
738
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$172K ﹤0.01%
192,660
+5,168
+3% +$5.08K
ENTFW
739
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
$170K ﹤0.01%
+309,462
New +$168K
PIPP.WS
740
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$170K ﹤0.01%
190,198
+5,100
+3% +$5.37K
ADERW
741
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$168K ﹤0.01%
256,881
+6,890
+3% +$5.51K
OPALW
742
DELISTED
OPAL Fuels Inc. Warrant
OPALW
$168K ﹤0.01%
100,741
+741
+0.7% +$1.06K
BLTSW
743
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$166K ﹤0.01%
205,504
+5,512
+3% +$4.49K
TEKKW
744
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$166K ﹤0.01%
256,881
+6,890
+3% +$5.88K
XPOA.WS
745
DELISTED
DPCM Capital, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at
XPOA.WS
$165K ﹤0.01%
268,692
+2,036
+0.8% +$1.44K
TACA.WS
746
DELISTED
Trepont Acquisition Corp I Redeemable Warrants, each whole warrant exercisable for one Class A ordin
TACA.WS
$162K ﹤0.01%
283,952
-91,035
-24% -$61K
SIX
747
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
$160K ﹤0.01%
27,100
+3,500
+15% +$146K
NIRWW
748
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$160K ﹤0.01%
251,900
+1,909
+0.8% +$1.23K
DAVEW icon
749
Dave Inc Warrants
DAVEW
$16.6M
$159K ﹤0.01%
128,775
+3,449
+3% +$5.12K
PMVC.WS
750
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
$159K ﹤0.01%
256,881
+6,890
+3% +$4.7K
28 29
30
31 32

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.