We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
+$146M
Cap. Flow %
3.08%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162
Avg Time Held Equity + Options
3.8 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.1 quarters
Avg Time Held Equity only
3.9 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.1 quarters

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.68%
3 Financials 11.99%
4 Miscellaneous 10.5%
5 Real Estate 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HCNEW
676
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
– –
-118,155
Closed -$19.5K –
TOAC
677
DELISTED
Talon 1 Acquisition Corp. Class A Ordinary Shares
TOAC
– –
-472,621
Closed -$4.99M –
LITT
678
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
– –
-184,322
Closed -$1.87M –
GSQB
679
DELISTED
G Squared Ascend II Inc.
GSQB
– –
-141,786
Closed -$1.47M –
ZTAQU
680
DELISTED
Zimmer Energy Transition Acquisition Corp. Units
ZTAQU
– –
-472,622
Closed -$4.81M –
WRAC.WS
681
DELISTED
Williams Rowland Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
WRAC.WS
– –
-154,487
Closed -$11.2K –
RJAC
682
DELISTED
Jackson Acquisition Company
RJAC
– –
-695,058
Closed -$7.19M –
MTVC
683
DELISTED
Motive Capital Corp II
MTVC
– –
-324,361
Closed -$3.38M –
SCUA
684
DELISTED
Sculptor Acquisition Corp I
SCUA
– –
-370,698
Closed -$3.88M –
AVAC
685
DELISTED
Avalon Acquisition Inc. Class A Common Stock
AVAC
– –
-236,311
Closed -$2.46M –
AVACW
686
DELISTED
Avalon Acquisition Inc. Warrant
AVACW
– –
-133,010
Closed -$12.1K –
STET
687
DELISTED
ST Energy Transition I Ltd.
STET
– –
-278,023
Closed -$2.9M –
BPAC icon
688
DELISTED
Bullpen Parlay Acquisition Company Class A Ordinary Share
BPAC
– –
-370,698
Closed -$3.86M –
EOCW.WS
689
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
– –
-177,233
Closed -$12.4K –
SPCMW
690
DELISTED
Sound Point Acquisition Corp I, Ltd Warrant
SPCMW
– –
-136,534
Closed -$10.2K –
SPCM
691
DELISTED
Sound Point Acquisition Corp I, Ltd Class A Ordinary Share
SPCM
– –
-273,069
Closed -$2.88M –
MNTV
692
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-1,378,663
Closed -$12.8M –
PSPC
693
DELISTED
Post Holdings Partnering Corporation
PSPC
– –
-231,686
Closed -$2.34M –
AQUA
694
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
– –
-2,926,514
Closed -$146M –
VMGA
695
DELISTED
VMG Consumer Acquisition Corp. Class A Common Stock
VMGA
– –
-501,729
Closed -$5.2M –
LVAC
696
DELISTED
LAVA Medtech Acquisition Corp. Class A Common Stock
LVAC
– –
-283,573
Closed -$2.96M –
GVCIW
697
DELISTED
Green Visor Financial Technology Acquisition Corp. I Warrants
GVCIW
– –
-99,444
Closed -$8.45K –
GVCI
698
DELISTED
Green Visor Financial Technology Acquisition Corp. I Class A Ordinary Shares
GVCI
– –
-378,097
Closed -$3.99M –
SVNA
699
DELISTED
7 Acquisition Corp
SVNA
– –
-378,097
Closed -$3.95M –
SVNAW
700
DELISTED
7 Acquisition Corp Warrant
SVNAW
– –
-144,941
Closed -$11.6K –
26 27
28
29 30

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor deployed $146M of net new capital in Q2 2023, opening 128 new positions and adding to 150 existing holdings. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Tower Semiconductor, an estimated $50.8M trimmed.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.