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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRFT
726
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-276,850
Closed -$15.6M
ZEP
727
DELISTED
ZEP INC COM STK (DE)
ZEP
– –
-99,607
Closed -$1.4M
VTSS
728
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
– –
-170,057
Closed -$612K
NPSP
729
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-31,000
Closed -$806K
CPWR
730
DELISTED
COMPUWARE CORP
CPWR
– –
-3,810,434
Closed -$38.8M
TIBX
731
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-1,489,460
Closed -$35.2M
CNQR
732
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
– –
-499,682
Closed -$63.4M
KMR
733
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-135,036
Closed -$12.5M
BYI
734
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
– –
-296,942
Closed -$24M
TWTC
735
DELISTED
TW TELECOM INC CL A COM
TWTC
– –
-880,917
Closed -$36.7M
FWLT
736
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-621,044
Closed -$19.6M
SBNY
737
DELISTED
Signature Bank
SBNY
– –
-128,353
Closed -$14.4M
QIWI
738
DELISTED
QIWI PLC
QIWI
– –
-39,000
Closed -$1.23M
MCF
739
DELISTED
Contango Oil & Gas Co.
MCF
– –
-52,181
Closed -$1.73M
EFII
740
DELISTED
Electronics for Imaging
EFII
– –
-76,857
Closed -$3.4M
SGY
741
DELISTED
Stone Energy
SGY
– –
-1,403
Closed -$2.5M
SCTY
742
DELISTED
SolarCity Corporation
SCTY
– –
-206,498
Closed -$12.3M
QIHU
743
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
– –
-197,513
Closed -$13.3M
RHT
744
DELISTED
Red Hat Inc
RHT
– –
-220,067
Closed -$12.4M
STL
745
DELISTED
Sterling Bancorp
STL
– –
-303,055
Closed -$3.88M
AAN.A
746
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-8,600
Closed -$209K
26 27 28 29
30

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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.