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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONON icon
626
On Holding
ONON
$12.5B
$1.19M 0.01%
31,502
-45
-0.1% -$1.65K
CLAS
627
DELISTED
Class Acceleration Corp.
CLAS
$1.18M 0.01%
121,464
+3,253
+3% +$31.7K
ZGN.WS
628
DELISTED
Ermenegildo Zegna N.V. Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50 per share
ZGN.WS
$1.17M 0.01%
+580,255
New +$1.2M
COVA
629
DELISTED
COVA Acquisition Corp. Class A Ordinary Share
COVA
$1.17M 0.01%
119,812
+3,208
+3% +$31.3K
CRHC.WS
630
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$1.11M 0.01%
1,370,030
+36,747
+3% +$35.9K
BHC icon
631
Bausch Health
BHC
$2.34B
$1.09M 0.01%
39,664
-35,336
-47% -$946K
CPAAW
632
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
$1.06M 0.01%
+1,095,633
New +$1.09M
MAQC
633
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
$1.04M 0.01%
103,154
+2,762
+3% +$27.7K
ROCLU
634
DELISTED
Roth CH Acquisition V Co. Unit
ROCLU
$1.03M 0.01%
+101,135
New +$1.01M
ASAX
635
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$1.02M 0.01%
103,154
-147,825
-59% -$1.46M
SHFS icon
636
SHF Holdings
SHFS
$1.13M
$1.02M 0.01%
5,058
+38
+0.8% +$7.64K
PIPP
637
DELISTED
Pine Island Acquisition Corp.
PIPP
$1.02M 0.01%
103,157
-227,147
-69% -$2.26M
IVCPU
638
DELISTED
Swiftmerge Acquisition Corp. Unit
IVCPU
$1.01M 0.01%
+101,135
New +$1M
VLAT
639
DELISTED
Valor Latitude Acquisition Corp. Class A Ordinary Shares
VLAT
$1M 0.01%
103,154
+2,762
+3% +$26.9K
RACB
640
DELISTED
Research Alliance Corp. II Class A Common Stock
RACB
$1M 0.01%
+103,154
New +$1.01M
HWEL
641
DELISTED
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
$1M 0.01%
+103,154
New +$1,000K
ACAH
642
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
$987K 0.01%
+101,135
New +$990K
NTST
643
NETSTREIT Corp
NTST
$2.1B
$943K 0.01%
+41,200
New +$954K
EPR icon
644
EPR Properties
EPR
$4.77B
$936K 0.01%
+19,700
New +$978K
CNDA
645
DELISTED
Concord Acquisition Corp II
CNDA
$935K 0.01%
+95,631
New +$938K
PFSI icon
646
PennyMac Financial
PFSI
$4.02B
$900K 0.01%
12,900
-21,400
-62% -$1.41M
MTUM icon
647
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
$885K 0.01%
+4,866
New +$897K
SBRA icon
648
Sabra Healthcare REIT
SBRA
$5.37B
$876K 0.01%
64,700
-174,400
-73% -$2.47M
LXP icon
649
LXP Industrial Trust
LXP
$3.57B
$808K 0.01%
10,340
-46,440
-82% -$3.45M
WPC icon
650
W.P. Carey
WPC
$16.4B
$804K 0.01%
10,006
-14,447
-59% -$1.11M
24 25
26
27 28

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SAG
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ACI
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RC
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A
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CGL
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CB
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JCM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.