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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
51
Mondelez International
MDLZ
$80.1B
$24.4M 0.47%
550,000
+175,000
+47% +$7.54M
QVCGA
52
DELISTED
QVC Group Inc Series A
QVCGA
$23.4M 0.45%
24,126
-7,902
-25% -$7.63M
M icon
53
Macy's
M
$6.61B
$22.9M 0.44%
638,597
+263,597
+70% +$10.3M
VIAB
54
DELISTED
Viacom Inc. Class B
VIAB
$22.6M 0.44%
644,442
+484,820
+304% +$17.8M
INXN
55
DELISTED
Interxion Holding N.V.
INXN
$22.5M 0.44%
642,754
+524,481
+443% +$18.7M
WLK icon
56
Westlake Corp
WLK
$9.93B
$21.9M 0.42%
391,331
-150,325
-28% -$8.21M
ALLY icon
57
Ally Financial
ALLY
$13.4B
$21.9M 0.42%
1,151,483
+1,090,575
+1,791% +$21M
KDP icon
58
Keurig Dr Pepper
KDP
$41.3B
$21.8M 0.42%
240,000
+105,720
+79% +$9.27M
WFC icon
59
Wells Fargo
WFC
$265B
$21.5M 0.42%
+390,751
New +$19.6M
ISIL
60
DELISTED
Intersil Corp
ISIL
$21.2M 0.41%
950,352
+352
+0% +$7.8K
XLK icon
61
State Street Technology Select Sector SPDR ETF
XLK
$122B
$21.2M 0.41%
+875,980
New +$20.9M
DIS icon
62
Walt Disney
DIS
$182B
$20.6M 0.4%
197,556
+108,038
+121% +$10.5M
SCHW
63
Charles Schwab
SCHW
$187B
$20.5M 0.4%
520,000
-980,000
-65% -$35M
VOD icon
64
Vodafone
VOD
$37B
$20.2M 0.39%
826,814
+428,135
+107% +$11.3M
ALR.PRB
65
DELISTED
Alere Inc
ALR.PRB
$19.8M 0.38%
62,500
-2,500
-4% -$823K
PGR icon
66
Progressive
PGR
$125B
$19.6M 0.38%
+552,892
New +$18.3M
LLTC
67
DELISTED
Linear Technology Corp
LLTC
$19.3M 0.37%
309,848
+296,148
+2,162% +$18M
VMW
68
DELISTED
VMware, Inc
VMW
$19.3M 0.37%
244,662
+163,878
+203% +$12.7M
ELV icon
69
Elevance Health
ELV
$84.9B
$19.2M 0.37%
+133,747
New +$17.9M
UNP icon
70
Union Pacific
UNP
$175B
$19M 0.37%
+183,725
New +$18.1M
ATVI
71
DELISTED
Activision Blizzard
ATVI
$18.8M 0.36%
+521,023
New +$20.8M
BABA icon
72
Alibaba
BABA
$304B
$18.7M 0.36%
212,815
+108,557
+104% +$10.5M
WRK
73
DELISTED
WestRock Company
WRK
$18.5M 0.36%
363,414
-336,837
-48% -$16.6M
LGF.B
74
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$18.3M 0.35%
+746,146
New +$19M
GTN icon
75
Gray Television
GTN
$440M
$17.9M 0.35%
1,649,653
-1,261,208
-43% -$12.4M
1 2
3
4 5

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SAG
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ACI
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TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.