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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
+$146M
Cap. Flow %
3.08%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162
Avg Time Held Equity + Options
3.8 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.1 quarters
Avg Time Held Equity only
3.9 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.1 quarters

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.68%
3 Financials 11.99%
4 Miscellaneous 10.5%
5 Real Estate 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
UDR icon
626
UDR
UDR
$11B
– –
-70,500
Closed -$2.89M –
XLE icon
627
PUT
State Street Energy Select Sector SPDR ETF
XLE
$41.3B
– –
-960,000
Closed -$297K –
XLF icon
628
CALL
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
– –
-500,000
Closed -$17.5K –
XLF icon
629
PUT
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
– –
-750,000
Closed -$381K –
GTM icon
630
ZoomInfo Technologies
GTM
$1.13B
– –
-62,500
Closed -$1.54M –
GCTS icon
631
GCT Semiconductor Holding
GCTS
$186M
– –
-330,834
Closed -$3.43M –
ASBP icon
632
Aspire-Lakewood Holdings, Inc. Common Stock
ASBP
$11.6M
– –
-190
Closed -$2.38M –
SKGRU icon
633
DELISTED
SK Growth Opportunities Corporation Unit
SKGRU
– –
-910,231
Closed -$9.57M –
EDR icon
634
DELISTED
Endeavor Group Holdings, Inc.
EDR
– –
-25,000
Closed -$598K –
PNST icon
635
DELISTED
Pinstripes Holdings, Inc.
PNST
– –
-231,686
Closed -$2.41M –
HCP icon
636
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
– –
-50,537
Closed -$1.48M –
RVNC icon
637
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-20,214
Closed -$651K –
CTLT icon
638
DELISTED
CATALENT, INC.
CTLT
– –
-21,576
Closed -$1.42M –
EVE icon
639
DELISTED
EVe Mobility Acquisition Corp
EVE
– –
-231,686
Closed -$2.42M –
IGTA icon
640
DELISTED
Inception Growth Acquisition Limited Common Stock
IGTA
– –
-231,686
Closed -$2.36M –
IVCP icon
641
DELISTED
Swiftmerge Acquisition Corp. Class A Ordinary Share
IVCP
– –
-92,674
Closed -$956K –
ROCL icon
642
DELISTED
Roth CH Acquisition V Co. Common Stock
ROCL
– –
-92,674
Closed -$956K –
DPCS icon
643
DELISTED
DP Cap Acquisition Corp I Class A Ordinary Shares
DPCS
– –
-661,670
Closed -$6.91M –
CBRG icon
644
DELISTED
Chain Bridge I Class A Ordinary Shares
CBRG
– –
-661,670
Closed -$6.93M –
INTE icon
645
DELISTED
Integral Acquisition Corporation 1 Class A Common Stock
INTE
– –
-236,311
Closed -$2.43M –
CCTS icon
646
DELISTED
Cactus Acquisition Corp. 1 Limited Class A Ordinary Share
CCTS
– –
-236,311
Closed -$2.47M –
AEAE icon
647
DELISTED
AltEnergy Acquisition Corp
AEAE
– –
-472,622
Closed -$4.91M –
GTAC
648
DELISTED
Global Technology Acquisition Corp. I Class A Ordinary Shares
GTAC
– –
-236,311
Closed -$2.47M –
XFIN icon
649
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
– –
-472,621
Closed -$4.91M –
SIX icon
650
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-16,800
Closed -$94K –
24 25
26
27 28

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CGL
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor deployed $146M of net new capital in Q2 2023, opening 128 new positions and adding to 150 existing holdings. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Tower Semiconductor, an estimated $50.8M trimmed.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.