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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SST icon
51
System1
SST
$13.6M
$12.6M 0.26%
+116,343
New +$11.8M
ORGN
52
DELISTED
Origin Materials
ORGN
$12.4M 0.25%
+39,035
New +$11.7M
NVR icon
53
NVR
NVR
$16.9B
$12M 0.25%
2,946
+1,409
+92% +$5.86M
PSB
54
DELISTED
PS Business Parks, Inc.
PSB
$11.8M 0.24%
89,020
-1,980
-2% -$255K
AXTA icon
55
Axalta
AXTA
$8.03B
$11.8M 0.24%
412,500
+335,000
+432% +$9.13M
ENPC
56
DELISTED
Executive Network Partnering Corporation
ENPC
$11.4M 0.23%
+1,140,169
New +$11.3M
BDX icon
57
Becton Dickinson
BDX
$48.8B
$11.3M 0.23%
46,125
+24,087
+109% +$5.62M
ALC icon
58
Alcon
ALC
$33.9B
$11.2M 0.23%
170,000
– –
JPM icon
59
JPMorgan Chase
JPM
$947B
$11.1M 0.23%
+87,000
New +$9.72M
XOS icon
60
Xos
XOS
$36.1M
$11M 0.23%
+36,500
New +$11M
ATIP
61
DELISTED
ATI Physical Therapy, Inc.
ATIP
$11M 0.23%
+20,531
New +$10.4M
NHI icon
62
National Health Investors
NHI
$3.65B
$10.8M 0.22%
156,070
+21,770
+16% +$1.38M
STEM icon
63
Stem
STEM
$51.5M
$10.7M 0.22%
+26,254
New +$6.62M
GHVIU
64
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
$10.6M 0.22%
+1,003,750
New +$10.6M
SUI icon
65
Sun Communities
SUI
$14.7B
$10.3M 0.21%
67,760
-72,808
-52% -$10.5M
SOFI icon
66
SoFi Technologies
SOFI
$23.4B
$10.2M 0.21%
+821,250
New +$9.27M
RMGBU
67
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
$10.2M 0.21%
+912,500
New +$9.72M
JIH
68
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$9.77M 0.2%
912,498
– –
IACA
69
DELISTED
ION Acquisition Corp 1 Ltd.
IACA
$9.67M 0.2%
+821,250
New +$8.89M
ASAQ
70
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$9.63M 0.2%
+954,963
New +$9.33M
NFH
71
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$9.61M 0.2%
1,117,661
-273,026
-20% -$2.36M
CCV.U
72
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
$9.58M 0.2%
+912,500
New +$9.55M
OACB
73
DELISTED
Oaktree Acquisition Corp. II
OACB
$9.57M 0.2%
+912,500
New +$9.26M
COOLU
74
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
$9.54M 0.19%
+912,500
New +$9.48M
IPOD
75
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$9.37M 0.19%
+684,375
New +$8.5M
1 2
3
4 5

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SAG
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ACI
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CGL
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.