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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$536M
Cap. Flow %
9.53%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 34.82%
2 Healthcare 28.77%
3 Real Estate 5.15%
4 Financials 4.39%
5 Consumer Discretionary 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDNW
601
RideNow Group
RDNW
$264M
– –
-118,896
Closed -$1.47M
RSP icon
602
PUT
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
– –
-55,000
Closed -$24.8K
SIMO icon
603
Silicon Motion
SIMO
$9.07B
– –
-580,000
Closed -$41.7M
SKIL icon
604
Skillsoft
SKIL
$72.1M
– –
-41,682
Closed -$1.03M
SPT icon
605
Sprout Social
SPT
$492M
– –
-7,500
Closed -$346K
SPWR icon
606
SunPower Inc
SPWR
$48.6M
– –
-135,081
Closed -$1.43M
STAA icon
607
STAAR Surgical
STAA
$1.15B
– –
-17,650
Closed -$928K
STX icon
608
PUT
Seagate
STX
$193B
– –
-55,000
Closed -$32.2K
TSEM icon
609
Tower Semiconductor
TSEM
$25.4B
– –
-675,000
Closed -$25.3M
TSM icon
610
TSMC
TSM
$2.17T
– –
-27,547
Closed -$2.78M
TWLO icon
611
Twilio
TWLO
$29.3B
– –
-45,000
Closed -$2.86M
VERA icon
612
CALL
Vera Therapeutics
VERA
$2.3B
– –
-55,000
Closed -$231K
WAB icon
613
Wabtec
WAB
$49.9B
– –
-25,523
Closed -$2.8M
WCC
614
WESCO International
WCC
$18.1B
– –
-2,830
Closed -$507K
WIX icon
615
WIX.com
WIX
$2.55B
– –
-7,500
Closed -$587K
XBI icon
616
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.1B
– –
-130,000
Closed -$268K
XME icon
617
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
– –
-40,000
Closed -$2.03M
XPEV icon
618
XPeng
XPEV
$11.2B
– –
-464,298
Closed -$6.23M
XYL icon
619
Xylem
XYL
$28.2B
– –
-22,100
Closed -$2.49M
ZWS icon
620
Zurn Elkay Water Solutions
ZWS
$8.6B
– –
-70,891
Closed -$1.91M
OKLO
621
Oklo
OKLO
$7.34B
– –
-462,203
Closed -$4.82M
FLD
622
Fold Holdings
FLD
$25.2M
– –
-226,579
Closed -$2.35M
XAGE
623
DELISTED
Longevity Health Holdings, Inc. Common Stock
XAGE
– –
-49,500
Closed -$15.3M
IPXXU
624
DELISTED
Inflection Point Acquisition Corp. II Unit
IPXXU
– –
-300,000
Closed -$3.04M
NKGN
625
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
– –
-316,204
Closed -$3.27M
23 24
25
26 27

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $536M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 16% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.