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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
51
Salesforce
CRM
$153B
$17.8M 0.32%
174,395
-65,235
-27% -$6.65M
AZUL
52
DELISTED
Azul
AZUL
$16.6M 0.29%
695,653
+400,401
+136% +$10.2M
EXPE icon
53
Expedia Group
EXPE
$36.8B
$16.4M 0.29%
137,058
-6,530
-5% -$847K
MCD icon
54
McDonald's
MCD
$196B
$15.4M 0.27%
+89,241
New +$15M
PCAR icon
55
PACCAR
PCAR
$69.5B
$15.3M 0.27%
+322,500
New +$15.3M
DLTR icon
56
Dollar Tree
DLTR
$24.9B
$13.9M 0.25%
129,828
+35,725
+38% +$3.49M
NXTM
57
DELISTED
NxStage Medical Inc.
NXTM
$13.6M 0.24%
559,681
+384,681
+220% +$10.1M
COTV
58
DELISTED
Cotiviti Holdings, Inc.
COTV
$13.5M 0.24%
+420,649
New +$14M
DOX icon
59
Amdocs
DOX
$6.28B
$13.5M 0.24%
205,850
-238,716
-54% -$15.5M
WDC icon
60
Western Digital
WDC
$156B
$13.4M 0.24%
+223,190
New +$14.4M
RRC icon
61
Range Resources
RRC
$9.01B
$12.8M 0.23%
750,000
-594,000
-44% -$10.7M
SMPL icon
62
Simply Good Foods
SMPL
$988M
$12.3M 0.22%
859,836
-140,164
-14% -$1.76M
CCK icon
63
Crown Holdings
CCK
$13.2B
$12.1M 0.21%
214,481
-43,894
-17% -$2.6M
TVPT
64
DELISTED
Travelport Worldwide Limited
TVPT
$11.8M 0.21%
900,000
-275,000
-23% -$3.92M
EMN icon
65
Eastman Chemical
EMN
$8.4B
$11.6M 0.21%
+125,471
New +$11.4M
GGP
66
DELISTED
GGP Inc.
GGP
$11.1M 0.2%
475,000
+14,064
+3% +$313K
H icon
67
Hyatt Hotels
H
$16.9B
$11.1M 0.2%
150,395
+103,591
+221% +$7.01M
JD icon
68
JD.com
JD
$44.3B
$11M 0.19%
+264,867
New +$10.4M
FRPT icon
69
Freshpet
FRPT
$3.28B
$10.7M 0.19%
562,280
-70,600
-11% -$1.23M
ZION icon
70
Zions Bancorporation
ZION
$10.3B
$10.6M 0.19%
208,730
+66,730
+47% +$3.2M
CMI icon
71
Cummins
CMI
$88.7B
$10.6M 0.19%
60,000
-32,710
-35% -$5.59M
TTD icon
72
Trade Desk
TTD
$8.31B
$10.5M 0.19%
2,303,720
-355,470
-13% -$1.96M
SLGN icon
73
Silgan Holdings
SLGN
$4.39B
$10.5M 0.19%
356,029
-33,480
-9% -$969K
TFC icon
74
Truist Financial
TFC
$64.2B
$10.4M 0.19%
210,000
+110,000
+110% +$5.31M
TPGH.U
75
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$10.3M 0.18%
1,000,000
– –
1 2
3
4 5

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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.