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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.67B
AUM Growth
-$1.08B
Cap. Flow
-$1.47B
Cap. Flow %
-31.39%
Top 10 Hldgs %
19.03%
Holding
958
New
335
Increased
174
Reduced
123
Closed
241

Top Buys

Rank Stock Value
1
SLXP
SALIX PHARMACEUTICALS LTD DEL
SLXP
+$115M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$76.6M
3
BRSL
Brightstar Lottery PLC
BRSL
+$43M
4
GE icon
GE Aerospace
GE
+$38.8M
5
NAV
Navistar International
NAV
+$38.6M

Top Sells

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$164M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$142M
3
PL
PROTECTIVE LIFE CORP
PL
+$135M
4
CFN
CAREFUSION CORPORATION
CFN
+$129M
5
DTV
DIRECTV COM STK (DE)
DTV
+$115M

Sector Composition

Rank Sector Weight
1 Industrials 16.79%
2 Consumer Discretionary 14.98%
3 Consumer Staples 10.61%
4 Financials 8.31%
5 Technology 6.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOSP icon
626
Innospec
IOSP
$2.28B
$204K ﹤0.01%
+4,405
New +$189K
NAP
627
DELISTED
Navios Maritime Midstream Partrs
NAP
$203K ﹤0.01%
14,509
-128,653
-90% -$1.83M
BNY
628
Bank of New York Mellon
BNY
$107B
$200K ﹤0.01%
+4,973
New +$194K
HTS
629
DELISTED
HATTERAS FINANCIAL CORP
HTS
$192K ﹤0.01%
10,554
-3,383
-24% -$61.6K
KG
630
Kestrel Group
KG
$69M
$179K ﹤0.01%
603
– –
XOP icon
631
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$178K ﹤0.01%
+156,250
New +$30.3M
ASND icon
632
Ascendis Pharma A/S
ASND
$16.8B
$177K ﹤0.01%
+10,228
New +$186K
XLU icon
633
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$166K ﹤0.01%
+100,000
New +$2.31M
EEM icon
634
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$158K ﹤0.01%
+310,000
New +$12.3M
USO icon
635
PUT
United States Oil Fund
USO
$1.84B
$158K ﹤0.01%
+31,250
New +$4.5M
BEE
636
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$154K ﹤0.01%
12,400
+540
+5% +$7.08K
RIO icon
637
PUT
Rio Tinto
RIO
$164B
$149K ﹤0.01%
+470,200
New +$21.3M
RPT
638
Rithm Property Trust
RPT
$93.7M
$145K ﹤0.01%
+1,725
New +$143K
CDNA icon
639
CareDx
CDNA
$2.42B
$139K ﹤0.01%
25,000
– –
SMRT
640
DELISTED
Stein Mart Inc
SMRT
$136K ﹤0.01%
+10,961
New +$155K
AKS
641
CALL
DELISTED
AK Steel Holding Corp
AKS
$132K ﹤0.01%
+1,190,500
New +$5.18M
ON icon
642
ON Semiconductor
ON
$19.3B
$125K ﹤0.01%
10,315
-17,992
-64% -$206K
CYHHZ
643
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$111K ﹤0.01%
5,041,594
+35,294
+0.7% +$896
NUWE icon
644
Nuwellis
NUWE
$543K
– –
0
– –
ETFC
645
CALL
DELISTED
E*Trade Financial Corporation
ETFC
$96K ﹤0.01%
+75,800
New +$1.93M
HYG icon
646
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$95K ﹤0.01%
207,400
+62,400
+43% +$5.64M
TTI icon
647
TETRA Technologies
TTI
$1.26B
$90K ﹤0.01%
+14,500
New +$79.9K
CLR
648
CALL
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$74K ﹤0.01%
+61,700
New +$2.62M
NSC icon
649
PUT
Norfolk Southern
NSC
$75.1B
$71K ﹤0.01%
+104,500
New +$11.2M
BABA icon
650
CALL
Alibaba
BABA
$308B
$70K ﹤0.01%
+50,600
New +$4.57M
24 25
26
27 28

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
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CB
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JCM
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UBS O'Connor's Q1 2015 Portfolio in Review

As of Q1 2015, UBS O'Connor held 958 positions worth $4.67B, down 19% from $5.75B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

UBS O'Connor withdrew a net $1.47B in Q1 2015, closing 241 positions and reducing 123 holdings. Its most notable exit was TRW AUTOMOTIVE HOLDINGS CORP, an estimated $164M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in SALIX PHARMACEUTICALS LTD DEL worth $136M.

  • UBS O'Connor's largest Q1 2015 buy was SALIX PHARMACEUTICALS LTD DEL: 786,238 shares worth $136M.
  • UBS O'Connor added most to CITY NATIONAL CORPORATION in Q1 2015, an estimated $76.6M increase.
  • UBS O'Connor's biggest Q1 2015 reduction was Humana, cutting an estimated $89.1M.
  • UBS O'Connor fully exited TRW AUTOMOTIVE HOLDINGS CORP in Q1 2015, selling an estimated $164M.
  • UBS O'Connor's ten largest holdings make up 19% of its $4.67B portfolio in Q1 2015.
  • UBS O'Connor opened 335 new positions and closed 241 in Q1 2015.
  • UBS O'Connor's portfolio value fell 19% quarter-over-quarter to $4.67B.

Based on UBS O'Connor's 13F filing for Q1 2015, filed 14 May 2015.