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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIRWW
626
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
– –
-225,128
Closed -$5.67K
NETC
627
DELISTED
Nabors Energy Transition Corp.
NETC
– –
-462,203
Closed -$5.06M
SGEN
628
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-1,750,496
Closed -$371M
BURU.WS
629
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
– –
-230,109
Closed -$4.49K
TBCPW
630
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
– –
-138,065
Closed -$8.92K
BRD
631
DELISTED
Beard Energy Transition Acquisition Corp.
BRD
– –
-475,816
Closed -$4.92M
FSRXW
632
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
– –
-305,055
Closed -$11.3K
CFIV
633
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
– –
-546,835
Closed -$5.84M
ABCM
634
DELISTED
Abcam PLC
ABCM
– –
-5,664,354
Closed -$128M
SUAC.WS
635
DELISTED
ShoulderUp Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SUAC.WS
– –
-288,877
Closed -$5.92K
CCVI.WS
636
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
– –
-92,080
Closed -$14.3K
CCVI
637
DELISTED
Churchill Capital Corp VI
CCVI
– –
-771,960
Closed -$8.07M
IFIN.WS
638
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
– –
-115,551
Closed -$4.36K
VMW
639
DELISTED
VMware, Inc
VMW
– –
-2,123,453
Closed -$354M
ALORW
640
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
– –
-62,909
Closed -$2.15K
NXGN
641
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-1,008,379
Closed -$23.9M
NEWR
642
DELISTED
New Relic, Inc.
NEWR
– –
-3,313,068
Closed -$284M
PRPC
643
DELISTED
CC Neuberger Principal Holdings III
PRPC
– –
-400,371
Closed -$4.36M
PRPC.WS
644
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
– –
-73,635
Closed -$15.1K
TWNK
645
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-2,842,642
Closed -$94.7M
DEN
646
DELISTED
Denbury Inc.
DEN
– –
-1,931,731
Closed -$189M
FRBN
647
DELISTED
Forbion European Acquisition Corp. Class A Ordinary Shares
FRBN
– –
-181,263
Closed -$1.99M
SFRWW
648
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
– –
-230,109
Closed -$2.88K
CCV
649
DELISTED
Churchill Capital Corp V
CCV
– –
-490,267
Closed -$5.1M
NATI
650
DELISTED
National Instruments Corp
NATI
– –
-4,043,391
Closed -$241M
23 24 25
26
27

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.