We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
OUTR
576
DELISTED
OUTERWALL INC
OUTR
– –
-42,264
Closed -$2.48M –
DCUB
577
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
– –
-195,000
Closed -$9.77M –
CVC
578
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-194,998
Closed -$3.28M –
SZYM
579
PUT
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
– –
-400,000
Closed -$55K –
DCUA
580
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
– –
-250,000
Closed -$12.5M –
HNT
581
DELISTED
HEALTH NET INC
HNT
– –
-51,000
Closed -$1.62M –
ANAD
582
DELISTED
ANADIGICS INC
ANAD
– –
-180,000
Closed -$396K –
MM
583
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
– –
-16,851
Closed -$147K –
FDO
584
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-256,245
Closed -$18M –
IMRS
585
DELISTED
IMRIS INC COMMON SHARES (CANADA)
IMRS
– –
-150,000
Closed -$414K –
PCYC
586
DELISTED
PHARMACYCLICS INC
PCYC
– –
-16,800
Closed -$1.33M –
PETM
587
DELISTED
PETSMART INC
PETM
– –
-20,383
Closed -$1.36M –
NPSP
588
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-60,400
Closed -$912K –
AMRE
589
DELISTED
AMREIT INC NEW COM STK
AMRE
– –
-105,491
Closed -$2.04M –
AUXL
590
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
– –
-110,000
Closed -$1.83M –
FST
591
DELISTED
FOREST OIL CORPORATION
FST
– –
-114,497
Closed -$468K –
DNDN
592
DELISTED
DENDREON CORPORATION
DNDN
– –
-168,000
Closed -$692K –
ESC
593
DELISTED
EMERITUS CORP
ESC
– –
-9,133
Closed -$212K –
SKS
594
CALL
DELISTED
SAKS INCORPORATED
SKS
– –
-500,000
Closed -$88K –
BZ icon
595
CALL
DELISTED
BOISE INC COM STK (DE)
BZ
– –
-53,000
Closed -$13K –
OPTR
596
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-60,000
Closed -$868K –
ASTX icon
597
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-188,000
Closed -$773K –
SFD icon
598
CALL
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-200,000
Closed -$1.27M –
SFD icon
599
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-1,685,070
Closed -$55.2M –
WWAV.B
600
DELISTED
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
– –
-1,055,295
Closed -$16M –
21 22 23
24
25

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.