We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$401M
Cap. Flow %
7.12%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149
Avg Time Held Equity + Options
3.9 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.3 quarters
Avg Time Held Equity only
4.1 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.3 quarters

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 39.86%
2 Healthcare 28.77%
3 Miscellaneous 7.24%
4 Real Estate 5.15%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CITE icon
626
DELISTED
Cartica Acquisition Corp Class A Ordinary Shares
CITE
– –
-203,921
Closed -$2.18M –
BOCN icon
627
DELISTED
Blue Ocean Acquisition Corp Class A Ordinary Shares
BOCN
– –
-543,790
Closed -$5.75M –
AKTS icon
628
CALL
DELISTED
Akoustis Technologies Inc
AKTS
– –
-100,000
Closed -$10K –
PFTA icon
629
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
– –
-231,102
Closed -$2.4M –
THCP icon
630
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
– –
-462,567
Closed -$4.68M –
CNDA icon
631
DELISTED
Concord Acquisition Corp II
CNDA
– –
-176,330
Closed -$1.81M –
KCGI icon
632
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
– –
-679,540
Closed -$7.18M –
MORF icon
633
DELISTED
Morphic Holding, Inc. Common Stock
MORF
– –
-14,635
Closed -$768K –
PEGR icon
634
DELISTED
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
– –
-231,102
Closed -$2.39M –
AONC icon
635
DELISTED
American Oncology Network, Inc. Class A Common Stock
AONC
– –
-142,301
Closed -$1.47M –
PMGMW icon
636
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
– –
-77,588
Closed -$1.95K –
PMGM icon
637
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
– –
-226,579
Closed -$2.39M –
CBAY icon
638
CALL
DELISTED
Cymabay Therapeutics
CBAY
– –
-75,000
Closed -$56.3K –
FICV
639
DELISTED
Frontier Investment Corp Class A Ordinary Shares
FICV
– –
-231,102
Closed -$2.39M –
HHLA
640
DELISTED
HH&L Acquisition Co.
HHLA
– –
-162,326
Closed -$1.7M –
ELIQ
641
DELISTED
Electriq Power Holdings, Inc.
ELIQ
– –
-229,199
Closed -$2.44M –
KNSW
642
DELISTED
KnightSwan Acquisition Corporation
KNSW
– –
-226,579
Closed -$2.39M –
HWEL
643
DELISTED
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
– –
-92,441
Closed -$950K –
LOCC
644
DELISTED
Live Oak Crestview Climate Acquisition Corp.
LOCC
– –
-499,180
Closed -$5.12M –
ARTE
645
DELISTED
Artemis Strategic Investment Corporation Class A Common Stock
ARTE
– –
-369,763
Closed -$3.93M –
NFNT
646
DELISTED
Infinite Acquisition Corp.
NFNT
– –
-247,522
Closed -$2.62M –
RVLP
647
DELISTED
RVL Pharmaceuticals plc Ordinary Shares
RVLP
– –
-254,736
Closed -$143K –
FSNB
648
DELISTED
Fusion Acquisition Corp. II
FSNB
– –
-443,821
Closed -$4.61M –
FZT
649
DELISTED
FAST Acquisition Corp. II
FZT
– –
-379,232
Closed -$3.95M –
TRTN
650
DELISTED
Triton International Limited
TRTN
– –
-746,927
Closed -$62.2M –
24 25
26
27 28

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $401M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 40% of assets, up from 16% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.