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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$1.42B
Cap. Flow %
-27.47%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.3 quarters
Top 20 Avg Time Held Equity + Options
1.9 quarters
Avg Time Held Equity only
2.5 quarters
Top 10 Avg Time Held Equity only
0.3 quarters
Top 20 Avg Time Held Equity only
1.9 quarters

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR icon
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.01%
2 Consumer Discretionary 13.1%
3 Industrials 12.06%
4 Communication Services 10.13%
5 Technology 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MDLZ icon
51
Mondelez International
MDLZ
$77.1B
$24.4M 0.47%
550,000
+175,000
+47% +$7.54M
2014 Q2
10 quarters
QVCGA
52
DELISTED
QVC Group Inc Series A
QVCGA
$23.4M 0.45%
24,126
-7,902
-25% -$7.63M
2016 Q3
1 quarter
M icon
53
Macy's
M
$5.92B
$22.9M 0.44%
638,597
+263,597
+70% +$10.3M
2015 Q3
5 quarters
VIAB
54
DELISTED
Viacom Inc. Class B
VIAB
$22.6M 0.44%
644,442
+484,820
+304% +$17.8M
2016 Q3
1 quarter
INXN
55
DELISTED
Interxion Holding N.V.
INXN
$22.5M 0.44%
642,754
+524,481
+443% +$18.7M
2016 Q2
2 quarters
WLK icon
56
Westlake Corp
WLK
$7.96B
$21.9M 0.42%
391,331
-150,325
-28% -$8.21M
2015 Q1
7 quarters
ALLY icon
57
Ally Financial
ALLY
$11.4B
$21.9M 0.42%
1,151,483
+1,090,575
+1,791% +$21M
2016 Q3
1 quarter
KDP icon
58
Keurig Dr Pepper
KDP
$43.2B
$21.8M 0.42%
240,000
+105,720
+79% +$9.27M
2016 Q3
1 quarter
WFC icon
59
Wells Fargo
WFC
$253B
$21.5M 0.42%
+390,751
New +$19.6M
2016 Q4
0 quarters
ISIL
60
DELISTED
Intersil Corp
ISIL
$21.2M 0.41%
950,352
+352
+0% +$7.8K
2016 Q3
1 quarter
XLK icon
61
State Street Technology Select Sector SPDR ETF
XLK
$130B
$21.2M 0.41%
+875,980
New +$20.9M
2016 Q4
0 quarters
DIS icon
62
Walt Disney
DIS
$187B
$20.6M 0.4%
197,556
+108,038
+121% +$10.5M
2016 Q3
1 quarter
SCHW icon
63
Charles Schwab
SCHW
$167B
$20.5M 0.4%
520,000
-980,000
-65% -$35M
2013 Q2
14 quarters
VOD icon
64
Vodafone
VOD
$36B
$20.2M 0.39%
826,814
+428,135
+107% +$11.3M
2016 Q2
2 quarters
ALR.PRB
65
DELISTED
Alere Inc
ALR.PRB
$19.8M 0.38%
62,500
-2,500
-4% -$823K
2016 Q1
3 quarters
PGR icon
66
Progressive
PGR
$126B
$19.6M 0.38%
+552,892
New +$18.3M
2016 Q4
0 quarters
LLTC
67
DELISTED
Linear Technology Corp
LLTC
$19.3M 0.37%
309,848
+296,148
+2,162% +$18M
2016 Q3
1 quarter
VMW
68
DELISTED
VMware, Inc
VMW
$19.3M 0.37%
244,662
+163,878
+203% +$12.7M
2014 Q4
8 quarters
ELV icon
69
Elevance Health
ELV
$89.5B
$19.2M 0.37%
+133,747
New +$17.9M
2016 Q4
0 quarters
UNP icon
70
Union Pacific
UNP
$165B
$19M 0.37%
+183,725
New +$18.1M
2016 Q4
0 quarters
ATVI
71
DELISTED
Activision Blizzard
ATVI
$18.8M 0.36%
+521,023
New +$20.8M
2016 Q4
0 quarters
BABA icon
72
Alibaba
BABA
$277B
$18.7M 0.36%
212,815
+108,557
+104% +$10.5M
2015 Q4
4 quarters
WRK icon
73
DELISTED
WestRock Company
WRK
$18.5M 0.36%
363,414
-336,837
-48% -$16.6M
2015 Q3
5 quarters
LGF.B
74
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$18.3M 0.35%
+746,146
New +$19M
2016 Q4
0 quarters
GTN icon
75
Gray Television
GTN
$468M
$17.9M 0.35%
1,649,653
-1,261,208
-43% -$12.4M
2016 Q2
2 quarters
1 2
3
4 5

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $1.42B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.