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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
-$138M
Cap. Flow %
-2.91%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.53%
3 Financials 11.99%
4 Real Estate 8.48%
5 Materials 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UDR icon
626
UDR
UDR
$12.3B
– –
-70,500
Closed -$2.89M
XLE icon
627
PUT
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
– –
-960,000
Closed -$297K
XLF icon
628
CALL
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
– –
-500,000
Closed -$17.5K
XLF icon
629
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
– –
-750,000
Closed -$381K
GTM
630
ZoomInfo Technologies
GTM
$1.21B
– –
-62,500
Closed -$1.54M
GCTS
631
GCT Semiconductor Holding
GCTS
$218M
– –
-330,834
Closed -$3.43M
ASBP
632
Aspire Biopharma
ASBP
$9.14M
– –
-190
Closed -$2.38M
SKGRU
633
DELISTED
SK Growth Opportunities Corporation Unit
SKGRU
– –
-910,231
Closed -$9.57M
EDR
634
DELISTED
Endeavor Group Holdings, Inc.
EDR
– –
-25,000
Closed -$598K
PNST
635
DELISTED
Pinstripes Holdings, Inc.
PNST
– –
-231,686
Closed -$2.41M
HCP
636
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
– –
-50,537
Closed -$1.48M
RVNC
637
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-20,214
Closed -$651K
CTLT
638
DELISTED
CATALENT, INC.
CTLT
– –
-21,576
Closed -$1.42M
EVE
639
DELISTED
EVe Mobility Acquisition Corp
EVE
– –
-231,686
Closed -$2.42M
IGTA
640
DELISTED
Inception Growth Acquisition Limited Common Stock
IGTA
– –
-231,686
Closed -$2.36M
IVCP
641
DELISTED
Swiftmerge Acquisition Corp. Class A Ordinary Share
IVCP
– –
-92,674
Closed -$956K
ROCL
642
DELISTED
Roth CH Acquisition V Co. Common Stock
ROCL
– –
-92,674
Closed -$956K
DPCS
643
DELISTED
DP Cap Acquisition Corp I Class A Ordinary Shares
DPCS
– –
-661,670
Closed -$6.91M
CBRG
644
DELISTED
Chain Bridge I Class A Ordinary Shares
CBRG
– –
-661,670
Closed -$6.93M
INTE
645
DELISTED
Integral Acquisition Corporation 1 Class A Common Stock
INTE
– –
-236,311
Closed -$2.43M
CCTS
646
DELISTED
Cactus Acquisition Corp. 1 Limited Class A Ordinary Share
CCTS
– –
-236,311
Closed -$2.47M
AEAE
647
DELISTED
AltEnergy Acquisition Corp
AEAE
– –
-472,622
Closed -$4.91M
GTAC
648
DELISTED
Global Technology Acquisition Corp. I Class A Ordinary Shares
GTAC
– –
-236,311
Closed -$2.47M
XFIN
649
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
– –
-472,621
Closed -$4.91M
SIX
650
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-16,800
Closed -$94K
24 25
26
27 28

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor's Q2 2023 filing shows 128 new, 150 increased, 259 reduced and 162 closed positions. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M. The largest sale was First Horizon, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.