We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.05B
AUM Growth
+$503M
Cap. Flow
+$454M
Cap. Flow %
11.2%
Top 10 Hldgs %
55.84%
Holding
654
New
120
Increased
131
Reduced
191
Closed
155

Top Buys

Rank Stock Value
1
K
Kellanova
K
+$269M
2
SRCL
Stericycle Inc
SRCL
+$141M
3
MRO
Marathon Oil Corporation
MRO
+$108M
4
CHX
ChampionX
CHX
+$103M
5
SPR
Spirit AeroSystems
SPR
+$95.3M

Top Sells

Rank Stock Value
1
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$149M
2
CERE
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
+$81.8M
3
SWN
Southwestern Energy Company
SWN
+$56.7M
4
UNP icon
Union Pacific
UNP
+$24.2M
5
X
US Steel
X
+$20.2M

Sector Composition

Rank Sector Weight
1 Energy 20.91%
2 Technology 19.62%
3 Healthcare 14.36%
4 Industrials 11.13%
5 Consumer Staples 9.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWN
626
DELISTED
Southwestern Energy Company
SWN
– –
-8,430,201
Closed -$56.7M
HA
627
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-580,492
Closed -$7.22M
AOGO
628
DELISTED
Arogo Capital Acquisition Corp. Class A Common Stock
AOGO
– –
-156,317
Closed -$1.7M
JTAIW
629
DELISTED
Jet.AI Inc. Warrant
JTAIW
– –
-197,427
Closed -$12.2K
DO
630
DELISTED
Diamond Offshore Drilling, Inc.
DO
– –
-925,000
Closed -$14.3M
LCW.WS
631
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
– –
-231,102
Closed -$38.4K
SLAM
632
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
– –
-182,628
Closed -$2.03M
FEXD
633
DELISTED
Fintech Ecosystem Development Corp. Class A Common Stock
FEXD
– –
-159,438
Closed -$1.81M
CVII
634
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
– –
-635,761
Closed -$6.85M
CVIIW
635
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
– –
-133,530
Closed -$47.4K
TRONW
636
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
– –
-116,665
Closed -$3.97K
SPECW
637
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
– –
-231,101
Closed -$10.4K
TRIS
638
DELISTED
Tristar Acquisition I Corp.
TRIS
– –
-80,656
Closed -$899K
CERE
639
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– –
-2,000,000
Closed -$81.8M
SBOW
640
DELISTED
SilverBow Resources, Inc.
SBOW
– –
-485,318
Closed -$18.4M
HOLI
641
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-334,400
Closed -$7.24M
NFYS
642
DELISTED
Enphys Acquisition Corp.
NFYS
– –
-122,826
Closed -$1.35M
ETRN
643
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-11,441,637
Closed -$149M
SEPAW
644
DELISTED
SEP Acquisition Corp Warrants
SEPAW
– –
-80,900
Closed -$663
BLUA.WS
645
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
– –
-49,521
Closed -$748
22 23 24 25
26

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2024 Portfolio in Review

As of Q3 2024, UBS O'Connor held 654 positions worth $4.05B, up 14% from $3.55B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $454M of net new capital in Q3 2024, opening 120 new positions and adding to 131 existing holdings. Its largest new stake was Kellanova: 3,778,689 shares worth $305M.

By sector, the portfolio is most concentrated in Energy at 21% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was US Steel, an estimated $20.2M trimmed.

  • UBS O'Connor's largest Q3 2024 buy was Kellanova: 3,778,689 shares worth $305M.
  • UBS O'Connor added most to Stericycle Inc in Q3 2024, an estimated $141M increase.
  • UBS O'Connor's biggest Q3 2024 reduction was US Steel, cutting an estimated $20.2M.
  • UBS O'Connor fully exited Equitrans Midstream Corporation Common Stock in Q3 2024, selling an estimated $149M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.05B portfolio in Q3 2024.
  • UBS O'Connor opened 120 new positions and closed 155 in Q3 2024.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $4.05B.

Based on UBS O'Connor's 13F filing for Q3 2024, filed 14 Nov 2024.