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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
-$138M
Cap. Flow %
-2.91%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.53%
3 Financials 11.99%
4 Real Estate 8.48%
5 Materials 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
576
CALL
Carnival Corporation Ltd
CCL
$38.9B
– –
-150,000
Closed -$104K
CCL icon
577
Carnival Corporation Ltd
CCL
$38.9B
– –
-49,250
Closed -$576K
CRGOW icon
578
Freightos Ltd Warrant
CRGOW
$1.34M
– –
-118,742
Closed -$23.7K
DASH icon
579
DoorDash
DASH
$95.9B
– –
-6,000
Closed -$381K
DAWN
580
DELISTED
Day One Biopharmaceuticals
DAWN
– –
-28,053
Closed -$375K
DOCN icon
581
PUT
DigitalOcean
DOCN
$14.8B
– –
-50,000
Closed -$5K
DTI icon
582
Drilling Tools International
DTI
$80.1M
– –
-231,686
Closed -$2.42M
EPR icon
583
EPR Properties
EPR
$4.72B
– –
-32,656
Closed -$1.24M
ETN icon
584
Eaton
ETN
$174B
– –
-25,000
Closed -$4.28M
ETNB
585
CALL
DELISTED
89bio
ETNB
– –
-52,500
Closed -$9.19K
FHN icon
586
First Horizon
FHN
$12B
– –
-10,082,989
Closed -$179M
FLYX icon
587
flyExclusive
FLYX
$64.2M
– –
-188,312
Closed -$1.92M
FULC icon
588
Fulcrum Therapeutics
FULC
$289M
– –
-62,274
Closed -$177K
HPE icon
589
Hewlett Packard
HPE
$68.1B
– –
-10,997
Closed -$175K
HR icon
590
Healthcare Realty
HR
$6.92B
– –
-138,944
Closed -$2.69M
HYG icon
591
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-700,000
Closed -$261K
IBB icon
592
CALL
iShares Biotechnology ETF
IBB
$9.67B
– –
-30,000
Closed -$89.3K
INTC icon
593
Intel
INTC
$503B
– –
-8,500
Closed -$278K
INTU icon
594
Intuit
INTU
$91.2B
– –
-1,000
Closed -$446K
IOVA icon
595
CALL
Iovance Biotherapeutics
IOVA
$2.73B
– –
-100,000
Closed -$52.5K
LEN.B icon
596
Lennar Class B
LEN.B
$20.7B
– –
-19,669
Closed -$1.67M
LVTX
597
DELISTED
LAVA Therapeutics
LVTX
– –
-20,502
Closed -$34K
MAR icon
598
PUT
Marriott International
MAR
$93.4B
– –
-12,500
Closed -$40K
MORN icon
599
Morningstar
MORN
$7.55B
– –
-10,000
Closed -$2.03M
MRNA icon
600
CALL
Moderna
MRNA
$22.5B
– –
-10,500
Closed -$55.9K
22 23
24
25 26

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor's Q2 2023 filing shows 128 new, 150 increased, 259 reduced and 162 closed positions. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M. The largest sale was First Horizon, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.