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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TJX icon
51
TJX Companies
TJX
$153B
$27.3M 0.41%
730,000
+450,000
+161% +$17.6M
2014 Q2
9 quarters
BOX icon
52
Box
BOX
$4.99B
$27.3M 0.41%
1,729,140
+159,070
+10% +$2.01M
2015 Q1
6 quarters
MRC icon
53
DELISTED
MRC Global
MRC
$26.6M 0.4%
1,618,967
-170,149
-10% -$2.44M
2014 Q4
7 quarters
CMCSA icon
54
Comcast
CMCSA
$73.3B
$26.2M 0.39%
788,474
+488,474
+163% +$16.3M
2016 Q2
1 quarter
PDCE
55
DELISTED
PDC Energy, Inc.
PDCE
$26M 0.39%
+387,160
New +$23.4M
2016 Q3
0 quarters
GE icon
56
GE Aerospace
GE
$320B
$25.3M 0.38%
+178,447
New +$26.6M
2016 Q3
0 quarters
CDK
57
DELISTED
CDK Global, Inc.
CDK
$25.3M 0.38%
441,061
-44,647
-9% -$2.57M
2014 Q4
7 quarters
ADBE icon
58
Adobe
ADBE
$94.3B
$25M 0.37%
230,000
+65,000
+39% +$6.52M
2014 Q4
7 quarters
CPHD
59
DELISTED
Cepheid Inc
CPHD
$24.5M 0.36%
+464,440
New +$18.5M
2016 Q3
0 quarters
RAX
60
DELISTED
Rackspace Hosting Inc
RAX
$23.8M 0.35%
750,000
+624,023
+495% +$17.2M
2016 Q2
1 quarter
MSFT icon
61
Microsoft
MSFT
$3.97T
$23M 0.34%
400,000
-76,305
-16% -$4.31M
2013 Q2
13 quarters
DISH
62
DELISTED
DISH Network Corp.
DISH
$22.8M 0.34%
+415,459
New +$21.5M
2016 Q3
0 quarters
HYG icon
63
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$22.4M 0.33%
256,401
+191,401
+294% +$16.5M
2013 Q2
13 quarters
JOY
64
DELISTED
Joy Global Inc
JOY
$22.2M 0.33%
+800,000
New +$21.2M
2016 Q3
0 quarters
RTX icon
65
RTX Corp
RTX
$251B
$22.1M 0.33%
345,905
-388,809
-53% -$25.8M
2016 Q1
2 quarters
ALR.PRB
66
DELISTED
Alere Inc
ALR.PRB
$22M 0.33%
65,000
– –
2016 Q1
2 quarters
RHT
67
DELISTED
Red Hat Inc
RHT
$21.9M 0.32%
270,323
-110,042
-29% -$8.19M
2015 Q3
4 quarters
SE icon
68
DELISTED
Spectra Energy Corp Wi
SE
$21.4M 0.32%
+501,600
New +$19.1M
2016 Q3
0 quarters
CTB
69
DELISTED
Cooper Tire & Rubber Co.
CTB
$21.3M 0.32%
559,766
-194,841
-26% -$6.52M
2016 Q1
2 quarters
FIT
70
DELISTED
Fitbit, Inc. Class A common stock
FIT
$21.2M 0.31%
1,425,389
+115,862
+9% +$1.69M
2015 Q4
3 quarters
ISIL
71
DELISTED
Intersil Corp
ISIL
$20.8M 0.31%
+950,000
New +$16.5M
2016 Q3
0 quarters
WFT
72
DELISTED
Weatherford International plc
WFT
$20.6M 0.31%
3,661,324
+1,555,628
+74% +$8.84M
2016 Q1
2 quarters
APC icon
73
DELISTED
Anadarko Petroleum
APC
$20.4M 0.3%
322,098
+101,237
+46% +$5.64M
2016 Q1
2 quarters
UA icon
74
Under Armour Class C
UA
$2.05B
$20.3M 0.3%
600,398
-24,326
-4% -$878K
2016 Q2
1 quarter
UPS icon
75
United Parcel Service
UPS
$80.5B
$20.3M 0.3%
+185,491
New +$20.3M
2016 Q3
0 quarters
1 2
3
4 5

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.