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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+12.37%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$11.2B
AUM Growth
+$4.26B
Cap. Flow
+$3.84B
Cap. Flow %
34.3%
Top 10 Hldgs %
50.61%
Holding
1,169
New
360
Increased
131
Reduced
115
Closed
294

Top Buys

Rank Stock Value
1
PPD
PPD, Inc. Common Stock
PPD
+$645M
2
NUAN
Nuance Communications, Inc.
NUAN
+$539M
3
MXIM
Maxim Integrated Products
MXIM
+$525M
4
VER
VEREIT, Inc.
VER
+$520M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$491M

Top Sells

Rank Stock Value
1
VAR
Varian Medical Systems, Inc.
VAR
+$475M
2
RP
RealPage, Inc.
RP
+$281M
3
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$209M
4
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$170M
5
CLGX
Corelogic, Inc.
CLGX
+$160M

Sector Composition

Rank Sector Weight
1 Technology 17.31%
2 Healthcare 16.38%
3 Financials 13.99%
4 Communication Services 7.66%
5 Consumer Discretionary 6.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVIIW
676
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$222K ﹤0.01%
+160,000
New +$193K
FSRDW
677
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$217K ﹤0.01%
+149,994
New +$156K
RDBXW
678
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$217K ﹤0.01%
262,491
– –
NXU.WS
679
DELISTED
Novus Capital Corporation II Redeemable warrants, each whole warrant exercisable for shares of Class
NXU.WS
$216K ﹤0.01%
+176,435
New +$185K
AEACW
680
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$215K ﹤0.01%
249,991
– –
MIT.WS
681
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$214K ﹤0.01%
+233,324
New +$177K
HCICW
682
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$213K ﹤0.01%
87,496
– –
HTPA.WS
683
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$211K ﹤0.01%
199,993
– –
AJAX.WS
684
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
$210K ﹤0.01%
112,496
– –
KRNLW
685
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$209K ﹤0.01%
199,992
– –
RCHGW
686
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$209K ﹤0.01%
249,991
– –
JSPRW icon
687
Japer Therapeutics Warrants
JSPRW
$208K ﹤0.01%
179,723
– –
ALTUW
688
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$208K ﹤0.01%
250,979
– –
GSAQW
689
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$208K ﹤0.01%
249,991
– –
CMPOW
690
DELISTED
CompoSecure Inc Warrant
CMPOW
$205K ﹤0.01%
124,996
– –
AKICW
691
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
$203K ﹤0.01%
216,658
– –
GNACW
692
DELISTED
Group Nine Acquisition Corp. Warrant
GNACW
$201K ﹤0.01%
166,660
– –
TMAC.WS
693
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$201K ﹤0.01%
224,992
+1
+0% +$1
SWBK.WS
694
DELISTED
Switchback II Corporation Warrants, exercisable for one share of Class A Ordinary Share
SWBK.WS
$201K ﹤0.01%
150,192
+50,196
+50% +$74.6K
TBCPW
695
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$198K ﹤0.01%
+149,994
New +$155K
CORZW
696
DELISTED
Core Scientific, Inc. Warrant
CORZW
$198K ﹤0.01%
+149,994
New +$179K
OXY icon
697
PUT
Occidental Petroleum
OXY
$55.9B
$194K ﹤0.01%
177,600
-144,700
-45% -$3.88M
NIRWW
698
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$193K ﹤0.01%
249,991
– –
APGB.WS
699
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$193K ﹤0.01%
+149,993
New +$161K
IEF icon
700
PUT
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$192K ﹤0.01%
+140,000
New +$16M
26 27
28
29 30

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q2 2021 Portfolio in Review

As of Q2 2021, UBS O'Connor held 1,169 positions worth $11.2B, up 61% from $6.94B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

UBS O'Connor deployed $3.84B of net new capital in Q2 2021, opening 360 new positions and adding to 131 existing holdings. Its largest new stake was PPD, Inc. Common Stock: 14,271,048 shares worth $658M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was MasTec, an estimated $7.65M trimmed.

  • UBS O'Connor's largest Q2 2021 buy was PPD, Inc. Common Stock: 14,271,048 shares worth $658M.
  • UBS O'Connor added most to Maxim Integrated Products in Q2 2021, an estimated $525M increase.
  • UBS O'Connor's biggest Q2 2021 reduction was MasTec, cutting an estimated $7.65M.
  • UBS O'Connor fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $475M.
  • UBS O'Connor's ten largest holdings make up 51% of its $11.2B portfolio in Q2 2021.
  • UBS O'Connor opened 360 new positions and closed 294 in Q2 2021.
  • UBS O'Connor's portfolio value rose 61% quarter-over-quarter to $11.2B.

Based on UBS O'Connor's 13F filing for Q2 2021, filed 13 Aug 2021.