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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$2.47B
Cap. Flow %
-68.8%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 18.77%
2 Technology 13.48%
3 Financials 9.55%
4 Industrials 8.32%
5 Real Estate 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAG icon
51
Conagra Brands
CAG
$7.11B
$12.3M 0.34%
400,000
-600,000
-60% -$17.3M
GLPI icon
52
Gaming and Leisure Properties
GLPI
$12.8B
$12M 0.33%
314,700
-19,200
-6% -$737K
GTYH
53
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$11.7M 0.33%
1,873,426
+236,523
+14% +$1.53M
EBAY icon
54
eBay
EBAY
$48.9B
$11.7M 0.33%
300,000
-170,000
-36% -$6.82M
FREE
55
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$11.4M 0.32%
+1,158,443
New +$11.4M
CTRE icon
56
CareTrust REIT
CTRE
$9.72B
$11.3M 0.31%
480,600
+75,100
+19% +$1.76M
HLF icon
57
Herbalife
HLF
$1.19B
$10.6M 0.29%
280,000
+115,000
+70% +$4.49M
SUI icon
58
Sun Communities
SUI
$14.7B
$10M 0.28%
67,600
-86,271
-56% -$12.2M
SDC
59
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$9.72M 0.27%
+700,000
New +$11.7M
SABR icon
60
Sabre
SABR
$886M
$9.63M 0.27%
430,000
+30,000
+8% +$706K
RHP icon
61
Ryman Hospitality Properties
RHP
$7.84B
$9.48M 0.26%
115,900
+20,900
+22% +$1.65M
CRM icon
62
Salesforce
CRM
$153B
$9.28M 0.26%
+62,500
New +$9.5M
NNN icon
63
NNN REIT
NNN
$8.94B
$9.11M 0.25%
161,600
+137,200
+562% +$7.46M
ELS icon
64
Equity Lifestyle Properties
ELS
$12.5B
$9.06M 0.25%
135,600
+9,800
+8% +$638K
ARE icon
65
Alexandria Real Estate Equities
ARE
$8.34B
$9M 0.25%
58,400
+6,400
+12% +$946K
CUZ icon
66
Cousins Properties
CUZ
$4.91B
$8.72M 0.24%
232,100
-22,650
-9% -$808K
UPH
67
DELISTED
UpHealth, Inc.
UPH
$8.44M 0.23%
+85,840
New +$8.41M
NFLX icon
68
Netflix
NFLX
$307B
$8.3M 0.23%
310,000
+202,250
+188% +$6.33M
CDK
69
DELISTED
CDK Global, Inc.
CDK
$8.18M 0.23%
170,000
-80,000
-32% -$3.83M
FCPT icon
70
Four Corners Property Trust
FCPT
$2.75B
$8M 0.22%
282,900
-54,100
-16% -$1.51M
MAA icon
71
Mid-America Apartment Communities
MAA
$15.5B
$7.93M 0.22%
61,000
-30,700
-33% -$3.82M
GRUB
72
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$7.87M 0.22%
70,000
+67,500
+2,700% +$8.96M
AVB icon
73
AvalonBay Communities
AVB
$26.6B
$7.86M 0.22%
+36,500
New +$7.63M
OBDC icon
74
Blue Owl Capital
OBDC
$5.61B
$7.67M 0.21%
+486,582
New +$7.8M
BABA icon
75
Alibaba
BABA
$304B
$7.55M 0.21%
+45,153
New +$7.76M
1 2
3
4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $2.47B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.