UOC

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BLNG
601
DELISTED
Belong Acquisition Corp. Class A Common Stock
BLNG
$1.51M 0.01%
155,824
+4,173
+3% +$40.6K
2021 Q3
1 quarter
SOC icon
602
Sable Offshore Corp
SOC
$645M
$1.5M 0.01%
+154,731
New +$1.51M
2021 Q4
0 quarters
PTRA
603
DELISTED
Proterra Inc. Common Stock
PTRA
$1.5M 0.01%
+170,337
New +$1.74M
2021 Q4
0 quarters
NVSA
604
DELISTED
New Vista Acquisition Corp Class A Ordinary Shares
NVSA
$1.5M 0.01%
154,526
+4,144
+3% +$40.4K
2021 Q2
2 quarters
NSTD
605
DELISTED
Northern Star Investment Corp. IV
NSTD
$1.5M 0.01%
154,228
+4,130
+3% +$40.3K
2021 Q2
2 quarters
TRNO icon
606
Terreno Realty
TRNO
$7.06B
$1.48M 0.01%
17,300
-37,800
-69% -$2.85M
2019 Q4
8 quarters
MACC
607
DELISTED
Mission Advancement Corp.
MACC
$1.47M 0.01%
151,244
+1,146
+0.8% +$11.2K
2021 Q2
2 quarters
PACX
608
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$1.46M 0.01%
148,325
-785
-0.5% -$7.8K
2021 Q1
3 quarters
SPWR icon
609
SunPower Inc
SPWR
$52.9M
$1.46M 0.01%
151,145
+1,145
+0.8% +$11.1K
2021 Q2
2 quarters
RIG icon
610
PUT
Transocean
RIG
$6.23B
$1.4M 0.01%
2,078,800
+371,800
+22% +$1.26M
2018 Q2
14 quarters
BKI
611
DELISTED
Black Knight, Inc. Common Stock
BKI
$1.4M 0.01%
16,900
-8,700
-34% -$649K
2021 Q3
1 quarter
NHI icon
612
National Health Investors
NHI
$3.21B
$1.39M 0.01%
+24,100
New +$1.33M
2021 Q4
0 quarters
NGL icon
613
NGL Energy Partners
NGL
$1.84B
$1.36M 0.01%
750,000
-250,000
-25% -$558K
2021 Q1
3 quarters
HCIC icon
614
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$1.35M 0.01%
138,743
-128,800
-48% -$1.27M
2021 Q3
1 quarter
FCPT icon
615
Four Corners Property Trust
FCPT
$2.35B
$1.34M 0.01%
45,500
-305,338
-87% -$8.68M
2020 Q3
5 quarters
DAOOU
616
DELISTED
Crypto 1 Acquisition Corp Unit
DAOOU
$1.33M 0.01%
+131,476
New +$1.33M
2021 Q4
0 quarters
CRK icon
617
Comstock Resources
CRK
$4.02B
$1.31M 0.01%
162,228
-39,022
-19% -$356K
2020 Q3
5 quarters
CCL icon
618
PUT
Carnival Corporation Ltd
CCL
$34.9B
$1.29M 0.01%
390,200
+368,700
+1,715% +$7.89M
2021 Q3
1 quarter
KITT icon
619
Nauticus Robotics
KITT
$1.59M
$1.28M 0.01%
8
– –
2021 Q3
1 quarter
ALTU
620
DELISTED
Altitude Acquisition Corp
ALTU
$1.28M 0.01%
128,943
-122,036
-49% -$1.21M
2021 Q1
3 quarters
TRIS icon
621
DELISTED
Tristar Acquisition I Corp.
TRIS
$1.27M 0.01%
+130,460
New +$1.27M
2021 Q4
0 quarters
AAGR
622
DELISTED
African Agriculture Holdings Inc
AAGR
$1.26M 0.01%
+179,875
New +$1.28M
2021 Q4
0 quarters
AUS
623
DELISTED
Austerlitz Acquisition Corporation I
AUS
$1.25M 0.01%
128,948
-190,899
-60% -$1.89M
2021 Q2
2 quarters
CDR
624
DELISTED
Cedar Realty Trust, Inc
CDR
$1.22M 0.01%
48,500
-70,100
-59% -$1.58M
2021 Q2
2 quarters
KBH icon
625
KB Home
KBH
$2.55B
$1.21M 0.01%
+27,100
New +$1.13M
2021 Q4
0 quarters
23 24
25
26 27

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ACI
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RC
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A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.