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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SST icon
51
System1
SST
$20.4M
$12.6M 0.26%
+116,343
New +$11.8M
2020 Q4
0 quarters
ORGN icon
52
DELISTED
Origin Materials
ORGN
$12.4M 0.25%
+39,035
New +$11.7M
2020 Q4
0 quarters
NVR icon
53
NVR
NVR
$15.7B
$12M 0.25%
2,946
+1,409
+92% +$5.86M
2019 Q3
5 quarters
PSB
54
DELISTED
PS Business Parks, Inc.
PSB
$11.8M 0.24%
89,020
-1,980
-2% -$255K
2018 Q4
8 quarters
AXTA icon
55
Axalta
AXTA
$6.98B
$11.8M 0.24%
412,500
+335,000
+432% +$9.13M
2018 Q4
8 quarters
ENPC
56
DELISTED
Executive Network Partnering Corporation
ENPC
$11.4M 0.23%
+1,140,169
New +$11.3M
2020 Q4
0 quarters
BDX icon
57
Becton Dickinson
BDX
$50.1B
$11.3M 0.23%
46,125
+24,087
+109% +$5.62M
2018 Q4
8 quarters
ALC icon
58
Alcon
ALC
$31B
$11.2M 0.23%
170,000
– –
2019 Q4
4 quarters
JPM icon
59
JPMorgan Chase
JPM
$885B
$11.1M 0.23%
+87,000
New +$9.72M
2020 Q4
0 quarters
XOS icon
60
Xos
XOS
$45.6M
$11M 0.23%
+36,500
New +$11M
2020 Q4
0 quarters
ATIP
61
DELISTED
ATI Physical Therapy, Inc.
ATIP
$11M 0.23%
+20,531
New +$10.4M
2020 Q4
0 quarters
NHI icon
62
National Health Investors
NHI
$3.18B
$10.8M 0.22%
156,070
+21,770
+16% +$1.38M
2018 Q1
11 quarters
STEM icon
63
Stem
STEM
$40M
$10.7M 0.22%
+26,254
New +$6.62M
2020 Q4
0 quarters
GHVIU
64
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
$10.6M 0.22%
+1,003,750
New +$10.6M
2020 Q4
0 quarters
SUI icon
65
Sun Communities
SUI
$13.9B
$10.3M 0.21%
67,760
-72,808
-52% -$10.5M
2018 Q2
10 quarters
SOFI icon
66
SoFi Technologies
SOFI
$20.4B
$10.2M 0.21%
+821,250
New +$9.27M
2020 Q4
0 quarters
RMGBU
67
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
$10.2M 0.21%
+912,500
New +$9.72M
2020 Q4
0 quarters
JIH
68
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$9.77M 0.2%
912,498
– –
2019 Q4
4 quarters
IACA
69
DELISTED
ION Acquisition Corp 1 Ltd.
IACA
$9.67M 0.2%
+821,250
New +$8.89M
2020 Q4
0 quarters
ASAQ
70
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$9.63M 0.2%
+954,963
New +$9.33M
2020 Q4
0 quarters
NFH
71
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$9.61M 0.2%
1,117,661
-273,026
-20% -$2.36M
2020 Q1
3 quarters
CCV.U
72
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
$9.58M 0.2%
+912,500
New +$9.55M
2020 Q4
0 quarters
OACB
73
DELISTED
Oaktree Acquisition Corp. II
OACB
$9.57M 0.2%
+912,500
New +$9.26M
2020 Q4
0 quarters
COOLU icon
74
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
$9.54M 0.19%
+912,500
New +$9.48M
2020 Q4
0 quarters
IPOD
75
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$9.37M 0.19%
+684,375
New +$8.5M
2020 Q4
0 quarters
1 2
3
4 5

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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.