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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.05B
AUM Growth
+$503M
Cap. Flow
+$330M
Cap. Flow %
8.14%
Top 10 Hldgs %
55.84%
Holding
654
New
120
Increased
131
Reduced
191
Closed
155
Avg Time Held Equity + Options
4.2 quarters
Top 10 Avg Time Held Equity + Options
1.2 quarters
Top 20 Avg Time Held Equity + Options
1.3 quarters
Avg Time Held Equity only
4.5 quarters
Top 10 Avg Time Held Equity only
1.2 quarters
Top 20 Avg Time Held Equity only
1.3 quarters

Top Buys

Rank Stock Value
1
K icon
Kellanova
K
+$269M
2
SRCL icon
Stericycle Inc
SRCL
+$141M
3
MRO icon
Marathon Oil Corporation
MRO
+$108M
4
CHX icon
ChampionX
CHX
+$103M
5
SPR icon
Spirit AeroSystems
SPR
+$95.3M

Top Sells

Rank Stock Value
1
ETRN icon
Equitrans Midstream Corporation Common Stock
ETRN
+$149M
2
CERE icon
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
+$81.8M
3
SWN icon
Southwestern Energy Company
SWN
+$56.7M
4
UNP icon
Union Pacific
UNP
+$24.2M
5
X icon
US Steel
X
+$20.2M

Sector Composition

Rank Sector Weight
1 Energy 20.91%
2 Technology 19.62%
3 Healthcare 14.36%
4 Industrials 11.13%
5 Consumer Staples 9.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SWN icon
626
DELISTED
Southwestern Energy Company
SWN
– –
-8,430,201
Closed -$56.7M –
HA icon
627
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-580,492
Closed -$7.22M –
AOGO icon
628
DELISTED
Arogo Capital Acquisition Corp. Class A Common Stock
AOGO
– –
-156,317
Closed -$1.7M –
JTAIW icon
629
DELISTED
Jet.AI Inc. Warrant
JTAIW
– –
-197,427
Closed -$12.2K –
DO icon
630
DELISTED
Diamond Offshore Drilling, Inc.
DO
– –
-925,000
Closed -$14.3M –
LCW.WS icon
631
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
– –
-231,102
Closed -$38.4K –
SLAM icon
632
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
– –
-182,628
Closed -$2.03M –
FEXD icon
633
DELISTED
Fintech Ecosystem Development Corp. Class A Common Stock
FEXD
– –
-159,438
Closed -$1.81M –
CVII icon
634
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
– –
-635,761
Closed -$6.85M –
CVIIW icon
635
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
– –
-133,530
Closed -$47.4K –
TRONW icon
636
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
– –
-116,665
Closed -$3.97K –
SPECW icon
637
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
– –
-231,101
Closed -$10.4K –
TRIS icon
638
DELISTED
Tristar Acquisition I Corp.
TRIS
– –
-80,656
Closed -$899K –
CERE icon
639
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– –
-2,000,000
Closed -$81.8M –
SBOW icon
640
DELISTED
SilverBow Resources, Inc.
SBOW
– –
-485,318
Closed -$18.4M –
HOLI icon
641
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-334,400
Closed -$7.24M –
NFYS icon
642
DELISTED
Enphys Acquisition Corp.
NFYS
– –
-122,826
Closed -$1.35M –
ETRN icon
643
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-11,441,637
Closed -$149M –
SEPAW icon
644
DELISTED
SEP Acquisition Corp Warrants
SEPAW
– –
-80,900
Closed -$663 –
BLUA.WS icon
645
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
– –
-49,521
Closed -$748 –
22 23 24 25
26

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UBS O'Connor's Q3 2024 Portfolio in Review

As of Q3 2024, UBS O'Connor held 654 positions worth $4.05B, up 14% from $3.55B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $330M of net new capital in Q3 2024, opening 120 new positions and adding to 131 existing holdings. Its largest new stake was Kellanova: 3,778,689 shares worth $305M.

By sector, the portfolio is most concentrated in Energy at 21% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was US Steel, an estimated $20.2M trimmed.

  • UBS O'Connor's largest Q3 2024 buy was Kellanova: 3,778,689 shares worth $305M.
  • UBS O'Connor added most to Stericycle Inc in Q3 2024, an estimated $141M increase.
  • UBS O'Connor's biggest Q3 2024 reduction was US Steel, cutting an estimated $20.2M.
  • UBS O'Connor fully exited Equitrans Midstream Corporation Common Stock in Q3 2024, selling an estimated $149M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.05B portfolio in Q3 2024.
  • UBS O'Connor opened 120 new positions and closed 155 in Q3 2024.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $4.05B.

Based on UBS O'Connor's 13F filing for Q3 2024, filed 14 Nov 2024.