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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.28%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.49B
AUM Growth
+$308M
Cap. Flow
-$82.3M
Cap. Flow %
-2.36%
Top 10 Hldgs %
56.89%
Holding
645
New
145
Increased
110
Reduced
156
Closed
135
Avg Time Held Equity + Options
4.1 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
1 quarter
Avg Time Held Equity only
4.4 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
1 quarter

Top Buys

Rank Stock Value
1
JNPR icon
Juniper Networks
JNPR
+$162M
2
AXNX icon
Axonics, Inc. Common Stock
AXNX
+$128M
3
ANSS icon
Ansys
ANSS
+$119M
4
X icon
US Steel
X
+$104M
5
CTLT icon
CATALENT, INC.
CTLT
+$93.3M

Top Sells

Rank Stock Value
1
SPLK icon
Splunk Inc
SPLK
+$561M
2
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$120M
3
IMGN icon
Immunogen Inc
IMGN
+$56.8M
4
CPRI icon
Capri Holdings
CPRI
+$44.2M
5
PXD icon
Pioneer Natural Resource Co.
PXD
+$34M

Sector Composition

Rank Sector Weight
1 Energy 34.28%
2 Technology 15.43%
3 Healthcare 14.7%
4 Industrials 8%
5 Miscellaneous 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ROIV icon
576
CALL
Roivant Sciences
ROIV
$25.6B
– –
-100,000
Closed -$62.5K –
ROIV icon
577
PUT
Roivant Sciences
ROIV
$25.6B
– –
-50,000
Closed -$3.75K –
ROK icon
578
Rockwell Automation
ROK
$48B
– –
-4,500
Closed -$1.4M –
RYTM icon
579
PUT
Rhythm Pharmaceuticals
RYTM
$6.25B
– –
-25,000
Closed -$16.9K –
SPKLU
580
DELISTED
Spark I Acquisition Corp Unit
SPKLU
– –
-68,991
Closed -$702K –
SPY icon
581
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$833B
– –
-277,500
Closed -$68K –
SWTX icon
582
CALL
DELISTED
SpringWorks Therapeutics
SWTX
– –
-30,000
Closed -$99K –
TWO
583
DELISTED
Two Harbors Investment
TWO
– –
-45,629
Closed -$636K –
U icon
584
Unity
U
$20.6B
– –
-12,500
Closed -$511K –
UAL icon
585
PUT
United Airlines
UAL
$34.9B
– –
-333,900
Closed -$30.5K –
UDR icon
586
UDR
UDR
$11B
– –
-19,236
Closed -$737K –
UNP icon
587
Union Pacific
UNP
$165B
– –
-51,585
Closed -$12.7M –
UPS icon
588
United Parcel Service
UPS
$80.5B
– –
-19,900
Closed -$3.13M –
VICI icon
589
PUT
VICI Properties
VICI
$25.2B
– –
-32,100
Closed -$2.41K –
VKTX icon
590
Viking Therapeutics
VKTX
$3.63B
– –
-22,141
Closed -$985K –
VMC icon
591
Vulcan Materials
VMC
$31.7B
– –
-45,410
Closed -$10.3M –
VTR icon
592
Ventas
VTR
$42.1B
– –
-10,400
Closed -$518K –
VTYX icon
593
CALL
DELISTED
Ventyx Biosciences
VTYX
– –
-50,000
Closed -$18.8K –
WDAY icon
594
Workday
WDAY
$45B
– –
-2,000
Closed -$552K –
WELL icon
595
Welltower
WELL
$162B
– –
-15,117
Closed -$1.36M –
WLK icon
596
Westlake Corp
WLK
$7.96B
– –
-35,700
Closed -$5M –
XLF icon
597
PUT
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
– –
-450,000
Closed -$24.8K –
STI icon
598
Solidion Technology
STI
$51.1M
– –
-7,121
Closed -$2.74M –
DEVS
599
DELISTED
DevvStream Corp
DEVS
– –
-25,510
Closed -$2.79M –
SKGRW icon
600
DELISTED
SK Growth Opportunities Corporation Warrant
SKGRW
– –
-420,833
Closed -$23.4K –
22 23
24
25 26

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CGL
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JCM
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MPM
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UBS O'Connor's Q1 2024 Portfolio in Review

As of Q1 2024, UBS O'Connor held 645 positions worth $3.49B, up 9.7% from $3.18B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor's Q1 2024 filing shows 145 new, 110 increased, 156 reduced and 135 closed positions. Its largest new stake was Juniper Networks: 4,428,704 shares worth $164M. The largest sale was Splunk Inc, an estimated $561M.

By sector, the portfolio is most concentrated in Energy at 34% of assets, up from 30% a quarter earlier, followed by Technology and Healthcare.

  • UBS O'Connor's largest Q1 2024 buy was Juniper Networks: 4,428,704 shares worth $164M.
  • UBS O'Connor added most to Axonics, Inc. Common Stock in Q1 2024, an estimated $128M increase.
  • UBS O'Connor's biggest Q1 2024 reduction was Pioneer Natural Resource Co., cutting an estimated $34M.
  • UBS O'Connor fully exited Splunk Inc in Q1 2024, selling an estimated $561M.
  • UBS O'Connor's ten largest holdings make up 57% of its $3.49B portfolio in Q1 2024.
  • UBS O'Connor opened 145 new positions and closed 135 in Q1 2024.
  • UBS O'Connor's portfolio value rose 9.7% quarter-over-quarter to $3.49B.

Based on UBS O'Connor's 13F filing for Q1 2024, filed 15 May 2024.