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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLAA
701
DELISTED
Colonnade Acquisition Corp. II
CLAA
– –
-475,696
Closed -$4.72M
HORI
702
DELISTED
Emerging Markets Horizon Corp. Class A Ordinary Shares
HORI
– –
-163,767
Closed -$1.64M
ACQR
703
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
– –
-475,696
Closed -$4.72M
AGGR
704
DELISTED
Agile Growth Corp
AGGR
– –
-475,696
Closed -$4.72M
PDOT
705
DELISTED
Peridot Acquisition Corp. II
PDOT
– –
-935,814
Closed -$9.28M
PTOC
706
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
– –
-237,847
Closed -$2.34M
WPCB
707
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
– –
-475,696
Closed -$4.72M
SVFB
708
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
– –
-698,037
Closed -$6.92M
WPCA
709
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
– –
-229,782
Closed -$2.28M
ESM
710
DELISTED
ESM Acquisition Corporation
ESM
– –
-475,696
Closed -$4.72M
LIONW
711
DELISTED
Lionheart III Corp Warrant
LIONW
– –
-95,450
Closed -$5K
FRSG
712
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
– –
-364,605
Closed -$3.58M
HERA
713
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
– –
-475,696
Closed -$4.72M
LION
714
DELISTED
Lionheart III Corp Class A Common Stock
LION
– –
-190,898
Closed -$1.93M
FPAC
715
DELISTED
Far Peak Acquisition Corporation
FPAC
– –
-3,827,531
Closed -$37.9M
LOKM
716
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
– –
-480,519
Closed -$4.72M
MLAI
717
DELISTED
McLaren Technology Acquisition Corp. Class A Common Stock
MLAI
– –
-477,246
Closed -$4.81M
FTEV
718
DELISTED
FinTech Evolution Acquisition Group
FTEV
– –
-395,710
Closed -$3.92M
HPX.WS
719
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
– –
-261,507
Closed -$81K
TPBA
720
DELISTED
TPB Acquisition Corporation I Class A Ordinary Share
TPBA
– –
-472,576
Closed -$4.69M
DCRD
721
DELISTED
Decarbonization Plus Acquisition Corporation IV Class A Ordinary Share
DCRD
– –
-477,246
Closed -$4.8M
ANAC
722
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
– –
-553,918
Closed -$5.49M
CPAQ
723
DELISTED
Counter Press Acquisition Corporation Class A Ordinary Share
CPAQ
– –
-367,656
Closed -$3.71M
FTAA
724
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
– –
-436,859
Closed -$4.33M
LHCG
725
DELISTED
LHC Group LLC
LHCG
– –
-1,169,110
Closed -$191M
27 28
29
30 31

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ACI
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CGL
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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.