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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.37%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.02B
AUM Growth
-$31.8M
Cap. Flow
+$159M
Cap. Flow %
3.95%
Top 10 Hldgs %
55.91%
Holding
627
New
130
Increased
130
Reduced
70
Closed
208

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$191M
2
SMAR
Smartsheet Inc.
SMAR
+$188M
3
FYBR
Frontier Communications
FYBR
+$124M
4
SUM
Summit Materials, Inc. Class A Common Stock
SUM
+$95M
5
ALTR
Altair Engineering Inc
ALTR
+$92.6M

Top Sells

Rank Stock Value
1
CTLT
CATALENT, INC.
CTLT
+$234M
2
MRO
Marathon Oil Corporation
MRO
+$222M
3
SRCL
Stericycle Inc
SRCL
+$172M
4
AXNX
Axonics, Inc. Common Stock
AXNX
+$150M
5
PRFT
Perficient Inc
PRFT
+$79.6M

Sector Composition

Rank Sector Weight
1 Technology 28.76%
2 Energy 15.79%
3 Communication Services 7.77%
4 Consumer Staples 7.72%
5 Financials 7.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
51
Sherwin-Williams
SHW
$88.2B
$9.42M 0.23%
+27,700
New +$10.3M
TOST icon
52
Toast
TOST
$20.1B
$9.11M 0.23%
+250,000
New +$8.78M
LI icon
53
Li Auto
LI
$12.5B
$8.92M 0.22%
+371,950
New +$9.22M
KSPI icon
54
Kaspi.kz JSC
KSPI
$17.4B
$8.85M 0.22%
93,465
+31,972
+52% +$3.42M
FTAI icon
55
FTAI Aviation
FTAI
$22.7B
$8.79M 0.22%
+61,000
New +$8.99M
OXY.WS icon
56
Occidental Petroleum Corp Warrants
OXY.WS
$32.2B
$8.25M 0.21%
300,000
– –
OXY icon
57
Occidental Petroleum
OXY
$56B
$8.22M 0.2%
166,400
– –
AVGO icon
58
Broadcom
AVGO
$2T
$8.04M 0.2%
34,674
-44,824
-56% -$8.29M
HON icon
59
Honeywell
HON
$76.3B
$7.57M 0.19%
+35,544
New +$7.41M
FLS icon
60
Flowserve
FLS
$10B
$7.48M 0.19%
+130,000
New +$7.46M
SHOP icon
61
Shopify
SHOP
$190B
$7.44M 0.19%
70,000
+20,000
+40% +$1.95M
TSM icon
62
TSMC
TSM
$2.17T
$7.41M 0.18%
37,500
+14,500
+63% +$2.81M
CFLT
63
DELISTED
Confluent
CFLT
$7.34M 0.18%
262,500
+70,000
+36% +$1.88M
MMM icon
64
3M
MMM
$93.2B
$7.27M 0.18%
56,300
-96,500
-63% -$12.7M
CMC icon
65
Commercial Metals
CMC
$8.15B
$7.21M 0.18%
+145,270
New +$8.19M
EQC
66
DELISTED
Equity Commonwealth
EQC
$7.17M 0.18%
4,051,687
+1,868,564
+86% +$28.8M
VFC icon
67
VF Corp
VFC
$5.8B
$6.97M 0.17%
325,000
+250,000
+333% +$5.09M
AMZN icon
68
Amazon
AMZN
$2.94T
$6.92M 0.17%
31,540
-4,258
-12% -$871K
SKGR
69
DELISTED
SK Growth Opportunities Corporation Class A Common Stock
SKGR
$6.91M 0.17%
594,910
– –
ROK icon
70
Rockwell Automation
ROK
$49.1B
$6.86M 0.17%
+24,000
New +$6.75M
GDX icon
71
VanEck Gold Miners ETF
GDX
$25.6B
$6.78M 0.17%
200,000
– –
FTV icon
72
Fortive
FTV
$18.4B
$6.7M 0.17%
118,501
+34,767
+42% +$2M
AAPL icon
73
Apple
AAPL
$4.56T
$6.31M 0.16%
25,180
+13,714
+120% +$3.23M
BKR icon
74
Baker Hughes
BKR
$62.3B
$5.99M 0.15%
145,990
-124,910
-46% -$5.04M
BA icon
75
Boeing
BA
$184B
$5.97M 0.15%
+33,710
New +$5.29M
1 2
3
4 5

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2024 Portfolio in Review

As of Q4 2024, UBS O'Connor held 627 positions worth $4.02B, down 0.79% from $4.05B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $159M of net new capital in Q4 2024, opening 130 new positions and adding to 130 existing holdings. Its largest new stake was Discover Financial Services: 1,166,698 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 20% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was US Steel, an estimated $62.2M trimmed.

  • UBS O'Connor's largest Q4 2024 buy was Discover Financial Services: 1,166,698 shares worth $202M.
  • UBS O'Connor added most to Smartsheet Inc. in Q4 2024, an estimated $188M increase.
  • UBS O'Connor's biggest Q4 2024 reduction was US Steel, cutting an estimated $62.2M.
  • UBS O'Connor fully exited CATALENT, INC. in Q4 2024, selling an estimated $234M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.02B portfolio in Q4 2024.
  • UBS O'Connor opened 130 new positions and closed 208 in Q4 2024.
  • UBS O'Connor's portfolio value fell 0.79% quarter-over-quarter to $4.02B.

Based on UBS O'Connor's 13F filing for Q4 2024, filed 14 Feb 2025.