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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
+$146M
Cap. Flow %
3.08%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162
Avg Time Held Equity + Options
3.8 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.1 quarters
Avg Time Held Equity only
3.9 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.1 quarters

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.68%
3 Financials 11.99%
4 Miscellaneous 10.5%
5 Real Estate 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GMFI icon
651
DELISTED
Aetherium Acquisition Corp
GMFI
– –
-201,057
Closed -$2.1M –
CMCA icon
652
DELISTED
Capitalworks Emerging Markets Acquisition Corp Class A Ordinary Shares
CMCA
– –
-463,372
Closed -$4.87M –
LGVC icon
653
DELISTED
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
– –
-378,097
Closed -$3.95M –
TWOA
654
DELISTED
two
TWOA
– –
-236,311
Closed -$2.42M –
PEPLW
655
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
– –
-73,355
Closed -$7.15K –
PORT
656
DELISTED
Southport Acquisition Corporation
PORT
– –
-370,698
Closed -$3.86M –
CHEAU
657
DELISTED
Chenghe Acquisition Co. Unit
CHEAU
– –
-455,115
Closed -$4.78M –
RAIN icon
658
DELISTED
Rain Oncology Inc. Common Stock
RAIN
– –
-67,842
Closed -$593K –
ACRO
659
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
– –
-565,295
Closed -$5.73M –
IPVF
660
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
– –
-99,050
Closed -$1.01M –
BMAC
661
DELISTED
Black Mountain Acquisition Corp.
BMAC
– –
-425,359
Closed -$4.42M –
SUAC
662
DELISTED
ShoulderUp Technology Acquisition Corp.
SUAC
– –
-590,777
Closed -$6.13M –
APGB
663
DELISTED
Apollo Strategic Growth Capital II
APGB
– –
-469,682
Closed -$4.81M –
ITAQ
664
DELISTED
Industrial Tech Acquisitions II, Inc. Class A Common Stock
ITAQ
– –
-233,953
Closed -$2.44M –
HPLT
665
DELISTED
Home Plate Acquisition Corporation Class A Common Stock
HPLT
– –
-1,980,000
Closed -$20M –
JUN
666
DELISTED
Juniper II Corp.
JUN
– –
-567,145
Closed -$6.03M –
FWAC
667
DELISTED
Fifth Wall Acquisition Corp. III Class A Ordinary Shares
FWAC
– –
-930,445
Closed -$9.51M –
FORG
668
DELISTED
ForgeRock, Inc.
FORG
– –
-650,000
Closed -$13.4M –
DNAB
669
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
– –
-236,311
Closed -$2.42M –
XM
670
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
– –
-2,541,707
Closed -$45.3M –
BLU
671
DELISTED
BELLUS Health Inc.
BLU
– –
-271,161
Closed -$1.95M –
JUGGW
672
DELISTED
Jaws Juggernaut Acquisition Corporation Warrant
JUGGW
– –
-165,416
Closed -$28K –
JUGG
673
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
– –
-545,913
Closed -$5.59M –
AHRN
674
DELISTED
Ahren Acquisition Corp
AHRN
– –
-370,698
Closed -$3.86M –
HCNE
675
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
– –
-472,621
Closed -$4.8M –
25 26
27
28 29

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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JCM
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MPM
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor deployed $146M of net new capital in Q2 2023, opening 128 new positions and adding to 150 existing holdings. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Tower Semiconductor, an estimated $50.8M trimmed.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.