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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GRT
51
DELISTED
GLIMCHER REALTY TRUST
GRT
$25.8M 0.45%
1,876,399
+1,846,936
+6,269% +$25.2M
2014 Q2
2 quarters
AVNR
52
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$25.1M 0.44%
+1,481,900
New +$20.8M
2014 Q4
0 quarters
SJM icon
53
J.M. Smucker
SJM
$12.8B
$24M 0.42%
237,398
-5,823
-2% -$590K
2013 Q3
5 quarters
CSCO icon
54
Cisco
CSCO
$467B
$23.8M 0.41%
+855,374
New +$22.1M
2014 Q4
0 quarters
CAG icon
55
Conagra Brands
CAG
$6.44B
$22.9M 0.4%
810,425
+592,617
+272% +$16.2M
2014 Q2
2 quarters
EL icon
56
Estee Lauder
EL
$35.5B
$22.6M 0.39%
296,776
-518,193
-64% -$38.3M
2013 Q2
6 quarters
QSR icon
57
Restaurant Brands International
QSR
$24.7B
$22.6M 0.39%
+578,661
New +$22.2M
2014 Q4
0 quarters
PX icon
58
DELISTED
Praxair Inc
PX
$22.2M 0.39%
171,714
+130,464
+316% +$16.5M
2014 Q3
1 quarter
ITT icon
59
ITT
ITT
$18B
$21.9M 0.38%
+542,048
New +$22.6M
2014 Q4
0 quarters
AAPL icon
60
Apple
AAPL
$4.91T
$21.7M 0.38%
785,372
+326,608
+71% +$8.89M
2014 Q1
3 quarters
TJX icon
61
TJX Companies
TJX
$153B
$21.4M 0.37%
624,922
-911,528
-59% -$29M
2014 Q2
2 quarters
CDNS icon
62
Cadence Design Systems
CDNS
$97.2B
$21.4M 0.37%
1,126,400
-206,688
-16% -$3.71M
2014 Q2
2 quarters
NSC icon
63
Norfolk Southern
NSC
$71.4B
$21M 0.37%
+192,000
New +$21M
2014 Q4
0 quarters
WFC icon
64
Wells Fargo
WFC
$253B
$20.8M 0.36%
+379,662
New +$20.1M
2014 Q4
0 quarters
EXC icon
65
Exelon
EXC
$43B
$20.8M 0.36%
786,172
-17,454
-2% -$448K
2014 Q2
2 quarters
PETM
66
DELISTED
PETSMART INC
PETM
$20.2M 0.35%
+248,607
New +$18.4M
2014 Q4
0 quarters
RWT icon
67
Redwood Trust
RWT
$398M
$20.2M 0.35%
1,022,999
-163,220
-14% -$3.06M
2013 Q2
6 quarters
RVBD
68
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$20.1M 0.35%
983,200
+933,336
+1,872% +$17.9M
2014 Q2
2 quarters
POST icon
69
Post Holdings
POST
$3.39B
$20M 0.35%
730,115
+246,656
+51% +$6.09M
2013 Q4
4 quarters
APOL
70
DELISTED
Apollo Education Group Inc Class A
APOL
$19.9M 0.35%
584,695
+24,119
+4% +$711K
2013 Q2
6 quarters
VZ icon
71
Verizon
VZ
$173B
$19.6M 0.34%
+418,613
New +$20.5M
2014 Q4
0 quarters
CTXS
72
DELISTED
Citrix Systems Inc
CTXS
$18.8M 0.33%
369,573
-126,890
-26% -$6.56M
2014 Q1
3 quarters
AUXL
73
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$18.5M 0.32%
+537,388
New +$17.5M
2014 Q4
0 quarters
DAR icon
74
Darling Ingredients
DAR
$9.51B
$18.1M 0.31%
994,299
-1,114,149
-53% -$20.1M
2013 Q4
4 quarters
DECK icon
75
Deckers Outdoor
DECK
$11.3B
$17.6M 0.31%
1,161,072
+711,240
+158% +$10.8M
2014 Q3
1 quarter
1 2
3
4 5

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.