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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRT
51
DELISTED
GLIMCHER REALTY TRUST
GRT
$25.8M 0.45%
1,876,399
+1,846,936
+6,269% +$25.2M
AVNR
52
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$25.1M 0.44%
+1,481,900
New +$20.8M
SJM icon
53
J.M. Smucker
SJM
$12.7B
$24M 0.42%
237,398
-5,823
-2% -$590K
CSCO icon
54
Cisco
CSCO
$476B
$23.8M 0.41%
+855,374
New +$22.1M
CAG icon
55
Conagra Brands
CAG
$7.11B
$22.9M 0.4%
810,425
+592,617
+272% +$16.2M
EL icon
56
Estee Lauder
EL
$30.9B
$22.6M 0.39%
296,776
-518,193
-64% -$38.3M
QSR icon
57
Restaurant Brands International
QSR
$25.3B
$22.6M 0.39%
+578,661
New +$22.2M
PX
58
DELISTED
Praxair Inc
PX
$22.2M 0.39%
171,714
+130,464
+316% +$16.5M
ITT icon
59
ITT
ITT
$19.2B
$21.9M 0.38%
+542,048
New +$22.6M
AAPL icon
60
Apple
AAPL
$4.56T
$21.7M 0.38%
785,372
+326,608
+71% +$8.89M
TJX icon
61
TJX Companies
TJX
$179B
$21.4M 0.37%
624,922
-911,528
-59% -$29M
CDNS icon
62
Cadence Design Systems
CDNS
$93.2B
$21.4M 0.37%
1,126,400
-206,688
-16% -$3.71M
NSC icon
63
Norfolk Southern
NSC
$76.9B
$21M 0.37%
+192,000
New +$21M
WFC icon
64
Wells Fargo
WFC
$265B
$20.8M 0.36%
+379,662
New +$20.1M
EXC icon
65
Exelon
EXC
$46.7B
$20.8M 0.36%
786,172
-17,454
-2% -$448K
PETM
66
DELISTED
PETSMART INC
PETM
$20.2M 0.35%
+248,607
New +$18.4M
RWT
67
Redwood Trust
RWT
$573M
$20.2M 0.35%
1,022,999
-163,220
-14% -$3.06M
RVBD
68
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$20.1M 0.35%
983,200
+933,336
+1,872% +$17.9M
POST icon
69
Post Holdings
POST
$4.09B
$20M 0.35%
730,115
+246,656
+51% +$6.09M
APOL
70
DELISTED
Apollo Education Group Inc Class A
APOL
$19.9M 0.35%
584,695
+24,119
+4% +$711K
VZ icon
71
Verizon
VZ
$195B
$19.6M 0.34%
+418,613
New +$20.5M
CTXS
72
DELISTED
Citrix Systems Inc
CTXS
$18.8M 0.33%
369,573
-126,890
-26% -$6.56M
AUXL
73
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$18.5M 0.32%
+537,388
New +$17.5M
DAR icon
74
Darling Ingredients
DAR
$9.62B
$18.1M 0.31%
994,299
-1,114,149
-53% -$20.1M
DECK icon
75
Deckers Outdoor
DECK
$13.3B
$17.6M 0.31%
1,161,072
+711,240
+158% +$10.8M
1 2
3
4 5

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SAG
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ACI
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CGL
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.