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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
-$138M
Cap. Flow %
-2.91%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.53%
3 Financials 11.99%
4 Real Estate 8.48%
5 Materials 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMFI
651
DELISTED
Aetherium Acquisition Corp
GMFI
– –
-201,057
Closed -$2.1M
CMCA
652
DELISTED
Capitalworks Emerging Markets Acquisition Corp Class A Ordinary Shares
CMCA
– –
-463,372
Closed -$4.87M
LGVC
653
DELISTED
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
– –
-378,097
Closed -$3.95M
TWOA
654
DELISTED
two
TWOA
– –
-236,311
Closed -$2.42M
PEPLW
655
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
– –
-73,355
Closed -$7.15K
PORT
656
DELISTED
Southport Acquisition Corporation
PORT
– –
-370,698
Closed -$3.86M
CHEAU
657
DELISTED
Chenghe Acquisition Co. Unit
CHEAU
– –
-455,115
Closed -$4.78M
RAIN
658
DELISTED
Rain Oncology Inc. Common Stock
RAIN
– –
-67,842
Closed -$593K
ACRO
659
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
– –
-565,295
Closed -$5.73M
IPVF
660
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
– –
-99,050
Closed -$1.01M
BMAC
661
DELISTED
Black Mountain Acquisition Corp.
BMAC
– –
-425,359
Closed -$4.42M
SUAC
662
DELISTED
ShoulderUp Technology Acquisition Corp.
SUAC
– –
-590,777
Closed -$6.13M
APGB
663
DELISTED
Apollo Strategic Growth Capital II
APGB
– –
-469,682
Closed -$4.81M
ITAQ
664
DELISTED
Industrial Tech Acquisitions II, Inc. Class A Common Stock
ITAQ
– –
-233,953
Closed -$2.44M
HPLT
665
DELISTED
Home Plate Acquisition Corporation Class A Common Stock
HPLT
– –
-1,980,000
Closed -$20M
JUN
666
DELISTED
Juniper II Corp.
JUN
– –
-567,145
Closed -$6.03M
FWAC
667
DELISTED
Fifth Wall Acquisition Corp. III Class A Ordinary Shares
FWAC
– –
-930,445
Closed -$9.51M
FORG
668
DELISTED
ForgeRock, Inc.
FORG
– –
-650,000
Closed -$13.4M
DNAB
669
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
– –
-236,311
Closed -$2.42M
XM
670
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
– –
-2,541,707
Closed -$45.3M
BLU
671
DELISTED
BELLUS Health Inc.
BLU
– –
-271,161
Closed -$1.95M
JUGGW
672
DELISTED
Jaws Juggernaut Acquisition Corporation Warrant
JUGGW
– –
-165,416
Closed -$28K
JUGG
673
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
– –
-545,913
Closed -$5.59M
AHRN
674
DELISTED
Ahren Acquisition Corp
AHRN
– –
-370,698
Closed -$3.86M
HCNE
675
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
– –
-472,621
Closed -$4.8M
25 26
27
28 29

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor's Q2 2023 filing shows 128 new, 150 increased, 259 reduced and 162 closed positions. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M. The largest sale was First Horizon, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.