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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$401M
Cap. Flow %
7.12%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149
Avg Time Held Equity + Options
3.9 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.3 quarters
Avg Time Held Equity only
4.1 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.3 quarters

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 39.86%
2 Healthcare 28.77%
3 Miscellaneous 7.24%
4 Real Estate 5.15%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RDNW icon
601
RideNow Group
RDNW
$193M
– –
-118,896
Closed -$1.47M –
RSP icon
602
PUT
Invesco S&P 500 Equal Weight ETF
RSP
$97.5B
– –
-55,000
Closed -$24.8K –
SIMO icon
603
Silicon Motion
SIMO
$8.95B
– –
-580,000
Closed -$41.7M –
SKIL icon
604
Skillsoft
SKIL
$55.6M
– –
-41,682
Closed -$1.03M –
SPT icon
605
Sprout Social
SPT
$667M
– –
-7,500
Closed -$346K –
SPWR icon
606
SunPower Inc
SPWR
$59.4M
– –
-135,081
Closed -$1.43M –
STAA icon
607
STAAR Surgical
STAA
$1.09B
– –
-17,650
Closed -$928K –
STX icon
608
PUT
Seagate
STX
$178B
– –
-55,000
Closed -$32.2K –
TSEM icon
609
Tower Semiconductor
TSEM
$25.9B
– –
-675,000
Closed -$25.3M –
TSM icon
610
TSMC
TSM
$2.35T
– –
-27,547
Closed -$2.78M –
TWLO icon
611
Twilio
TWLO
$44.5B
– –
-45,000
Closed -$2.86M –
VERA icon
612
CALL
Vera Therapeutics
VERA
$2.15B
– –
-55,000
Closed -$231K –
WAB icon
613
Wabtec
WAB
$48.2B
– –
-25,523
Closed -$2.8M –
WCC icon
614
WESCO International
WCC
$17.8B
– –
-2,830
Closed -$507K –
WIX icon
615
WIX.com
WIX
$3.2B
– –
-7,500
Closed -$587K –
XBI icon
616
PUT
State Street SPDR S&P Biotech ETF
XBI
$10B
– –
-130,000
Closed -$268K –
XME icon
617
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
– –
-40,000
Closed -$2.03M –
XPEV icon
618
XPeng
XPEV
$9.48B
– –
-464,298
Closed -$6.23M –
XYL icon
619
Xylem
XYL
$24B
– –
-22,100
Closed -$2.49M –
ZWS icon
620
Zurn Elkay Water Solutions
ZWS
$7.72B
– –
-70,891
Closed -$1.91M –
OKLO icon
621
Oklo
OKLO
$6.45B
– –
-462,203
Closed -$4.82M –
FLD icon
622
Fold Holdings
FLD
$32.4M
– –
-226,579
Closed -$2.35M –
XAGE
623
DELISTED
Longevity Health Holdings, Inc. Common Stock
XAGE
– –
-49,500
Closed -$15.3M –
IPXXU icon
624
DELISTED
Inflection Point Acquisition Corp. II Unit
IPXXU
– –
-300,000
Closed -$3.04M –
NKGN icon
625
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
– –
-316,204
Closed -$3.27M –
23 24
25
26 27

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $401M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 40% of assets, up from 16% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.