We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CAG icon
51
Conagra Brands
CAG
$6.44B
$12.3M 0.34%
400,000
-600,000
-60% -$17.3M
2019 Q1
2 quarters
GLPI icon
52
Gaming and Leisure Properties
GLPI
$11.1B
$12M 0.33%
314,700
-19,200
-6% -$737K
2016 Q2
13 quarters
GTYH
53
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$11.7M 0.33%
1,873,426
+236,523
+14% +$1.53M
2019 Q2
1 quarter
EBAY icon
54
eBay
EBAY
$49.9B
$11.7M 0.33%
300,000
-170,000
-36% -$6.82M
2019 Q1
2 quarters
FREE icon
55
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$11.4M 0.32%
+1,158,443
New +$11.4M
2019 Q3
0 quarters
CTRE icon
56
CareTrust REIT
CTRE
$8.51B
$11.3M 0.31%
480,600
+75,100
+19% +$1.76M
2018 Q3
4 quarters
HLF icon
57
Herbalife
HLF
$1.37B
$10.6M 0.29%
280,000
+115,000
+70% +$4.49M
2013 Q2
25 quarters
SUI icon
58
Sun Communities
SUI
$13.9B
$10M 0.28%
67,600
-86,271
-56% -$12.2M
2018 Q2
5 quarters
SDC
59
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$9.72M 0.27%
+700,000
New +$11.7M
2019 Q3
0 quarters
SABR icon
60
Sabre
SABR
$767M
$9.63M 0.27%
430,000
+30,000
+8% +$706K
2019 Q2
1 quarter
RHP icon
61
Ryman Hospitality Properties
RHP
$8.3B
$9.48M 0.26%
115,900
+20,900
+22% +$1.65M
2019 Q1
2 quarters
CRM icon
62
Salesforce
CRM
$189B
$9.28M 0.26%
+62,500
New +$9.5M
2019 Q3
0 quarters
NNN icon
63
NNN REIT
NNN
$7.72B
$9.11M 0.25%
161,600
+137,200
+562% +$7.46M
2018 Q2
5 quarters
ELS icon
64
Equity Lifestyle Properties
ELS
$11.5B
$9.06M 0.25%
135,600
+9,800
+8% +$638K
2018 Q2
5 quarters
ARE icon
65
Alexandria Real Estate Equities
ARE
$7.83B
$9M 0.25%
58,400
+6,400
+12% +$946K
2019 Q1
2 quarters
CUZ icon
66
Cousins Properties
CUZ
$4.55B
$8.72M 0.24%
232,100
-22,650
-9% -$808K
2018 Q4
3 quarters
UPH
67
DELISTED
UpHealth, Inc.
UPH
$8.44M 0.23%
+85,840
New +$8.41M
2019 Q3
0 quarters
NFLX icon
68
Netflix
NFLX
$293B
$8.3M 0.23%
310,000
+202,250
+188% +$6.33M
2018 Q3
4 quarters
CDK
69
DELISTED
CDK Global, Inc.
CDK
$8.18M 0.23%
170,000
-80,000
-32% -$3.83M
2014 Q4
19 quarters
FCPT icon
70
Four Corners Property Trust
FCPT
$2.34B
$8M 0.22%
282,900
-54,100
-16% -$1.51M
2018 Q1
6 quarters
MAA icon
71
Mid-America Apartment Communities
MAA
$13.6B
$7.93M 0.22%
61,000
-30,700
-33% -$3.82M
2019 Q1
2 quarters
GRUB
72
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$7.87M 0.22%
70,000
+67,500
+2,700% +$8.96M
2019 Q1
2 quarters
AVB icon
73
DELISTED
AvalonBay Communities
AVB
$7.86M 0.22%
+36,500
New +$7.63M
2019 Q3
0 quarters
OBDC icon
74
Blue Owl Capital
OBDC
$4.99B
$7.67M 0.21%
+486,582
New +$7.8M
2019 Q3
0 quarters
BABA icon
75
Alibaba
BABA
$277B
$7.55M 0.21%
+45,153
New +$7.76M
2019 Q3
0 quarters
1 2
3
4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.