UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+20.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$496M
AUM Growth
-$9.87B
Cap. Flow
-$9.87B
Cap. Flow %
-1,990.1%
Top 10 Hldgs %
100%
Holding
928
New
3
Increased
–
Reduced
–
Closed
865

Top Buys

1
ATVI
Activision Blizzard Inc.
ATVI
$354M
2
TGNA icon
TEGNA Inc
TGNA
$74.5M
3
TSEM icon
Tower Semiconductor
TSEM
$67.8M

Top Sells

1
INFO
IHS Markit Ltd. Common Shares
INFO
$1.62B
2
NUAN
Nuance Communications, Inc.
NUAN
$1.61B
3
XLNX
Xilinx Inc
XLNX
$638M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$465M
5
CONE
CyrusOne Inc Common Stock
CONE
$464M

Sector Composition

1 Technology 85%
2 Communication Services 15%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HGAS
601
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
– –
-256,373
Closed -$2.54M
COOLW
602
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
– –
-342,507
Closed -$230K
COOL
603
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
– –
-758,505
Closed -$7.43M
ADTHW
604
DELISTED
AdTheorent Holding Company, Inc. Warrants
ADTHW
– –
-119,882
Closed -$80K
GMFIU
605
DELISTED
Aetherium Acquisition Corp. Unit
GMFIU
– –
-350,000
Closed -$3.5M
SWSS
606
DELISTED
Clean Energy Special Situations Corp. Common stock
SWSS
– –
-412,616
Closed -$2.02M
AONC
607
DELISTED
American Oncology Network, Inc. Class A Common Stock
AONC
– –
-352,824
Closed -$3.42M
LICY
608
DELISTED
Li-Cycle Holdings Corp.
LICY
– –
-255,866
Closed -$20.4M
PUCKW
609
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
– –
-316,112
Closed -$173K
OSI
610
DELISTED
Osiris Acquisition Corp.
OSI
– –
-256,880
Closed -$2.49M
ZFOX
611
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
– –
-153,926
Closed -$1.54M
ZFOXW
612
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
– –
-231,192
Closed -$157K
PMGMW
613
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
– –
-256,881
Closed -$127K
PMGM
614
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
– –
-252,838
Closed -$2.5M
CONX
615
DELISTED
CONX Corp. Class A Common Stock
CONX
– –
-527,545
Closed -$5.18M
CONXW
616
DELISTED
CONX Corp. Warrant
CONXW
– –
-513,762
Closed -$444K
LGVCU
617
DELISTED
LAMF Global Ventures Corp. I Unit
LGVCU
– –
-412,616
Closed -$4.14M
DSAQ
618
DELISTED
Direct Selling Acquisition Corp.
DSAQ
– –
-259,904
Closed -$2.58M
AEON.WS
619
DELISTED
AEON Biopharma, Inc. Warrants, each whole warrant exercisable to purchase one share of Class A Common Stock at an exercise price of $11.50 per share
AEON.WS
– –
-171,253
Closed -$87K
USCTU
620
DELISTED
Roth CH Acquisition Co. Unit
USCTU
– –
-412,616
Closed -$4.17M
RMGCW
621
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
– –
-205,504
Closed -$173K
RMGC
622
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
– –
-769,627
Closed -$7.5M
MVLA
623
DELISTED
Movella Holdings Inc. Common Stock
MVLA
– –
-258,916
Closed -$2.51M
CPE
624
DELISTED
Callon Petroleum Company
CPE
– –
0
– –
TWOA
625
DELISTED
two
TWOA
– –
-257,885
Closed -$2.51M
23 24
25
26 27