We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPS icon
576
Synopsys
SNPS
$78.7B
– –
-9,575
Closed -$4.39M
SOAR icon
577
Volato Group
SOAR
$7.17M
– –
-18,126
Closed -$4.87M
SONO icon
578
Sonos
SONO
$1.84B
– –
-32,500
Closed -$420K
SRPT icon
579
CALL
Sarepta Therapeutics
SRPT
$1.76B
– –
-10,000
Closed -$229K
SVC
580
PUT
Service Properties Trust
SVC
$1.1B
– –
-29,260
Closed -$80.5K
SWKS icon
581
Skyworks Solutions
SWKS
$10.2B
– –
-87,506
Closed -$8.63M
SYBX
582
DELISTED
Synlogic
SYBX
– –
-40,548
Closed -$114K
TARS icon
583
Tarsus Pharmaceuticals
TARS
$2.96B
– –
-55,262
Closed -$982K
TDC icon
584
Teradata
TDC
$2.52B
– –
-5,000
Closed -$225K
THO icon
585
PUT
Thor Industries
THO
$4.12B
– –
-75,000
Closed -$212K
TMO icon
586
Thermo Fisher Scientific
TMO
$215B
– –
-2,950
Closed -$1.49M
TRIP icon
587
TripAdvisor
TRIP
$1.25B
– –
-35,000
Closed -$580K
TTEK icon
588
Tetra Tech
TTEK
$8.97B
– –
-109,975
Closed -$3.34M
UBER icon
589
Uber
UBER
$151B
– –
-25,000
Closed -$1.31M
USB icon
590
PUT
US Bancorp
USB
$99.1B
– –
-170,000
Closed -$157K
VALE icon
591
Vale
VALE
$63B
– –
-765,000
Closed -$10.3M
VIR icon
592
Vir Biotechnology
VIR
$1.5B
– –
-38,000
Closed -$356K
VLO icon
593
PUT
Valero Energy
VLO
$84.9B
– –
-40,000
Closed -$155K
VTYX
594
DELISTED
Ventyx Biosciences
VTYX
– –
-45,463
Closed -$432K
VTYX
595
PUT
DELISTED
Ventyx Biosciences
VTYX
– –
-35,000
Closed -$116K
XLV icon
596
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
– –
-80,000
Closed -$26K
XPO icon
597
XPO
XPO
$23.2B
– –
-110,744
Closed -$8.27M
ZURA icon
598
Zura Bio
ZURA
$553M
– –
-167,167
Closed -$1.1M
CPAY icon
599
Corpay
CPAY
$25.7B
– –
-19,000
Closed -$4.85M
SDSTW
600
Stardust Power Inc Warrant
SDSTW
$5.67M
– –
-37,521
Closed -$120
22 23
24
25 26

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.