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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNT
51
DELISTED
UNIT Corporation
UNT
$27.2M 0.47%
463,528
+138,528
+43% +$8.91M
WWAV
52
DELISTED
The WhiteWave Foods Company
WWAV
$27.1M 0.47%
745,800
-134,356
-15% -$4.49M
DLTR icon
53
Dollar Tree
DLTR
$24.9B
$26.7M 0.46%
+475,852
New +$26.2M
CRM icon
54
Salesforce
CRM
$153B
$26.3M 0.46%
457,981
+407,391
+805% +$22.9M
WMT icon
55
Walmart Inc
WMT
$892B
$25.9M 0.45%
+1,017,375
New +$25.7M
SIAL
56
DELISTED
SIGMA - ALDRICH CORP
SIAL
$25.8M 0.45%
+190,000
New +$20.2M
RH icon
57
RH
RH
$3.56B
$25.7M 0.44%
+322,952
New +$27M
PF
58
DELISTED
Pinnacle Foods, Inc.
PF
$25.2M 0.44%
772,526
+464,881
+151% +$14.7M
KDP icon
59
Keurig Dr Pepper
KDP
$41.3B
$24.7M 0.43%
383,948
-64,209
-14% -$3.92M
META icon
60
Meta Platforms (Facebook)
META
$1.5T
$24.5M 0.42%
309,419
+294,419
+1,963% +$21.6M
SJM icon
61
J.M. Smucker
SJM
$12.7B
$24.1M 0.42%
243,221
-115,722
-32% -$11.9M
BYI
62
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$24M 0.41%
296,942
+31,265
+12% +$2.28M
DKS icon
63
Dick's Sporting Goods
DKS
$17.8B
$23.8M 0.41%
542,500
+301,422
+125% +$13.4M
AAP icon
64
Advance Auto Parts
AAP
$3.49B
$23.2M 0.4%
+177,853
New +$23.3M
CDNS icon
65
Cadence Design Systems
CDNS
$93.2B
$22.9M 0.4%
1,333,088
+7,888
+0.6% +$137K
WFM
66
DELISTED
Whole Foods Market Inc
WFM
$22.8M 0.39%
+597,307
New +$22.8M
KR icon
67
Kroger
KR
$35.1B
$22.7M 0.39%
+874,726
New +$22.1M
PKG icon
68
Packaging Corp of America
PKG
$22.5B
$22.6M 0.39%
+353,968
New +$23.8M
LVNTA
69
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$22.4M 0.39%
590,957
-696,567
-54% -$25.5M
CCEP icon
70
Coca-Cola Europacific Partners
CCEP
$47.9B
$21.9M 0.38%
494,611
-307,206
-38% -$14.4M
LTRPA
71
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$21.9M 0.38%
+645,366
New +$22.5M
SWK icon
72
Stanley Black & Decker
SWK
$15.3B
$20.7M 0.36%
233,092
-38,270
-14% -$3.42M
CL icon
73
Colgate-Palmolive
CL
$74.1B
$20.2M 0.35%
310,000
-67,599
-18% -$4.46M
TWX
74
DELISTED
Time Warner Inc
TWX
$20.1M 0.35%
267,181
+48,344
+22% +$3.75M
RWT
75
Redwood Trust
RWT
$573M
$19.7M 0.34%
1,186,219
-204,009
-15% -$3.86M
1 2
3
4 5

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.