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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUTR
576
DELISTED
OUTERWALL INC
OUTR
– –
-42,264
Closed -$2.48M
DCUB
577
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
– –
-195,000
Closed -$9.77M
CVC
578
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-194,998
Closed -$3.28M
SZYM
579
PUT
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
– –
-400,000
Closed -$55K
DCUA
580
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
– –
-250,000
Closed -$12.5M
HNT
581
DELISTED
HEALTH NET INC
HNT
– –
-51,000
Closed -$1.62M
ANAD
582
DELISTED
ANADIGICS INC
ANAD
– –
-180,000
Closed -$396K
MM
583
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
– –
-16,851
Closed -$147K
FDO
584
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-256,245
Closed -$18M
IMRS
585
DELISTED
IMRIS INC COMMON SHARES (CANADA)
IMRS
– –
-150,000
Closed -$414K
PCYC
586
DELISTED
PHARMACYCLICS INC
PCYC
– –
-16,800
Closed -$1.33M
PETM
587
DELISTED
PETSMART INC
PETM
– –
-20,383
Closed -$1.36M
NPSP
588
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-60,400
Closed -$912K
AMRE
589
DELISTED
AMREIT INC NEW COM STK
AMRE
– –
-105,491
Closed -$2.04M
AUXL
590
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
– –
-110,000
Closed -$1.83M
FST
591
DELISTED
FOREST OIL CORPORATION
FST
– –
-114,497
Closed -$468K
DNDN
592
DELISTED
DENDREON CORPORATION
DNDN
– –
-168,000
Closed -$692K
ESC
593
DELISTED
EMERITUS CORP
ESC
– –
-9,133
Closed -$212K
SKS
594
CALL
DELISTED
SAKS INCORPORATED
SKS
– –
-500,000
Closed -$88K
BZ
595
CALL
DELISTED
BOISE INC COM STK (DE)
BZ
– –
-53,000
Closed -$13K
OPTR
596
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-60,000
Closed -$868K
ASTX
597
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-188,000
Closed -$773K
SFD
598
CALL
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-200,000
Closed -$1.27M
SFD
599
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-1,685,070
Closed -$55.2M
WWAV.B
600
DELISTED
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
– –
-1,055,295
Closed -$16M
21 22 23
24
25

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UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.