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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
+$146M
Cap. Flow %
3.08%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162
Avg Time Held Equity + Options
3.8 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.1 quarters
Avg Time Held Equity only
3.9 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.1 quarters

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.68%
3 Financials 11.99%
4 Miscellaneous 10.5%
5 Real Estate 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TGR
701
DELISTED
Kimbell Tiger Acquisition Corporation
TGR
– –
-273,069
Closed -$2.88M –
BRIV
702
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
– –
-163,565
Closed -$1.66M –
MAXR
703
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-2,799,509
Closed -$14.3M –
VLAT
704
DELISTED
Valor Latitude Acquisition Corp. Class A Ordinary Shares
VLAT
– –
-458,617
Closed -$4.7M –
ADALW
705
DELISTED
Anthemis Digital Acquisitions I Corp Warrant
ADALW
– –
-111,292
Closed -$4.4K –
ADAL
706
DELISTED
Anthemis Digital Acquisitions I Corp Class A Ordinary Shares
ADAL
– –
-510,148
Closed -$5.33M –
OSH
707
DELISTED
Oak Street Health, Inc.
OSH
– –
-6,537,297
Closed -$25.3M –
TRAQ.WS
708
DELISTED
Trine II Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRAQ.WS
– –
-455,115
Closed -$11.4K –
TRAQ
709
DELISTED
Trine II Acquisition Corp.
TRAQ
– –
-1,654,175
Closed -$17.3M –
CIIG
710
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
– –
-567,145
Closed -$5.9M –
ORIA
711
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
– –
-235,390
Closed -$2.41M –
SKYA icon
712
DELISTED
Skydeck Acquisition Corp. Class A Ordinary Shares
SKYA
– –
-160,410
Closed -$1.64M –
PRVB
713
DELISTED
Provention Bio, Inc. Common Stock
PRVB
– –
-2,925,000
Closed -$70.5M –
NHIC
714
DELISTED
NewHold Investment Corp. II Class A Common Stock
NHIC
– –
-1,732,500
Closed -$17.6M –
NHICW
715
DELISTED
NewHold Investment Corp. II Warrant
NHICW
– –
-891,915
Closed -$113K –
IPVI
716
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
– –
-25,878
Closed -$267K –
TIOA
717
DELISTED
Tio Tech A Class A Ordinary Share
TIOA
– –
-708,932
Closed -$7.22M –
YTPG
718
DELISTED
TPG Pace Beneficial II Corp.
YTPG
– –
-942,295
Closed -$9.39M –
TCVA
719
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
– –
-236,972
Closed -$2.43M –
GEEXW
720
DELISTED
Games & Esports Experience Acquisition Corp. Warrants
GEEXW
– –
-233,953
Closed -$16.6K –
AMYT
721
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
– –
-2,000,000
Closed -$29.2M –
KVSC
722
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
– –
-237,220
Closed -$2.41M –
DMYS.WS
723
DELISTED
dMY Technology Group, Inc. VI Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DMYS.WS
– –
-200,514
Closed -$17.5K –
DMYS
724
DELISTED
dMY Technology Group, Inc. VI
DMYS
– –
-287,620
Closed -$2.94M –
AUY
725
DELISTED
Yamana Gold, Inc.
AUY
– –
-5,022,158
Closed -$29.4M –
26 27 28
29
30

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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor deployed $146M of net new capital in Q2 2023, opening 128 new positions and adding to 150 existing holdings. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Tower Semiconductor, an estimated $50.8M trimmed.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.