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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$401M
Cap. Flow %
7.12%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149
Avg Time Held Equity + Options
3.9 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.3 quarters
Avg Time Held Equity only
4.1 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.3 quarters

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 39.86%
2 Healthcare 28.77%
3 Miscellaneous 7.24%
4 Real Estate 5.15%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BLNGW
676
DELISTED
Belong Acquisition Corp. Warrant
BLNGW
– –
-69,821
Closed -$1.35K –
TWCB
677
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
– –
-1,123,806
Closed -$11.4M –
HMA
678
DELISTED
Heartland Media Acquisition Corp.
HMA
– –
-271,895
Closed -$2.87M –
ENTF
679
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
– –
-554,644
Closed -$5.93M –
SDACW
680
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
– –
-116,160
Closed -$6.1K –
VBOC
681
DELISTED
Viscogliosi Brothers Acquisition Corp Common Stock
VBOC
– –
-226,579
Closed -$2.39M –
LSI
682
DELISTED
Life Storage, Inc.
LSI
– –
-734,310
Closed -$97.6M –
ARYE
683
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
– –
-181,263
Closed -$1.88M –
FMIV
684
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
– –
-437,725
Closed -$4.49M –
ISEE
685
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-5,850,120
Closed -$230M –
GLTA.WS
686
DELISTED
Galata Acquisition Corp. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
GLTA.WS
– –
-115,551
Closed -$6.37K –
VECT
687
DELISTED
VectivBio Holding AG Ordinary Shares
VECT
– –
-1,847,666
Closed -$31.2M –
CORS
688
DELISTED
Corsair Partnering Corporation
CORS
– –
-155,244
Closed -$1.61M –
GOGN
689
DELISTED
GoGreen Investments Corporation
GOGN
– –
-231,028
Closed -$2.56M –
EOCW
690
DELISTED
Elliott Opportunity II Corp.
EOCW
– –
-693,305
Closed -$7.18M –
DNAD
691
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
– –
-211,253
Closed -$2.19M –
ATVI
692
CALL
DELISTED
Activision Blizzard
ATVI
– –
-506,300
Closed -$825K –
MNK
693
DELISTED
Mallinckrodt plc
MNK
– –
-129,376
Closed -$153K –
24 25 26 27
28

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ACI
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CGL
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JCM
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UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $401M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 40% of assets, up from 16% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.