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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLNG
601
DELISTED
Belong Acquisition Corp. Class A Common Stock
BLNG
$1.51M 0.01%
155,824
+4,173
+3% +$40.6K
SOC icon
602
Sable Offshore Corp
SOC
$911M
$1.5M 0.01%
+154,731
New +$1.51M
PTRA
603
DELISTED
Proterra Inc. Common Stock
PTRA
$1.5M 0.01%
+170,337
New +$1.74M
NVSA
604
DELISTED
New Vista Acquisition Corp Class A Ordinary Shares
NVSA
$1.5M 0.01%
154,526
+4,144
+3% +$40.4K
NSTD
605
DELISTED
Northern Star Investment Corp. IV
NSTD
$1.5M 0.01%
154,228
+4,130
+3% +$40.3K
TRNO icon
606
Terreno Realty
TRNO
$7.49B
$1.48M 0.01%
17,300
-37,800
-69% -$2.85M
MACC
607
DELISTED
Mission Advancement Corp.
MACC
$1.47M 0.01%
151,244
+1,146
+0.8% +$11.2K
PACX
608
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$1.46M 0.01%
148,325
-785
-0.5% -$7.8K
SPWR icon
609
SunPower Inc
SPWR
$53.8M
$1.46M 0.01%
151,145
+1,145
+0.8% +$11.1K
RIG icon
610
PUT
Transocean
RIG
$5.82B
$1.4M 0.01%
2,078,800
+371,800
+22% +$1.26M
BKI
611
DELISTED
Black Knight, Inc. Common Stock
BKI
$1.4M 0.01%
16,900
-8,700
-34% -$649K
NHI icon
612
National Health Investors
NHI
$3.65B
$1.39M 0.01%
+24,100
New +$1.33M
NGL icon
613
NGL Energy Partners
NGL
$2.11B
$1.36M 0.01%
750,000
-250,000
-25% -$558K
HCIC
614
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$1.35M 0.01%
138,743
-128,800
-48% -$1.27M
FCPT icon
615
Four Corners Property Trust
FCPT
$2.75B
$1.34M 0.01%
45,500
-305,338
-87% -$8.68M
DAOOU
616
DELISTED
Crypto 1 Acquisition Corp Unit
DAOOU
$1.33M 0.01%
+131,476
New +$1.33M
CRK icon
617
Comstock Resources
CRK
$3.94B
$1.31M 0.01%
162,228
-39,022
-19% -$356K
CCL icon
618
PUT
Carnival Corporation Ltd
CCL
$39.7B
$1.29M 0.01%
390,200
+368,700
+1,715% +$7.89M
KITT icon
619
Nauticus Robotics
KITT
$7.39M
$1.28M 0.01%
50
+2
+4% +$51.6K
ALTU
620
DELISTED
Altitude Acquisition Corp
ALTU
$1.28M 0.01%
128,943
-122,036
-49% -$1.21M
TRIS
621
DELISTED
Tristar Acquisition I Corp.
TRIS
$1.27M 0.01%
+130,460
New +$1.27M
AAGR
622
DELISTED
African Agriculture Holdings Inc
AAGR
$1.26M 0.01%
+179,875
New +$1.28M
AUS
623
DELISTED
Austerlitz Acquisition Corporation I
AUS
$1.25M 0.01%
128,948
-190,899
-60% -$1.89M
CDR
624
DELISTED
Cedar Realty Trust, Inc
CDR
$1.22M 0.01%
48,500
-70,100
-59% -$1.58M
KBH icon
625
KB Home
KBH
$3.59B
$1.21M 0.01%
+27,100
New +$1.13M
23 24
25
26 27

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SAG
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ACI
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RC
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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JCM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.