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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
UNT
51
DELISTED
UNIT Corporation
UNT
$27.2M 0.47%
463,528
+138,528
+43% +$8.91M
2014 Q1
2 quarters
WWAV
52
DELISTED
The WhiteWave Foods Company
WWAV
$27.1M 0.47%
745,800
-134,356
-15% -$4.49M
2013 Q2
5 quarters
DLTR icon
53
Dollar Tree
DLTR
$22.3B
$26.7M 0.46%
+475,852
New +$26.2M
2014 Q3
0 quarters
CRM icon
54
Salesforce
CRM
$189B
$26.3M 0.46%
457,981
+407,391
+805% +$22.9M
2014 Q2
1 quarter
WMT icon
55
Walmart Inc
WMT
$883B
$25.9M 0.45%
+1,017,375
New +$25.7M
2014 Q3
0 quarters
SIAL
56
DELISTED
SIGMA - ALDRICH CORP
SIAL
$25.8M 0.45%
+190,000
New +$20.2M
2014 Q3
0 quarters
RH icon
57
RH
RH
$2.21B
$25.7M 0.44%
+322,952
New +$27M
2014 Q3
0 quarters
PF
58
DELISTED
Pinnacle Foods, Inc.
PF
$25.2M 0.44%
772,526
+464,881
+151% +$14.7M
2014 Q1
2 quarters
KDP icon
59
Keurig Dr Pepper
KDP
$43.2B
$24.7M 0.43%
383,948
-64,209
-14% -$3.92M
2014 Q2
1 quarter
META icon
60
Meta Platforms (Facebook)
META
$1.83T
$24.5M 0.42%
309,419
+294,419
+1,963% +$21.6M
2013 Q2
5 quarters
SJM icon
61
J.M. Smucker
SJM
$12.8B
$24.1M 0.42%
243,221
-115,722
-32% -$11.9M
2013 Q3
4 quarters
BYI
62
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$24M 0.41%
296,942
+31,265
+12% +$2.28M
2014 Q2
1 quarter
DKS icon
63
Dick's Sporting Goods
DKS
$13.5B
$23.8M 0.41%
542,500
+301,422
+125% +$13.4M
2013 Q3
4 quarters
AAP icon
64
Advance Auto Parts
AAP
$2.55B
$23.2M 0.4%
+177,853
New +$23.3M
2014 Q3
0 quarters
CDNS icon
65
Cadence Design Systems
CDNS
$97.2B
$22.9M 0.4%
1,333,088
+7,888
+0.6% +$137K
2014 Q2
1 quarter
WFM
66
DELISTED
Whole Foods Market Inc
WFM
$22.8M 0.39%
+597,307
New +$22.8M
2014 Q3
0 quarters
KR icon
67
Kroger
KR
$36.4B
$22.7M 0.39%
+874,726
New +$22.1M
2014 Q3
0 quarters
PKG icon
68
Packaging Corp of America
PKG
$20.5B
$22.6M 0.39%
+353,968
New +$23.8M
2014 Q3
0 quarters
LVNTA
69
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$22.4M 0.39%
590,957
-696,567
-54% -$25.5M
2013 Q4
3 quarters
CCEP icon
70
Coca-Cola Europacific Partners
CCEP
$45.8B
$21.9M 0.38%
494,611
-307,206
-38% -$14.4M
2014 Q2
1 quarter
LTRPA
71
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$21.9M 0.38%
+645,366
New +$22.5M
2014 Q3
0 quarters
SWK icon
72
Stanley Black & Decker
SWK
$13.4B
$20.7M 0.36%
233,092
-38,270
-14% -$3.42M
2013 Q3
4 quarters
CL icon
73
Colgate-Palmolive
CL
$70.4B
$20.2M 0.35%
310,000
-67,599
-18% -$4.46M
2013 Q3
4 quarters
TWX
74
DELISTED
Time Warner Inc
TWX
$20.1M 0.35%
267,181
+48,344
+22% +$3.75M
2014 Q2
1 quarter
RWT icon
75
Redwood Trust
RWT
$398M
$19.7M 0.34%
1,186,219
-204,009
-15% -$3.86M
2013 Q2
5 quarters
1 2
3
4 5

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FNBT
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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.