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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
-$138M
Cap. Flow %
-2.91%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.53%
3 Financials 11.99%
4 Real Estate 8.48%
5 Materials 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCNEW
676
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
– –
-118,155
Closed -$19.5K
TOAC
677
DELISTED
Talon 1 Acquisition Corp. Class A Ordinary Shares
TOAC
– –
-472,621
Closed -$4.99M
LITT
678
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
– –
-184,322
Closed -$1.87M
GSQB
679
DELISTED
G Squared Ascend II Inc.
GSQB
– –
-141,786
Closed -$1.47M
ZTAQU
680
DELISTED
Zimmer Energy Transition Acquisition Corp. Units
ZTAQU
– –
-472,622
Closed -$4.81M
WRAC.WS
681
DELISTED
Williams Rowland Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
WRAC.WS
– –
-154,487
Closed -$11.2K
RJAC
682
DELISTED
Jackson Acquisition Company
RJAC
– –
-695,058
Closed -$7.19M
MTVC
683
DELISTED
Motive Capital Corp II
MTVC
– –
-324,361
Closed -$3.38M
SCUA
684
DELISTED
Sculptor Acquisition Corp I
SCUA
– –
-370,698
Closed -$3.88M
AVAC
685
DELISTED
Avalon Acquisition Inc. Class A Common Stock
AVAC
– –
-236,311
Closed -$2.46M
AVACW
686
DELISTED
Avalon Acquisition Inc. Warrant
AVACW
– –
-133,010
Closed -$12.1K
STET
687
DELISTED
ST Energy Transition I Ltd.
STET
– –
-278,023
Closed -$2.9M
BPAC
688
DELISTED
Bullpen Parlay Acquisition Company Class A Ordinary Share
BPAC
– –
-370,698
Closed -$3.86M
EOCW.WS
689
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
– –
-177,233
Closed -$12.4K
SPCMW
690
DELISTED
Sound Point Acquisition Corp I, Ltd Warrant
SPCMW
– –
-136,534
Closed -$10.2K
SPCM
691
DELISTED
Sound Point Acquisition Corp I, Ltd Class A Ordinary Share
SPCM
– –
-273,069
Closed -$2.88M
MNTV
692
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-1,378,663
Closed -$12.8M
PSPC
693
DELISTED
Post Holdings Partnering Corporation
PSPC
– –
-231,686
Closed -$2.34M
AQUA
694
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
– –
-2,926,514
Closed -$146M
VMGA
695
DELISTED
VMG Consumer Acquisition Corp. Class A Common Stock
VMGA
– –
-501,729
Closed -$5.2M
LVAC
696
DELISTED
LAVA Medtech Acquisition Corp. Class A Common Stock
LVAC
– –
-283,573
Closed -$2.96M
GVCIW
697
DELISTED
Green Visor Financial Technology Acquisition Corp. I Warrants
GVCIW
– –
-99,444
Closed -$8.45K
GVCI
698
DELISTED
Green Visor Financial Technology Acquisition Corp. I Class A Ordinary Shares
GVCI
– –
-378,097
Closed -$3.99M
SVNA
699
DELISTED
7 Acquisition Corp
SVNA
– –
-378,097
Closed -$3.95M
SVNAW
700
DELISTED
7 Acquisition Corp Warrant
SVNAW
– –
-144,941
Closed -$11.6K
26 27
28
29 30

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor's Q2 2023 filing shows 128 new, 150 increased, 259 reduced and 162 closed positions. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M. The largest sale was First Horizon, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.