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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KVSC
676
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
– –
-239,541
Closed -$2.34M
DMYS
677
DELISTED
dMY Technology Group, Inc. VI
DMYS
– –
-699,359
Closed -$6.97M
TWNI
678
DELISTED
Tailwind International Acquisition Corp.
TWNI
– –
-474,697
Closed -$4.71M
JMAC
679
DELISTED
Maxpro Capital Acquisition Corp. Class A Common Stock
JMAC
– –
-238,623
Closed -$2.42M
MSDA
680
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
– –
-467,907
Closed -$4.63M
TETC
681
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
– –
-475,696
Closed -$4.69M
CRZNW
682
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
– –
-79,540
Closed -$3K
CRZN
683
DELISTED
Corazon Capital V838 Monoceros Corp Class A Ordinary Shares
CRZN
– –
-238,623
Closed -$2.37M
NGC
684
DELISTED
Northern Genesis Acquisition Corp. III
NGC
– –
-194,086
Closed -$1.9M
RKTA
685
DELISTED
Rocket Internet Growth Opportunities Corp.
RKTA
– –
-377,267
Closed -$3.74M
SPKB
686
DELISTED
Silver Spike Acquisition Corp II Class A Ordinary Shares
SPKB
– –
-924,107
Closed -$9.17M
STRE
687
DELISTED
Supernova Partners Acquisition Company III, Ltd.
STRE
– –
-470,606
Closed -$4.66M
EVOP
688
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
– –
-669,866
Closed -$22.3M
LDHA
689
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
– –
-476,866
Closed -$4.73M
LVRA
690
DELISTED
Levere Holdings Corp. Class A Ordinary Shares
LVRA
– –
-475,943
Closed -$4.71M
DGNU
691
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
– –
-702,184
Closed -$6.87M
VPCB
692
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
– –
-476,626
Closed -$4.73M
GXII
693
DELISTED
GX Acquisition Corp. II Class A Common Stock
GXII
– –
-237,508
Closed -$2.33M
BGSX
694
DELISTED
Build Acquisition Corp.
BGSX
– –
-462,042
Closed -$4.54M
FTPA
695
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
– –
-260,815
Closed -$2.56M
GWII
696
DELISTED
Good Works II Acquisition Corp. Common Stock
GWII
– –
-238,623
Closed -$2.39M
FRON
697
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
– –
-237,848
Closed -$2.36M
GWIIW
698
DELISTED
Good Works II Acquisition Corp. Warrant
GWIIW
– –
-72,158
Closed -$16K
LEGA
699
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
– –
-285,232
Closed -$2.83M
TBSA
700
DELISTED
TB SA Acquisition Corp Class A Ordinary Share
TBSA
– –
-444,247
Closed -$4.4M
26 27
28
29 30

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SAG
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ACI
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CGL
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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.