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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APA icon
676
APA Corp
APA
$13.3B
$1.37M 0.02%
+39,949
New +$1.43M
SPWR icon
677
SunPower Inc
SPWR
$53.8M
$1.35M 0.02%
136,747
-14,334
-9% -$141K
EQIX icon
678
Equinix
EQIX
$103B
$1.35M 0.02%
2,366
-4,429
-65% -$2.89M
ZYME icon
679
Zymeworks
ZYME
$1.73B
$1.32M 0.02%
215,000
+119,000
+124% +$717K
PDD icon
680
Pinduoduo
PDD
$131B
$1.29M 0.01%
+20,662
New +$1.2M
EVRG icon
681
Evergy
EVRG
$19.2B
$1.29M 0.01%
+21,698
New +$1.46M
SCYX icon
682
SCYNEXIS
SCYX
$52M
$1.29M 0.01%
66,959
+3,679
+6% +$71.9K
INBX
683
DELISTED
Inhibrx, Inc. Common Stock
INBX
$1.28M 0.01%
71,297
-13,753
-16% -$248K
AAPL icon
684
PUT
Apple
AAPL
$4.57T
$1.28M 0.01%
100,000
-50,000
-33% -$7.85M
AR icon
685
Antero Resources
AR
$10.7B
$1.28M 0.01%
41,868
-2,753
-6% -$102K
TNDM icon
686
Tandem Diabetes Care
TNDM
$1.53B
$1.27M 0.01%
26,630
+5,100
+24% +$280K
HCIC
687
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$1.27M 0.01%
128,380
-12,852
-9% -$127K
KROS icon
688
Keros Therapeutics
KROS
$221M
$1.25M 0.01%
33,321
-24,000
-42% -$832K
AUTL
689
Autolus Therapeutics
AUTL
$562M
$1.25M 0.01%
584,406
+160
+0% +$474
LADR
690
Ladder Capital
LADR
$1.24B
$1.23M 0.01%
137,322
-3,521
-2% -$38.8K
STWD icon
691
PUT
Starwood Property Trust
STWD
$6.09B
$1.22M 0.01%
451,100
+380,000
+534% +$8.61M
CLAS
692
DELISTED
Class Acceleration Corp.
CLAS
$1.22M 0.01%
123,643
– –
DAOO
693
DELISTED
Crypto 1 Acquisition Corp Class A Ordinary Shares
DAOO
$1.22M 0.01%
121,656
-12,179
-9% -$122K
ICLR icon
694
Icon
ICLR
$12.7B
$1.2M 0.01%
6,510
+2,700
+71% +$588K
TRIS
695
DELISTED
Tristar Acquisition I Corp.
TRIS
$1.2M 0.01%
120,715
-12,085
-9% -$120K
IDYA icon
696
IDEAYA Biosciences
IDYA
$3.56B
$1.2M 0.01%
+80,112
New +$1.04M
AAGR
697
DELISTED
African Agriculture Holdings Inc
AAGR
$1.19M 0.01%
166,440
-16,662
-9% -$119K
QFTA
698
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
$1.19M 0.01%
120,392
-12,053
-9% -$119K
HD icon
699
Home Depot
HD
$355B
$1.18M 0.01%
+4,290
New +$1.27M
VRNA
700
DELISTED
Verona Pharma
VRNA
$1.14M 0.01%
+111,926
New +$943K
26 27
28
29 30

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SAG
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ACI
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CGL
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JCM
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UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.