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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.37%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.02B
AUM Growth
-$31.8M
Cap. Flow
+$159M
Cap. Flow %
3.95%
Top 10 Hldgs %
55.91%
Holding
627
New
130
Increased
130
Reduced
70
Closed
208

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$191M
2
SMAR
Smartsheet Inc.
SMAR
+$188M
3
FYBR
Frontier Communications
FYBR
+$124M
4
SUM
Summit Materials, Inc. Class A Common Stock
SUM
+$95M
5
ALTR
Altair Engineering Inc
ALTR
+$92.6M

Top Sells

Rank Stock Value
1
CTLT
CATALENT, INC.
CTLT
+$234M
2
MRO
Marathon Oil Corporation
MRO
+$222M
3
SRCL
Stericycle Inc
SRCL
+$172M
4
AXNX
Axonics, Inc. Common Stock
AXNX
+$150M
5
PRFT
Perficient Inc
PRFT
+$79.6M

Sector Composition

Rank Sector Weight
1 Technology 28.76%
2 Energy 15.79%
3 Communication Services 7.77%
4 Consumer Staples 7.72%
5 Financials 7.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCFA
601
DELISTED
Perception Capital Corp. IV
RCFA
– –
-154,448
Closed -$1.74M
AXNX
602
DELISTED
Axonics, Inc. Common Stock
AXNX
– –
-2,148,826
Closed -$150M
PLAOW
603
DELISTED
Patria Latin American Opportunity Acquisition Corp. Warrant
PLAOW
– –
-174,189
Closed -$7.14K
FNVT
604
DELISTED
Finnovate Acquisition Corp. Class A Ordinary Shares
FNVT
– –
-139,003
Closed -$1.61M
FNVTW
605
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
– –
-127,590
Closed -$2.39K
NPAB
606
DELISTED
New Providence Acquisition Corp. II Class A Common Stock
NPAB
– –
-500,000
Closed -$5.71M
APXIW
607
DELISTED
APx Acquisition Corp. I Warrant
APXIW
– –
-89,465
Closed -$6.22K
MCAAW
608
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
– –
-133,215
Closed -$1.77K
GAQ
609
DELISTED
Generation Asia I Acquisition Limited Class A Ordinary Shares
GAQ
– –
-314,964
Closed -$3.53M
SBXC
610
DELISTED
SilverBox Corp III
SBXC
– –
-264,676
Closed -$2.83M
SBXC.WS
611
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
– –
-88,226
Closed -$9.75K
SRCL
612
DELISTED
Stericycle Inc
SRCL
– –
-2,824,521
Closed -$172M
JWSM.WS
613
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
– –
-168,845
Closed -$5.49K
VSAC
614
DELISTED
Vision Sensing Acquisition Corp. Class A Common Stock
VSAC
– –
-169,892
Closed -$1.97M
LCW
615
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
– –
-308,895
Closed -$3.08M
PRFT
616
DELISTED
Perficient Inc
PRFT
– –
-1,054,740
Closed -$79.6M
LBPH
617
DELISTED
Longboard Pharmaceuticals, Inc. Common Stock
LBPH
– –
-39,260
Closed -$1.31M
MNTN.WS
618
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
– –
-76,252
Closed -$2.16K
MNTN
619
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
– –
-211,994
Closed -$2.41M
SEDA.WS
620
DELISTED
SDCL EDGE Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A ordinary share at an exercise price of $11.50
SEDA.WS
– –
-47,479
Closed -$4.75K
21 22 23 24
25

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2024 Portfolio in Review

As of Q4 2024, UBS O'Connor held 627 positions worth $4.02B, down 0.79% from $4.05B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $159M of net new capital in Q4 2024, opening 130 new positions and adding to 130 existing holdings. Its largest new stake was Discover Financial Services: 1,166,698 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 20% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was US Steel, an estimated $62.2M trimmed.

  • UBS O'Connor's largest Q4 2024 buy was Discover Financial Services: 1,166,698 shares worth $202M.
  • UBS O'Connor added most to Smartsheet Inc. in Q4 2024, an estimated $188M increase.
  • UBS O'Connor's biggest Q4 2024 reduction was US Steel, cutting an estimated $62.2M.
  • UBS O'Connor fully exited CATALENT, INC. in Q4 2024, selling an estimated $234M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.02B portfolio in Q4 2024.
  • UBS O'Connor opened 130 new positions and closed 208 in Q4 2024.
  • UBS O'Connor's portfolio value fell 0.79% quarter-over-quarter to $4.02B.

Based on UBS O'Connor's 13F filing for Q4 2024, filed 14 Feb 2025.