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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$536M
Cap. Flow %
9.53%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 34.82%
2 Healthcare 28.77%
3 Real Estate 5.15%
4 Financials 4.39%
5 Consumer Discretionary 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLNGW
676
DELISTED
Belong Acquisition Corp. Warrant
BLNGW
– –
-69,821
Closed -$1.35K
TWCB
677
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
– –
-1,123,806
Closed -$11.4M
HMA
678
DELISTED
Heartland Media Acquisition Corp.
HMA
– –
-271,895
Closed -$2.87M
ENTF
679
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
– –
-554,644
Closed -$5.93M
SDACW
680
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
– –
-116,160
Closed -$6.1K
VBOC
681
DELISTED
Viscogliosi Brothers Acquisition Corp Common Stock
VBOC
– –
-226,579
Closed -$2.39M
LSI
682
DELISTED
Life Storage, Inc.
LSI
– –
-734,310
Closed -$97.6M
ARYE
683
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
– –
-181,263
Closed -$1.88M
FMIV
684
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
– –
-437,725
Closed -$4.49M
ISEE
685
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-5,850,120
Closed -$230M
GLTA.WS
686
DELISTED
Galata Acquisition Corp. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
GLTA.WS
– –
-115,551
Closed -$6.37K
VECT
687
DELISTED
VectivBio Holding AG Ordinary Shares
VECT
– –
-1,847,666
Closed -$31.2M
CORS
688
DELISTED
Corsair Partnering Corporation
CORS
– –
-155,244
Closed -$1.61M
GOGN
689
DELISTED
GoGreen Investments Corporation
GOGN
– –
-231,028
Closed -$2.56M
EOCW
690
DELISTED
Elliott Opportunity II Corp.
EOCW
– –
-693,305
Closed -$7.18M
DNAD
691
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
– –
-211,253
Closed -$2.19M
ATVI
692
CALL
DELISTED
Activision Blizzard
ATVI
– –
-506,300
Closed -$825K
MNK
693
DELISTED
Mallinckrodt plc
MNK
– –
-129,376
Closed -$153K
24 25 26 27
28

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UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $536M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 16% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.