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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTEN icon
651
Patterson-UTI
PTEN
$3.78B
– –
-94,943
Closed -$3.09M
RBBN icon
652
Ribbon Communications
RBBN
$376M
– –
-76,720
Closed -$1.31M
REI icon
653
Ring Energy
REI
$333M
– –
-88,259
Closed -$1.3M
RH icon
654
RH
RH
$3.66B
– –
-322,952
Closed -$25.7M
RIO icon
655
PUT
Rio Tinto
RIO
$164B
– –
-56,800
Closed -$142K
RL icon
656
PUT
Ralph Lauren
RL
$23.1B
– –
-50,000
Closed -$134K
RS icon
657
Reliance Steel & Aluminium
RS
$21.3B
– –
-228,420
Closed -$15.6M
SBAC icon
658
SBA Communications
SBAC
$19.5B
– –
-27,864
Closed -$3.09M
SIG icon
659
Signet Jewelers
SIG
$3.62B
– –
-26,351
Closed -$3M
SNA icon
660
Snap-on
SNA
$21.5B
– –
-69,300
Closed -$8.39M
SRE icon
661
Sempra
SRE
$55.3B
– –
-281,300
Closed -$14.8M
SSB icon
662
SouthState Bank Corp
SSB
$10.5B
– –
-84,280
Closed -$4.71M
STWD icon
663
Starwood Property Trust
STWD
$5.97B
– –
-68,680
Closed -$1.51M
SU icon
664
Suncor Energy
SU
$70.7B
– –
-117,264
Closed -$4.24M
SYY icon
665
CALL
Sysco
SYY
$40.1B
– –
-300,000
Closed -$615K
TKR icon
666
Timken Company
TKR
$9.01B
– –
-147,938
Closed -$6.27M
TRN icon
667
Trinity Industries
TRN
$2.42B
– –
-310,454
Closed -$10.4M
TT icon
668
Trane Technologies
TT
$106B
– –
-161,640
Closed -$9.11M
UAA icon
669
PUT
Under Armour
UAA
$2.59B
– –
-200,000
Closed -$228K
UPS icon
670
United Parcel Service
UPS
$88.5B
– –
-41,250
Closed -$4.05M
USO icon
671
PUT
United States Oil Fund
USO
$1.86B
– –
-6,250
Closed -$17K
VALE icon
672
CALL
Vale
VALE
$63B
– –
-788,600
Closed -$41K
VC icon
673
Visteon
VC
$2.83B
– –
-124,433
Closed -$12.1M
VYX icon
674
NCR Voyix
VYX
$1.16B
– –
-3,128,169
Closed -$64.1M
WSM icon
675
PUT
Williams-Sonoma
WSM
$29.3B
– –
-200,000
Closed -$835K
25 26
27
28 29

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.