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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBI icon
51
Designer Brands
DBI
$336M
$11.9M 0.27%
+350,000
New +$10.2M
ATVI
52
DELISTED
Activision Blizzard
ATVI
$11.8M 0.27%
141,875
-37,585
-21% -$2.85M
ASH icon
53
Ashland
ASH
$3.32B
$11.7M 0.27%
140,000
-90,000
-39% -$7.51M
EAF icon
54
GrafTech
EAF
$199M
$11.2M 0.26%
+57,500
New +$10.8M
IFFT
55
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$10.9M 0.25%
+200,000
New +$10.9M
LULU icon
56
lululemon athletica
LULU
$14.2B
$10.6M 0.24%
+65,000
New +$8.91M
T icon
57
AT&T
T
$162B
$10.5M 0.24%
+413,419
New +$10.1M
GOOGL icon
58
Alphabet (Google) Class A
GOOGL
$4.38T
$10.3M 0.24%
170,280
-31,840
-16% -$1.93M
ULTA icon
59
Ulta Beauty
ULTA
$23.2B
$9.87M 0.23%
35,000
-115,000
-77% -$29.3M
GSKY
60
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$9.61M 0.22%
+534,000
New +$10.2M
TPGH.U
61
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$8.78M 0.2%
831,000
– –
CPLG
62
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
$8.61M 0.2%
442,852
-6,881
-2% -$159K
NFLX icon
63
Netflix
NFLX
$307B
$8.38M 0.19%
+224,070
New +$8.13M
CRM icon
64
Salesforce
CRM
$153B
$8.22M 0.19%
51,689
-29,339
-36% -$4.35M
DBX icon
65
Dropbox
DBX
$8.06B
$8.05M 0.18%
+300,000
New +$8.67M
CY
66
DELISTED
Cypress Semiconductor
CY
$7.76M 0.18%
535,725
+137,604
+35% +$2.26M
AKRX
67
DELISTED
Akorn Inc
AKRX
$7.68M 0.18%
591,863
-473,050
-44% -$7.78M
MB
68
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
$7.05M 0.16%
173,498
-102,502
-37% -$4M
OMF icon
69
OneMain Financial
OMF
$7.48B
$6.72M 0.15%
+200,000
New +$7M
TWTR
70
DELISTED
Twitter, Inc.
TWTR
$6.71M 0.15%
235,670
-24,930
-10% -$883K
DOCU
71
DocuSign
DOCU
$10.9B
$6.57M 0.15%
+125,000
New +$7.09M
LM
72
DELISTED
Legg Mason, Inc.
LM
$6.25M 0.14%
+200,000
New +$6.47M
INXN
73
DELISTED
Interxion Holding N.V.
INXN
$6.1M 0.14%
90,700
+31,899
+54% +$2.07M
SPLK
74
DELISTED
Splunk Inc
SPLK
$6.09M 0.14%
+50,400
New +$5.58M
SPOT icon
75
Spotify
SPOT
$97.7B
$6.03M 0.14%
33,367
-70
-0.2% -$12.8K
1 2
3
4 5

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.