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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
+$146M
Cap. Flow %
3.08%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162
Avg Time Held Equity + Options
3.8 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.1 quarters
Avg Time Held Equity only
3.9 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.1 quarters

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.68%
3 Financials 11.99%
4 Miscellaneous 10.5%
5 Real Estate 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CCL icon
576
CALL
Carnival Corporation Ltd
CCL
$35.4B
– –
-150,000
Closed -$104K –
CCL icon
577
Carnival Corporation Ltd
CCL
$35.4B
– –
-49,250
Closed -$576K –
CRGOW icon
578
Freightos Ltd Warrant
CRGOW
– –
-118,742
Closed -$23.7K –
DASH icon
579
DoorDash
DASH
$85.1B
– –
-6,000
Closed -$381K –
DAWN icon
580
DELISTED
Day One Biopharmaceuticals
DAWN
– –
-28,053
Closed -$375K –
DOCN icon
581
PUT
DigitalOcean
DOCN
$15.9B
– –
-50,000
Closed -$5K –
DTI icon
582
Drilling Tools International
DTI
$72.3M
– –
-231,686
Closed -$2.42M –
EPR icon
583
EPR Properties
EPR
$4.19B
– –
-32,656
Closed -$1.24M –
ETN icon
584
Eaton
ETN
$167B
– –
-25,000
Closed -$4.28M –
ETNB icon
585
CALL
DELISTED
89bio
ETNB
– –
-52,500
Closed -$9.19K –
FHN icon
586
First Horizon
FHN
$10.9B
– –
-10,082,989
Closed -$179M –
FLYX icon
587
flyExclusive
FLYX
$70.4M
– –
-188,312
Closed -$1.92M –
FULC icon
588
Fulcrum Therapeutics
FULC
$288M
– –
-62,274
Closed -$177K –
HPE icon
589
Hewlett Packard
HPE
$97.5B
– –
-10,997
Closed -$175K –
HR icon
590
Healthcare Realty
HR
$5.88B
– –
-138,944
Closed -$2.69M –
HYG icon
591
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
– –
-700,000
Closed -$261K –
IBB icon
592
CALL
iShares Biotechnology ETF
IBB
$10.9B
– –
-30,000
Closed -$89.3K –
INTC icon
593
Intel
INTC
$553B
– –
-8,500
Closed -$278K –
INTU icon
594
Intuit
INTU
$80.9B
– –
-1,000
Closed -$446K –
IOVA icon
595
CALL
Iovance Biotherapeutics
IOVA
$6.62B
– –
-100,000
Closed -$52.5K –
LEN.B icon
596
Lennar Class B
LEN.B
$18.1B
– –
-19,669
Closed -$1.67M –
LVTX icon
597
DELISTED
LAVA Therapeutics
LVTX
– –
-20,502
Closed -$34K –
MAR icon
598
PUT
Marriott International
MAR
$95.4B
– –
-12,500
Closed -$40K –
MORN icon
599
Morningstar
MORN
$7.67B
– –
-10,000
Closed -$2.03M –
MRNA icon
600
CALL
Moderna
MRNA
$89.8B
– –
-10,500
Closed -$55.9K –
22 23
24
25 26

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RC
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A
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CGL
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JCM
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MPM
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor deployed $146M of net new capital in Q2 2023, opening 128 new positions and adding to 150 existing holdings. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Tower Semiconductor, an estimated $50.8M trimmed.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.