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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.42B
AUM Growth
-$3.38B
Cap. Flow
-$3.75B
Cap. Flow %
-69.25%
Top 10 Hldgs %
40.63%
Holding
1,042
New
84
Increased
109
Reduced
414
Closed
284
Avg Time Held Equity + Options
3.7 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
3.7 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
STOR
STORE Capital Corporation
STOR
+$172M
3
FHN icon
First Horizon
FHN
+$107M
4
COUP
Coupa Software Incorporated
COUP
+$96.9M
5
AAWW
Atlas Air Worldwide Holdings, Inc.
AAWW
+$64.6M

Top Sells

Rank Stock Value
1
BHVN icon
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
AVLR
Avalara, Inc.
AVLR
+$373M
4
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M
5
ROG icon
Rogers Corp
ROG
+$219M

Sector Composition

Rank Sector Weight
1 Financials 25.7%
2 Technology 18.31%
3 Healthcare 15.11%
4 Miscellaneous 11.75%
5 Real Estate 10.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DKNG icon
576
PUT
DraftKings
DKNG
$9.79B
$596K 0.01%
230,000
+130,000
+130% +$1.81M
2022 Q1
3 quarters
UBX icon
577
DELISTED
Unity Biotechnology
UBX
$584K 0.01%
213,040
+152,390
+251% +$443K
2022 Q3
1 quarter
HOG icon
578
PUT
Harley-Davidson
HOG
$2.86B
$575K 0.01%
+125,000
New +$5.32M
2022 Q4
0 quarters
ESPR icon
579
DELISTED
Esperion Therapeutics
ESPR
$570K 0.01%
91,437
+14,437
+19% +$103K
2022 Q3
1 quarter
EIGR
580
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$557K 0.01%
15,737
+8,336
+113% +$1M
2022 Q1
3 quarters
RCUS icon
581
Arcus Biosciences
RCUS
$2.87B
$555K 0.01%
26,825
-11,900
-31% -$327K
2022 Q2
2 quarters
UAL icon
582
PUT
United Airlines
UAL
$33.5B
$534K 0.01%
361,200
– –
2021 Q4
4 quarters
VST icon
583
Vistra
VST
$54.5B
$531K 0.01%
+22,905
New +$530K
2022 Q4
0 quarters
EXPE icon
584
Expedia Group
EXPE
$32.8B
$526K 0.01%
6,000
– –
2022 Q2
2 quarters
LCA
585
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$517K 0.01%
51,785
-423,602
-89% -$4.21M
2021 Q2
6 quarters
AMPS icon
586
DELISTED
Altus Power
AMPS
$515K 0.01%
79,001
-128,097
-62% -$1.05M
2022 Q3
1 quarter
OC icon
587
Owens Corning
OC
$8.92B
$509K 0.01%
+5,970
New +$523K
2022 Q4
0 quarters
SIX icon
588
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
$501K 0.01%
33,000
– –
2021 Q2
6 quarters
CCL icon
589
Carnival Corporation Ltd
CCL
$35.9B
$499K 0.01%
+61,850
New +$533K
2022 Q4
0 quarters
RXDX
590
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
$495K 0.01%
+4,500
New +$292K
2022 Q4
0 quarters
CNTB icon
591
Connect Biopharma Holdings
CNTB
$57.9M
$493K 0.01%
567,589
-46,342
-8% -$38.2K
2022 Q2
2 quarters
PRCT icon
592
Procept Biorobotics
PRCT
$1.09B
$493K 0.01%
+11,874
New +$510K
2022 Q4
0 quarters
ELAN icon
593
Elanco Animal Health
ELAN
$11.2B
$489K 0.01%
+40,000
New +$499K
2022 Q4
0 quarters
HYG icon
594
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$489K 0.01%
300,000
-700,000
-70% -$51.6M
2022 Q3
1 quarter
SYBX icon
595
DELISTED
Synlogic
SYBX
$483K 0.01%
42,354
+11,305
+36% +$138K
2022 Q1
3 quarters
SGEN
596
DELISTED
Seagen Inc. Common Stock
SGEN
$458K 0.01%
3,561
-1,439
-29% -$186K
2022 Q3
1 quarter
NRG icon
597
PUT
NRG Energy
NRG
$22.5B
$450K 0.01%
+200,000
New +$7.91M
2022 Q4
0 quarters
RCL icon
598
PUT
Royal Caribbean
RCL
$75.3B
$417K 0.01%
192,500
+138,300
+255% +$7.25M
2021 Q2
6 quarters
ENPH icon
599
Enphase Energy
ENPH
$4.23B
$415K 0.01%
1,565
-13,390
-90% -$3.9M
2022 Q2
2 quarters
MRK icon
600
Merck
MRK
$350B
$395K 0.01%
3,561
-19,239
-84% -$1.97M
2022 Q3
1 quarter
22 23
24
25 26

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 1,042 positions worth $5.42B, down 38% from $8.8B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

UBS O'Connor withdrew a net $3.75B in Q4 2022, closing 284 positions and reducing 414 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 20% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Coupa Software Incorporated worth $128M.

  • UBS O'Connor's largest Q4 2022 buy was Coupa Software Incorporated: 1,619,333 shares worth $128M.
  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Rogers Corp, cutting an estimated $219M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 41% of its $5.42B portfolio in Q4 2022.
  • UBS O'Connor opened 84 new positions and closed 284 in Q4 2022.
  • UBS O'Connor's portfolio value fell 38% quarter-over-quarter to $5.42B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.