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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+6.89%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.35B
AUM Growth
-$639M
(-13%)
Cap. Flow
-$1.16B
Cap. Flow
% of AUM
-26.6%
Top 10 Holdings %
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89
Avg Time Held Equity + Options
2.1
quarters
Top 10 Avg Time Held Equity + Options
1
quarter
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
2.1
quarters
Top 10 Avg Time Held Equity only
1
quarter
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$269M |
| 2 |
CA, Inc.
CA
|
+$99.2M |
| 3 |
PF
Pinnacle Foods, Inc.
PF
|
+$92.3M |
| 4 |
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
|
+$70.6M |
| 5 |
Dun & Bradstreet
DNB
|
+$44M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NXP Semiconductors
NXPI
|
+$628M |
| 2 |
XL
XL Group Ltd.
XL
|
+$371M |
| 3 |
VR
Validus Hold Ltd
VR
|
+$144M |
| 4 |
COL
Rockwell Collins
COL
|
+$122M |
| 5 |
RSPP
RSP Permian, Inc.
RSPP
|
+$57.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.88% |
| 2 | Technology | 13.4% |
| 3 | Communication Services | 13.37% |
| 4 | Miscellaneous | 12.5% |
| 5 | Industrials | 11.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
Designer Brands
DBI
$291M
| $11.9M | 0.27% |
+350,000
| New | +$10.2M |
2018 Q3
0 quarters
|
|
|
ATVI
52
DELISTED
Activision Blizzard
ATVI
| $11.8M | 0.27% |
141,875
-37,585
| -21% | -$2.85M |
2016 Q4
7 quarters
|
|
53
Ashland
ASH
$3.23B
| $11.7M | 0.27% |
140,000
-90,000
| -39% | -$7.51M |
2018 Q1
2 quarters
|
|
54
GrafTech
EAF
$238M
| $11.2M | 0.26% |
+57,500
| New | +$10.8M |
2018 Q3
0 quarters
|
|
|
IFFT
55
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
| $10.9M | 0.25% |
+200,000
| New | +$10.9M |
2018 Q3
0 quarters
|
|
56
lululemon athletica
LULU
$10.9B
| $10.6M | 0.24% |
+65,000
| New | +$8.91M |
2018 Q3
0 quarters
|
|
57
AT&T
T
$152B
| $10.5M | 0.24% |
+413,419
| New | +$10.1M |
2018 Q3
0 quarters
|
|
58
Alphabet (Google) Class A
GOOGL
$4.3T
| $10.3M | 0.24% |
170,280
-31,840
| -16% | -$1.93M |
2018 Q1
2 quarters
|
|
59
Ulta Beauty
ULTA
$24.4B
| $9.87M | 0.23% |
35,000
-115,000
| -77% | -$29.3M |
2018 Q2
1 quarter
|
|
|
GSKY
60
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
| $9.61M | 0.22% |
+534,000
| New | +$10.2M |
2018 Q3
0 quarters
|
|
|
TPGH.U
61
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
| $8.78M | 0.2% |
831,000
| – | – |
2017 Q2
5 quarters
|
|
|
CPLG
62
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
| $8.61M | 0.2% |
442,852
-6,881
| -2% | -$159K |
2018 Q2
1 quarter
|
|
63
Netflix
NFLX
$293B
| $8.38M | 0.19% |
+224,070
| New | +$8.13M |
2018 Q3
0 quarters
|
|
64
Salesforce
CRM
$189B
| $8.22M | 0.19% |
51,689
-29,339
| -36% | -$4.35M |
2014 Q2
17 quarters
|
|
65
Dropbox
DBX
$7.47B
| $8.05M | 0.18% |
+300,000
| New | +$8.67M |
2018 Q3
0 quarters
|
|
|
CY
66
DELISTED
Cypress Semiconductor
CY
| $7.76M | 0.18% |
535,725
+137,604
| +35% | +$2.26M |
2017 Q1
6 quarters
|
|
|
AKRX
67
DELISTED
Akorn Inc
AKRX
| $7.68M | 0.18% |
591,863
-473,050
| -44% | -$7.78M |
2017 Q2
5 quarters
|
|
68
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
| $7.05M | 0.16% |
173,498
-102,502
| -37% | -$4M |
2018 Q2
1 quarter
|
|
69
OneMain Financial
OMF
$6.45B
| $6.72M | 0.15% |
+200,000
| New | +$7M |
2018 Q3
0 quarters
|
|
|
TWTR
70
DELISTED
Twitter, Inc.
TWTR
| $6.71M | 0.15% |
235,670
-24,930
| -10% | -$883K |
2017 Q4
3 quarters
|
|
71
DocuSign
DOCU
$13.3B
| $6.57M | 0.15% |
+125,000
| New | +$7.09M |
2018 Q3
0 quarters
|
|
|
LM
72
DELISTED
Legg Mason, Inc.
LM
| $6.25M | 0.14% |
+200,000
| New | +$6.47M |
2018 Q3
0 quarters
|
|
|
INXN
73
DELISTED
Interxion Holding N.V.
INXN
| $6.1M | 0.14% |
90,700
+31,899
| +54% | +$2.07M |
2016 Q2
9 quarters
|
|
74
DELISTED
Splunk Inc
SPLK
| $6.09M | 0.14% |
+50,400
| New | +$5.58M |
2018 Q3
0 quarters
|
|
75
Spotify
SPOT
$109B
| $6.03M | 0.14% |
33,367
-70
| -0.2% | -$12.8K |
2018 Q2
1 quarter
|
|
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UBS O'Connor's Q3 2018 Portfolio in Review
As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.
UBS O'Connor withdrew a net $1.16B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 22% a quarter earlier, followed by Technology and Communication Services.
Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.
- UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
- UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
- UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
- UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
- UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
- UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
- UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.
Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.