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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
51
TJX Companies
TJX
$179B
$27.3M 0.41%
730,000
+450,000
+161% +$17.6M
BOX icon
52
Box
BOX
$4.41B
$27.3M 0.41%
1,729,140
+159,070
+10% +$2.01M
MRC
53
DELISTED
MRC Global
MRC
$26.6M 0.4%
1,618,967
-170,149
-10% -$2.44M
CMCSA icon
54
Comcast
CMCSA
$89.3B
$26.2M 0.39%
788,474
+488,474
+163% +$16.3M
PDCE
55
DELISTED
PDC Energy, Inc.
PDCE
$26M 0.39%
+387,160
New +$23.4M
GE icon
56
GE Aerospace
GE
$389B
$25.3M 0.38%
+178,447
New +$26.6M
CDK
57
DELISTED
CDK Global, Inc.
CDK
$25.3M 0.38%
441,061
-44,647
-9% -$2.57M
ADBE icon
58
Adobe
ADBE
$103B
$25M 0.37%
230,000
+65,000
+39% +$6.52M
CPHD
59
DELISTED
Cepheid Inc
CPHD
$24.5M 0.36%
+464,440
New +$18.5M
RAX
60
DELISTED
Rackspace Hosting Inc
RAX
$23.8M 0.35%
750,000
+624,023
+495% +$17.2M
MSFT icon
61
Microsoft
MSFT
$3.71T
$23M 0.34%
400,000
-76,305
-16% -$4.31M
DISH
62
DELISTED
DISH Network Corp.
DISH
$22.8M 0.34%
+415,459
New +$21.5M
HYG icon
63
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$22.4M 0.33%
256,401
+191,401
+294% +$16.5M
JOY
64
DELISTED
Joy Global Inc
JOY
$22.2M 0.33%
+800,000
New +$21.2M
RTX icon
65
RTX Corp
RTX
$301B
$22.1M 0.33%
345,905
-388,809
-53% -$25.8M
ALR.PRB
66
DELISTED
Alere Inc
ALR.PRB
$22M 0.33%
65,000
– –
RHT
67
DELISTED
Red Hat Inc
RHT
$21.9M 0.32%
270,323
-110,042
-29% -$8.19M
SE
68
DELISTED
Spectra Energy Corp Wi
SE
$21.4M 0.32%
+501,600
New +$19.1M
CTB
69
DELISTED
Cooper Tire & Rubber Co.
CTB
$21.3M 0.32%
559,766
-194,841
-26% -$6.52M
FIT
70
DELISTED
Fitbit, Inc. Class A common stock
FIT
$21.2M 0.31%
1,425,389
+115,862
+9% +$1.69M
ISIL
71
DELISTED
Intersil Corp
ISIL
$20.8M 0.31%
+950,000
New +$16.5M
WFT
72
DELISTED
Weatherford International plc
WFT
$20.6M 0.31%
3,661,324
+1,555,628
+74% +$8.84M
APC
73
DELISTED
Anadarko Petroleum
APC
$20.4M 0.3%
322,098
+101,237
+46% +$5.64M
UA icon
74
Under Armour Class C
UA
$2.67B
$20.3M 0.3%
600,398
-24,326
-4% -$878K
UPS icon
75
United Parcel Service
UPS
$87.7B
$20.3M 0.3%
+185,491
New +$20.3M
1 2
3
4 5

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.