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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
-$138M
Cap. Flow %
-2.91%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.53%
3 Financials 11.99%
4 Real Estate 8.48%
5 Materials 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGR
701
DELISTED
Kimbell Tiger Acquisition Corporation
TGR
– –
-273,069
Closed -$2.88M
BRIV
702
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
– –
-163,565
Closed -$1.66M
MAXR
703
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-2,799,509
Closed -$14.3M
VLAT
704
DELISTED
Valor Latitude Acquisition Corp. Class A Ordinary Shares
VLAT
– –
-458,617
Closed -$4.7M
ADALW
705
DELISTED
Anthemis Digital Acquisitions I Corp Warrant
ADALW
– –
-111,292
Closed -$4.4K
ADAL
706
DELISTED
Anthemis Digital Acquisitions I Corp Class A Ordinary Shares
ADAL
– –
-510,148
Closed -$5.33M
OSH
707
DELISTED
Oak Street Health, Inc.
OSH
– –
-6,537,297
Closed -$25.3M
TRAQ.WS
708
DELISTED
Trine II Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRAQ.WS
– –
-455,115
Closed -$11.4K
TRAQ
709
DELISTED
Trine II Acquisition Corp.
TRAQ
– –
-1,654,175
Closed -$17.3M
CIIG
710
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
– –
-567,145
Closed -$5.9M
ORIA
711
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
– –
-235,390
Closed -$2.41M
SKYA
712
DELISTED
Skydeck Acquisition Corp. Class A Ordinary Shares
SKYA
– –
-160,410
Closed -$1.64M
PRVB
713
DELISTED
Provention Bio, Inc. Common Stock
PRVB
– –
-2,925,000
Closed -$70.5M
NHIC
714
DELISTED
NewHold Investment Corp. II Class A Common Stock
NHIC
– –
-1,732,500
Closed -$17.6M
NHICW
715
DELISTED
NewHold Investment Corp. II Warrant
NHICW
– –
-891,915
Closed -$113K
IPVI
716
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
– –
-25,878
Closed -$267K
TIOA
717
DELISTED
Tio Tech A Class A Ordinary Share
TIOA
– –
-708,932
Closed -$7.22M
YTPG
718
DELISTED
TPG Pace Beneficial II Corp.
YTPG
– –
-942,295
Closed -$9.39M
TCVA
719
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
– –
-236,972
Closed -$2.43M
GEEXW
720
DELISTED
Games & Esports Experience Acquisition Corp. Warrants
GEEXW
– –
-233,953
Closed -$16.6K
AMYT
721
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
– –
-2,000,000
Closed -$29.2M
KVSC
722
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
– –
-237,220
Closed -$2.41M
DMYS.WS
723
DELISTED
dMY Technology Group, Inc. VI Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DMYS.WS
– –
-200,514
Closed -$17.5K
DMYS
724
DELISTED
dMY Technology Group, Inc. VI
DMYS
– –
-287,620
Closed -$2.94M
AUY
725
DELISTED
Yamana Gold, Inc.
AUY
– –
-5,022,158
Closed -$29.4M
26 27 28
29
30

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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor's Q2 2023 filing shows 128 new, 150 increased, 259 reduced and 162 closed positions. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M. The largest sale was First Horizon, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.