We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$536M
Cap. Flow %
9.53%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 34.82%
2 Healthcare 28.77%
3 Real Estate 5.15%
4 Financials 4.39%
5 Consumer Discretionary 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVCA
576
DELISTED
Investcorp India Acquisition Corp
IVCA
– –
-445,083
Closed -$4.76M
KBR icon
577
KBR
KBR
$4.74B
– –
-8,792
Closed -$572K
KRC icon
578
Kilroy Realty
KRC
$4.34B
– –
-102,030
Closed -$3.07M
LCID icon
579
Lucid Motors
LCID
$2.75B
– –
-6,000
Closed -$388K
LGIH icon
580
LGI Homes
LGIH
$1.38B
– –
-4,275
Closed -$577K
LQD icon
581
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
– –
-300,000
Closed -$32.4M
MAT icon
582
CALL
Mattel
MAT
$4.21B
– –
-250,000
Closed -$213K
MPT
583
PUT
Medical Properties Trust
MPT
$2.75B
– –
-200,000
Closed -$45K
MRSN
584
CALL
DELISTED
Mersana Therapeutics
MRSN
– –
-16,600
Closed -$115K
MRT icon
585
Marti Technologies
MRT
$154M
– –
-231,102
Closed -$2.45M
MSTR icon
586
Strategy Inc
MSTR
$37.2B
– –
-35,050
Closed -$1.2M
MU icon
587
Micron Technology
MU
$996B
– –
-30,000
Closed -$1.89M
MWA icon
588
Mueller Water Products
MWA
$4.24B
– –
-131,500
Closed -$2.13M
NBR icon
589
Nabors Industries
NBR
$1.23B
– –
-16,850
Closed -$1.57M
NBR icon
590
PUT
Nabors Industries
NBR
$1.23B
– –
-33,700
Closed -$1.92M
NSA
591
DELISTED
National Storage Affiliates Trust
NSA
– –
-54,981
Closed -$1.91M
PDM
592
Piedmont Realty Trust
PDM
$1.18B
– –
-316,540
Closed -$2.3M
PFSI icon
593
PUT
PennyMac Financial
PFSI
$4B
– –
-110,000
Closed -$168K
PHM icon
594
Pultegroup
PHM
$24.7B
– –
-9,441
Closed -$733K
PSQH icon
595
PSQ Holdings
PSQH
$14.3M
– –
-8,619
Closed -$1.33M
PTCT icon
596
CALL
PTC Therapeutics
PTCT
$5.91B
– –
-27,500
Closed -$34.4K
QURE icon
597
PUT
uniQure
QURE
$3.15B
– –
-55,000
Closed -$338K
RDZN icon
598
Roadzen
RDZN
$105M
– –
-226,579
Closed -$2.41M
RH icon
599
RH
RH
$3.56B
– –
-2,500
Closed -$824K
RIOT icon
600
Riot Platforms
RIOT
$8.02B
– –
-196,505
Closed -$2.32M
22 23
24
25 26

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $536M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 16% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.