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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+9.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.62B
AUM Growth
+$874M
(+18%)
Cap. Flow
+$401M
Cap. Flow
% of AUM
7.12%
Top 10 Holdings %
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149
Avg Time Held Equity + Options
3.9
quarters
Top 10 Avg Time Held Equity + Options
1.5
quarters
Top 20 Avg Time Held Equity + Options
1.3
quarters
Avg Time Held Equity only
4.1
quarters
Top 10 Avg Time Held Equity only
1.5
quarters
Top 20 Avg Time Held Equity only
1.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ATVI
Activision Blizzard
ATVI
|
+$779M |
| 2 |
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
|
+$358M |
| 3 |
NEWR
New Relic, Inc.
NEWR
|
+$258M |
| 4 |
DEN
Denbury Inc.
DEN
|
+$175M |
| 5 |
VMW
VMware, Inc
VMW
|
+$165M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ISEE
IVERIC bio, Inc. Common Stock
ISEE
|
+$230M |
| 2 |
PDCE
PDC Energy, Inc.
PDCE
|
+$221M |
| 3 |
UNVR
Univar Solutions Inc.
UNVR
|
+$219M |
| 4 |
FOCS
Focus Financial Partners Inc. Class A
FOCS
|
+$146M |
| 5 |
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
|
+$141M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 39.86% |
| 2 | Healthcare | 28.77% |
| 3 | Miscellaneous | 7.24% |
| 4 | Real Estate | 5.15% |
| 5 | Financials | 4.39% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
576
DELISTED
Investcorp India Acquisition Corp
IVCA
| – | – |
-445,083
| Closed | -$4.76M | – |
|
577
KBR
KBR
$4.46B
| – | – |
-8,792
| Closed | -$572K | – |
|
578
Kilroy Realty
KRC
$3.98B
| – | – |
-102,030
| Closed | -$3.07M | – |
|
579
Lucid Motors
LCID
$1.49B
| – | – |
-6,000
| Closed | -$388K | – |
|
580
LGI Homes
LGIH
$1.02B
| – | – |
-4,275
| Closed | -$577K | – |
|
581
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$27.6B
| – | – |
-300,000
| Closed | -$32.4M | – |
|
582
CALL
Mattel
MAT
$4.77B
| – | – |
-250,000
| Closed | -$213K | – |
|
583
PUT
Medical Properties Trust
MPT
$1.88B
| – | – |
-200,000
| Closed | -$45K | – |
|
584
CALL
DELISTED
Mersana Therapeutics
MRSN
| – | – |
-16,600
| Closed | -$115K | – |
|
585
Marti Technologies
MRT
$161M
| – | – |
-231,102
| Closed | -$2.45M | – |
|
586
Strategy Inc
MSTR
$61.5B
| – | – |
-35,050
| Closed | -$1.2M | – |
|
587
Micron Technology
MU
$1.16T
| – | – |
-30,000
| Closed | -$1.89M | – |
|
588
Mueller Water Products
MWA
$3.38B
| – | – |
-131,500
| Closed | -$2.13M | – |
|
589
Nabors Industries
NBR
$1.23B
| – | – |
-16,850
| Closed | -$1.57M | – |
|
|
590
PUT
Nabors Industries
NBR
$1.23B
| – | – |
-33,700
| Closed | -$1.92M | – |
|
591
DELISTED
National Storage Affiliates Trust
NSA
| – | – |
-54,981
| Closed | -$1.91M | – |
|
592
Piedmont Realty Trust
PDM
$1.13B
| – | – |
-316,540
| Closed | -$2.3M | – |
|
593
PUT
PennyMac Financial
PFSI
$3.11B
| – | – |
-110,000
| Closed | -$168K | – |
|
594
Pultegroup
PHM
$21.4B
| – | – |
-9,441
| Closed | -$733K | – |
|
595
PSQ Holdings
PSQH
$14.1M
| – | – |
-8,619
| Closed | -$1.33M | – |
|
596
CALL
PTC Therapeutics
PTCT
$5.4B
| – | – |
-27,500
| Closed | -$34.4K | – |
|
597
PUT
uniQure
QURE
$1.57B
| – | – |
-55,000
| Closed | -$338K | – |
|
598
Roadzen
RDZN
$96.2M
| – | – |
-226,579
| Closed | -$2.41M | – |
|
599
RH
RH
$2.21B
| – | – |
-2,500
| Closed | -$824K | – |
|
600
Riot Platforms
RIOT
$6.34B
| – | – |
-196,505
| Closed | -$2.32M | – |
|
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UBS O'Connor's Q3 2023 Portfolio in Review
As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.
UBS O'Connor deployed $401M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.
By sector, the portfolio is most concentrated in Technology at 40% of assets, up from 16% a quarter earlier, followed by Healthcare and Miscellaneous.
On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.
- UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
- UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
- UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
- UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
- UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
- UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
- UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.
Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.