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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMC
601
DELISTED
BMC SOFTWARE, INC
BMC
– –
-1,299,351
Closed -$58.7M
BKI
602
DELISTED
BUCKEYE TECHNOLOGY INC
BKI
– –
-64,288
Closed -$2.38M
GDI
603
CALL
DELISTED
GARDNER DENVER,INC
GDI
– –
-196,100
Closed -$202K
GDI
604
DELISTED
GARDNER DENVER,INC
GDI
– –
-803,005
Closed -$60.4M
OMTH
605
DELISTED
OMTHERA PHARMACEUTICALS INC COM STK (DE)
OMTH
– –
-70,000
Closed -$931K
TWGP
606
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-388,474
Closed -$7.97M
ESV
607
DELISTED
Ensco Rowan plc
ESV
– –
-40,504
Closed -$9.42M
ATVI
608
DELISTED
Activision Blizzard
ATVI
– –
-1,869,684
Closed -$26.7M
IBTX
609
DELISTED
Independent Bank Group, Inc.
IBTX
– –
-193,990
Closed -$5.9M
CELG
610
DELISTED
Celgene Corp
CELG
– –
-86,000
Closed -$5.03M
GG
611
DELISTED
Goldcorp Inc
GG
– –
-51,039
Closed -$1.26M
MDVN
612
DELISTED
MEDIVATION, INC.
MDVN
– –
-78,000
Closed -$1.92M
FON
613
DELISTED
SPRINT CORP FON COM
FON
– –
-6,304,246
Closed -$44.3M
FON
614
PUT
DELISTED
SPRINT CORP FON COM
FON
– –
-1,328,100
Closed -$3.9M
VXX
615
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-3,203
Closed -$186K
PACD
616
DELISTED
Pacific Drilling S A
PACD
– –
-26,263
Closed -$2.57M
CLWR
617
PUT
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
– –
-300,000
Closed -$15K
21 22 23 24
25

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UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.