UOC

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NGL icon
726
PUT
NGL Energy Partners
NGL
$1.84B
$200K ﹤0.01%
230,000
+81,300
+55% +$182K
2021 Q2
2 quarters
JWSM.WS icon
727
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$199K ﹤0.01%
192,660
+5,168
+3% +$5.96K
2021 Q2
2 quarters
MAT icon
728
CALL
Mattel
MAT
$4.76B
$195K ﹤0.01%
+200,000
New +$4.2M
2021 Q4
0 quarters
RONI.WS
729
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$194K ﹤0.01%
128,942
+3,454
+3% +$5.36K
2021 Q3
1 quarter
NMMCW
730
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$191K ﹤0.01%
242,202
-7,789
-3% -$6.41K
2021 Q1
3 quarters
EQD.WS
731
DELISTED
Equity Distribution Acquisition Corp. Warrants, each whole warrant exercisable for one share of Clas
EQD.WS
$185K ﹤0.01%
250,108
-231,762
-48% -$201K
2021 Q1
3 quarters
SCVX.WS
732
DELISTED
SCVX Corp.
SCVX.WS
$183K ﹤0.01%
530,019
+14,215
+3% +$9.96K
2021 Q1
3 quarters
ADT icon
733
PUT
ADT
ADT
$4.82B
$178K ﹤0.01%
75,000
+18,200
+32% +$155K
2021 Q2
2 quarters
DAL icon
734
PUT
Delta Air Lines
DAL
$50.4B
$175K ﹤0.01%
23,900
+3,900
+20% +$156K
2021 Q2
2 quarters
JUGGW
735
DELISTED
Jaws Juggernaut Acquisition Corporation Warrant
JUGGW
$174K ﹤0.01%
180,519
+4,835
+3% +$5.28K
2021 Q3
1 quarter
PUCKW icon
736
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$173K ﹤0.01%
316,112
-33,692
-10% -$21.9K
2021 Q2
2 quarters
RMGCW icon
737
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$173K ﹤0.01%
205,504
+5,512
+3% +$5.1K
2021 Q2
2 quarters
CPUH.WS
738
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$172K ﹤0.01%
192,660
+5,168
+3% +$5.08K
2021 Q2
2 quarters
ENTFW
739
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
$170K ﹤0.01%
+309,462
New +$168K
2021 Q4
0 quarters
PIPP.WS
740
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$170K ﹤0.01%
190,198
+5,100
+3% +$5.37K
2021 Q1
3 quarters
ADERW
741
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$168K ﹤0.01%
256,881
+6,890
+3% +$5.51K
2021 Q1
3 quarters
OPALW icon
742
DELISTED
OPAL Fuels Inc. Warrant
OPALW
$168K ﹤0.01%
100,741
+741
+0.7% +$1.06K
2021 Q2
2 quarters
BLTSW
743
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$166K ﹤0.01%
205,504
+5,512
+3% +$4.49K
2021 Q1
3 quarters
TEKKW
744
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$166K ﹤0.01%
256,881
+6,890
+3% +$5.88K
2021 Q1
3 quarters
XPOA.WS
745
DELISTED
DPCM Capital, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at
XPOA.WS
$165K ﹤0.01%
268,692
+2,036
+0.8% +$1.44K
2021 Q1
3 quarters
TACA.WS
746
DELISTED
Trepont Acquisition Corp I Redeemable Warrants, each whole warrant exercisable for one Class A ordin
TACA.WS
$162K ﹤0.01%
283,952
-91,035
-24% -$61K
2021 Q1
3 quarters
SIX icon
747
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
$160K ﹤0.01%
27,100
+3,500
+15% +$146K
2021 Q2
2 quarters
NIRWW
748
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$160K ﹤0.01%
251,900
+1,909
+0.8% +$1.23K
2021 Q1
3 quarters
DAVEW icon
749
Dave Inc Warrants
DAVEW
$14M
$159K ﹤0.01%
128,775
+3,449
+3% +$5.12K
2021 Q3
1 quarter
PMVC.WS
750
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
$159K ﹤0.01%
256,881
+6,890
+3% +$4.7K
2021 Q1
3 quarters
28 29
30
31 32

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CGL
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JCM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.