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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.05B
AUM Growth
+$503M
Cap. Flow
+$454M
Cap. Flow %
11.2%
Top 10 Hldgs %
55.84%
Holding
654
New
120
Increased
131
Reduced
191
Closed
155

Top Buys

Rank Stock Value
1
K
Kellanova
K
+$269M
2
SRCL
Stericycle Inc
SRCL
+$141M
3
MRO
Marathon Oil Corporation
MRO
+$108M
4
CHX
ChampionX
CHX
+$103M
5
SPR
Spirit AeroSystems
SPR
+$95.3M

Top Sells

Rank Stock Value
1
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$149M
2
CERE
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
+$81.8M
3
SWN
Southwestern Energy Company
SWN
+$56.7M
4
UNP icon
Union Pacific
UNP
+$24.2M
5
X
US Steel
X
+$20.2M

Sector Composition

Rank Sector Weight
1 Energy 20.91%
2 Technology 19.62%
3 Healthcare 14.36%
4 Industrials 11.13%
5 Consumer Staples 9.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCID icon
551
Lucid Motors
LCID
$2.75B
– –
-19,010
Closed -$662K
LRCX icon
552
Lam Research
LRCX
$383B
– –
-15,000
Closed -$1.6M
LUV icon
553
Southwest Airlines
LUV
$23B
– –
-175,200
Closed -$5.01M
M icon
554
CALL
Macy's
M
$6.61B
– –
-150,000
Closed -$9.75K
M icon
555
Macy's
M
$6.61B
– –
-80,801
Closed -$1.55M
MAR icon
556
PUT
Marriott International
MAR
$93.8B
– –
-16,000
Closed -$13.6K
MHO icon
557
M/I Homes
MHO
$3.71B
– –
-5,700
Closed -$696K
MIRM icon
558
CALL
Mirum Pharmaceuticals
MIRM
$5.74B
– –
-10,000
Closed -$11.3K
MNSO icon
559
MINISO
MNSO
$3.75B
– –
-69,980
Closed -$1.33M
MRK icon
560
CALL
Merck
MRK
$317B
– –
-20,000
Closed -$3.8K
MRNA icon
561
PUT
Moderna
MRNA
$21.5B
– –
-28,000
Closed -$237K
MRUS
562
CALL
DELISTED
Merus
MRUS
– –
-15,000
Closed -$36.8K
MSTR icon
563
Strategy Inc
MSTR
$37.2B
– –
-15,670
Closed -$2.16M
MTCH icon
564
Match Group
MTCH
$8.4B
– –
-25,000
Closed -$760K
NBR icon
565
Nabors Industries
NBR
$1.23B
– –
-40,000
Closed -$3.09M
NFLX icon
566
Netflix
NFLX
$307B
– –
-5,000
Closed -$337K
NNN icon
567
NNN REIT
NNN
$9.02B
– –
-11,038
Closed -$470K
NTLA icon
568
CALL
Intellia Therapeutics
NTLA
$1.57B
– –
-30,000
Closed -$3.75K
NVT icon
569
nVent Electric
NVT
$26.4B
– –
-101,570
Closed -$7.78M
O icon
570
Realty Income
O
$59B
– –
-14,300
Closed -$755K
OC icon
571
Owens Corning
OC
$11.9B
– –
-45,900
Closed -$7.97M
OTLK icon
572
Outlook Therapeutics
OTLK
$182M
– –
-36,000
Closed -$266K
PD icon
573
PagerDuty
PD
$856M
– –
-75,000
Closed -$1.72M
PDM
574
Piedmont Realty Trust
PDM
$1.18B
– –
-467,900
Closed -$3.39M
PEN icon
575
Penumbra
PEN
$12.8B
– –
-5,498
Closed -$989K
21 22
23
24 25

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q3 2024 Portfolio in Review

As of Q3 2024, UBS O'Connor held 654 positions worth $4.05B, up 14% from $3.55B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $454M of net new capital in Q3 2024, opening 120 new positions and adding to 131 existing holdings. Its largest new stake was Kellanova: 3,778,689 shares worth $305M.

By sector, the portfolio is most concentrated in Energy at 21% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was US Steel, an estimated $20.2M trimmed.

  • UBS O'Connor's largest Q3 2024 buy was Kellanova: 3,778,689 shares worth $305M.
  • UBS O'Connor added most to Stericycle Inc in Q3 2024, an estimated $141M increase.
  • UBS O'Connor's biggest Q3 2024 reduction was US Steel, cutting an estimated $20.2M.
  • UBS O'Connor fully exited Equitrans Midstream Corporation Common Stock in Q3 2024, selling an estimated $149M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.05B portfolio in Q3 2024.
  • UBS O'Connor opened 120 new positions and closed 155 in Q3 2024.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $4.05B.

Based on UBS O'Connor's 13F filing for Q3 2024, filed 14 Nov 2024.