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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.85B
Cap. Flow %
-89.66%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169
Avg Time Held Equity + Options
4.1 quarters
Top 10 Avg Time Held Equity + Options
0.1 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
4.3 quarters
Top 10 Avg Time Held Equity only
0.1 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
PXD icon
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK icon
Splunk Inc
SPLK
+$446M
3
HES icon
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X icon
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Miscellaneous 10.26%
5 Real Estate 7.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NIRWW
626
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
– –
-225,128
Closed -$5.67K –
NETC
627
DELISTED
Nabors Energy Transition Corp.
NETC
– –
-462,203
Closed -$5.06M –
SGEN
628
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-1,750,496
Closed -$371M –
BURU.WS icon
629
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
– –
-230,109
Closed -$4.49K –
TBCPW
630
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
– –
-138,065
Closed -$8.92K –
BRD
631
DELISTED
Beard Energy Transition Acquisition Corp.
BRD
– –
-475,816
Closed -$4.92M –
FSRXW
632
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
– –
-305,055
Closed -$11.3K –
CFIV
633
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
– –
-546,835
Closed -$5.84M –
ABCM
634
DELISTED
Abcam PLC
ABCM
– –
-5,664,354
Closed -$128M –
SUAC.WS
635
DELISTED
ShoulderUp Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SUAC.WS
– –
-288,877
Closed -$5.92K –
CCVI.WS
636
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
– –
-92,080
Closed -$14.3K –
CCVI
637
DELISTED
Churchill Capital Corp VI
CCVI
– –
-771,960
Closed -$8.07M –
IFIN.WS icon
638
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
– –
-115,551
Closed -$4.36K –
VMW
639
DELISTED
VMware, Inc
VMW
– –
-2,123,453
Closed -$354M –
ALORW
640
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
– –
-62,909
Closed -$2.15K –
NXGN
641
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-1,008,379
Closed -$23.9M –
NEWR
642
DELISTED
New Relic, Inc.
NEWR
– –
-3,313,068
Closed -$284M –
PRPC
643
DELISTED
CC Neuberger Principal Holdings III
PRPC
– –
-400,371
Closed -$4.36M –
PRPC.WS
644
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
– –
-73,635
Closed -$15.1K –
TWNK
645
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-2,842,642
Closed -$94.7M –
DEN
646
DELISTED
Denbury Inc.
DEN
– –
-1,931,731
Closed -$189M –
FRBN
647
DELISTED
Forbion European Acquisition Corp. Class A Ordinary Shares
FRBN
– –
-181,263
Closed -$1.99M –
SFRWW
648
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
– –
-230,109
Closed -$2.88K –
CCV
649
DELISTED
Churchill Capital Corp V
CCV
– –
-490,267
Closed -$5.1M –
NATI
650
DELISTED
National Instruments Corp
NATI
– –
-4,043,391
Closed -$241M –
23 24 25
26
27

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CGL
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JCM
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UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.85B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.