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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXR icon
576
Extra Space Storage
EXR
$31.6B
$1.87M 0.02%
8,250
-9,350
-53% -$1.85M
FRSH icon
577
Freshworks
FRSH
$3.27B
$1.84M 0.02%
70,000
+25,000
+56% +$907K
RPT
578
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1.84M 0.02%
137,200
+107,600
+364% +$1.45M
PHM icon
579
Pultegroup
PHM
$25.3B
$1.83M 0.02%
+32,000
New +$1.64M
EQR icon
580
Equity Residential
EQR
$25.1B
$1.81M 0.02%
20,000
+2,400
+14% +$206K
DFLI icon
581
Dragonfly Energy
DFLI
$18.9M
$1.8M 0.02%
2,006
+54
+3% +$48.4K
HORIU
582
DELISTED
Emerging Markets Horizon Corp. Unit
HORIU
$1.77M 0.02%
+176,987
New +$1.78M
HHLA
583
DELISTED
HH&L Acquisition Co.
HHLA
$1.76M 0.02%
181,138
+4,850
+3% +$47.2K
FORG
584
DELISTED
ForgeRock, Inc.
FORG
$1.75M 0.02%
65,391
+3,391
+5% +$97.9K
BRIV
585
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$1.74M 0.02%
178,499
+4,780
+3% +$46.6K
PATH icon
586
UiPath
PATH
$7.8B
$1.73M 0.02%
40,000
+10,000
+33% +$493K
SKYA
587
DELISTED
Skydeck Acquisition Corp. Class A Ordinary Shares
SKYA
$1.7M 0.02%
175,056
+60,907
+53% +$595K
CORS
588
DELISTED
Corsair Partnering Corporation
CORS
$1.69M 0.02%
173,236
+4,639
+3% +$45.2K
EPRT icon
589
Essential Properties Realty Trust
EPRT
$6.62B
$1.66M 0.02%
+57,600
New +$1.65M
PSA icon
590
Public Storage
PSA
$61.3B
$1.63M 0.02%
+4,350
New +$1.45M
LMACA
591
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$1.57M 0.02%
152,529
-32,800
-18% -$337K
HPP
592
Hudson Pacific Properties
HPP
$779M
$1.55M 0.01%
8,957
-40,672
-82% -$7.41M
REVE
593
DELISTED
Alpine Acquisition Corp
REVE
$1.55M 0.01%
+154,731
New +$1.55M
LEAP
594
DELISTED
Ribbit LEAP, Ltd.
LEAP
$1.55M 0.01%
154,692
+4,149
+3% +$42.4K
ZFOX
595
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
$1.54M 0.01%
153,926
+4,129
+3% +$41.4K
GSQB
596
DELISTED
G Squared Ascend II Inc.
GSQB
$1.54M 0.01%
154,731
+4,144
+3% +$40.6K
FST
597
DELISTED
FAST Acquisition Corp.
FST
$1.54M 0.01%
+151,703
New +$1.76M
BLTS
598
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
$1.53M 0.01%
154,738
+4,151
+3% +$40.7K
NSTC
599
DELISTED
Northern Star Investment Corp. III
NSTC
$1.52M 0.01%
156,395
+4,188
+3% +$40.9K
RICO
600
DELISTED
Agrico Acquisition Corp
RICO
$1.52M 0.01%
151,703
-23,982
-14% -$241K
22 23
24
25 26

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SAG
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ACI
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CGL
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JCM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.