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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.28%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.49B
AUM Growth
+$308M
Cap. Flow
-$9.33M
Cap. Flow %
-0.27%
Top 10 Hldgs %
56.89%
Holding
645
New
145
Increased
110
Reduced
156
Closed
135

Top Buys

Rank Stock Value
1
JNPR
Juniper Networks
JNPR
+$162M
2
AXNX
Axonics, Inc. Common Stock
AXNX
+$128M
3
ANSS
Ansys
ANSS
+$119M
4
X
US Steel
X
+$104M
5
CTLT
CATALENT, INC.
CTLT
+$93.3M

Top Sells

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$561M
2
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$120M
3
IMGN
Immunogen Inc
IMGN
+$56.8M
4
CPRI icon
Capri Holdings
CPRI
+$44.2M
5
PXD
Pioneer Natural Resource Co.
PXD
+$34M

Sector Composition

Rank Sector Weight
1 Energy 34.28%
2 Technology 15.43%
3 Healthcare 14.7%
4 Industrials 8%
5 Materials 6.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROIV icon
576
CALL
Roivant Sciences
ROIV
$25.4B
– –
-100,000
Closed -$62.5K
ROIV icon
577
PUT
Roivant Sciences
ROIV
$25.4B
– –
-50,000
Closed -$3.75K
ROK icon
578
Rockwell Automation
ROK
$49.1B
– –
-4,500
Closed -$1.4M
RYTM icon
579
PUT
Rhythm Pharmaceuticals
RYTM
$7.72B
– –
-25,000
Closed -$16.9K
SPKLU
580
Spark I Acquisition Corp Unit
SPKLU
– –
-68,991
Closed -$702K
SPY icon
581
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-277,500
Closed -$68K
SWTX
582
CALL
DELISTED
SpringWorks Therapeutics
SWTX
– –
-30,000
Closed -$99K
TWO
583
Two Harbors Investment
TWO
$1.26B
– –
-45,629
Closed -$636K
U icon
584
Unity
U
$18B
– –
-12,500
Closed -$511K
UAL icon
585
PUT
United Airlines
UAL
$41.9B
– –
-333,900
Closed -$30.5K
UDR icon
586
UDR
UDR
$12.3B
– –
-19,236
Closed -$737K
UNP icon
587
Union Pacific
UNP
$175B
– –
-51,585
Closed -$12.7M
UPS icon
588
United Parcel Service
UPS
$87.8B
– –
-19,900
Closed -$3.13M
VICI icon
589
PUT
VICI Properties
VICI
$29.2B
– –
-32,100
Closed -$2.41K
VKTX icon
590
Viking Therapeutics
VKTX
$3.88B
– –
-22,141
Closed -$985K
VMC icon
591
Vulcan Materials
VMC
$36.5B
– –
-45,410
Closed -$10.3M
VTR icon
592
Ventas
VTR
$47.3B
– –
-10,400
Closed -$518K
VTYX
593
CALL
DELISTED
Ventyx Biosciences
VTYX
– –
-50,000
Closed -$18.8K
WDAY icon
594
Workday
WDAY
$42B
– –
-2,000
Closed -$552K
WELL icon
595
Welltower
WELL
$170B
– –
-15,117
Closed -$1.36M
WLK icon
596
Westlake Corp
WLK
$9.9B
– –
-35,700
Closed -$5M
XLF icon
597
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
– –
-450,000
Closed -$24.8K
STI icon
598
Solidion Technology
STI
$58.4M
– –
-7,121
Closed -$2.74M
DEVS
599
DELISTED
DevvStream Corp
DEVS
– –
-25,510
Closed -$2.79M
SKGRW
600
DELISTED
SK Growth Opportunities Corporation Warrant
SKGRW
– –
-420,833
Closed -$23.4K
22 23
24
25 26

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2024 Portfolio in Review

As of Q1 2024, UBS O'Connor held 645 positions worth $3.49B, up 9.7% from $3.18B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor's Q1 2024 filing shows 145 new, 110 increased, 156 reduced and 135 closed positions. Its largest new stake was Juniper Networks: 4,428,704 shares worth $164M. The largest sale was Splunk Inc, an estimated $561M.

By sector, the portfolio is most concentrated in Energy at 34% of assets, up from 30% a quarter earlier, followed by Technology and Healthcare.

  • UBS O'Connor's largest Q1 2024 buy was Juniper Networks: 4,428,704 shares worth $164M.
  • UBS O'Connor added most to Axonics, Inc. Common Stock in Q1 2024, an estimated $128M increase.
  • UBS O'Connor's biggest Q1 2024 reduction was Pioneer Natural Resource Co., cutting an estimated $34M.
  • UBS O'Connor fully exited Splunk Inc in Q1 2024, selling an estimated $561M.
  • UBS O'Connor's ten largest holdings make up 57% of its $3.49B portfolio in Q1 2024.
  • UBS O'Connor opened 145 new positions and closed 135 in Q1 2024.
  • UBS O'Connor's portfolio value rose 9.7% quarter-over-quarter to $3.49B.

Based on UBS O'Connor's 13F filing for Q1 2024, filed 15 May 2024.